THE MONITOR-"CLIENT" RELATIONSHIP

Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporatio...

Celý popis

Uloženo v:
Podrobná bibliografie
Vydáno v:Virginia law review Ročník 100; číslo 3; s. 523 - 585
Hlavní autor: Root, Veronica
Médium: Journal Article
Jazyk:angličtina
Vydáno: Charlottesville VIRGINIA LAW REVIEW ASSOCIATION 01.05.2014
The Virginia Law Review Association
Témata:
Antitrust
Attorney client privilege
Attorneys
BUSINESS
Business structures
Client relationships
Compliance
Compliance certificates
Corporate regulation
Corporations
CORPORATIONS LAW
Corrupt practices
Government regulation
Law and legislation
Law schools
Legal research
Recommendations
SECURITIES AND EXCHANGE
Securities fraud
State laws
Work product doctrine
UNITED STATES
United States > US
Virginia
ISSN:0042-6601
On-line přístup:Získat plný text
Tagy: Přidat tag
Žádné tagy, Buďte první, kdo vytvoří štítek k tomuto záznamu!
Abstract Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporation has engaged in wrongdoing or violated federal law, it often enters into an agreement with the corporation requiring the corporation to retain a corporate compliance monitor. Despite its name, a monitor is often not charged with "monitoring compliance." Instead, a monitor, oftentimes a lawyer but sometimes an accountant or other highly skilled professional, is retained to investigate the compliance failure that resulted in the legal or regulatory violation, assess the cause of the compliance failure, and analyze the company's unique business structures against the legal and regulatory requirements. This allows a monitor to provide an individualized set of recommendations for the corporation to implement.
AbstractList Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporation has engaged in wrongdoing or violated federal law, it often enters into an agreement with the corporation requiring the corporation to retain a corporate compliance monitor. Despite its name, a monitor is often not charged with "monitoring compliance." Instead, a monitor, oftentimes a lawyer but sometimes an accountant or other highly skilled professional, is retained to investigate the compliance failure that resulted in the legal or regulatory violation, assess the cause of the compliance failure, and analyze the company's unique business structures against the legal and regulatory requirements. This allows a monitor to provide an individualized set of recommendations for the corporation to implement.
Author Root, Veronica
Author_xml – sequence: 1
  givenname: Veronica
  surname: Root
  fullname: Root, Veronica
BookMark eNqVzb1OwzAUhmEPRaItXAJSKXMk_8cdqyqQSKFBJcyWazttIhoH2x24eyIKExPTN5xXz5mBSe96OwFTCClOOIfoGsxC6CCEqaBsCu7rPFs8V9uirnbJclMW2bZeLnZZua6LavuaFy834KpR78He_uwcvD1m9SZPyuqp2KzLpCNkFRNLlcBNYxvCGdsLxTXXjdCaMJMqwlSDmRV0LzQ22OKUCMMR22NjU2uo0JzMwcPFHbz7ONsQZefOvh9fSswx4oxQLsaqvFT-1EapDm0YojzGOARpVFSy7Rv3fXL-II1rJYKSEMR_UwzRCkHMxoGMjlz-lwtWeX38P3V3oboQnZeDb0_Kf0pMCcecp-QLAgh0bg
ContentType Journal Article
Copyright Copyright © 2014 Virginia Law Review Association
Copyright The Virginia Law Review Association Apr 2014
Copyright_xml – notice: Copyright © 2014 Virginia Law Review Association
– notice: Copyright The Virginia Law Review Association Apr 2014
DBID 3V.
7WY
7WZ
7XB
87Z
8FK
8FL
ABUWG
AFKRA
BENPR
BEZIV
CCPQU
DWQXO
FRNLG
F~G
K60
K6~
L.-
M0C
PHGZM
PHGZT
PKEHL
PQBIZ
PQBZA
PQEST
PQQKQ
PQUKI
PRINS
Q9U
DatabaseName ProQuest Central (Corporate)
ABI/INFORM Collection
ABI/INFORM Global (PDF only)
ProQuest Central (purchase pre-March 2016)
ABI/INFORM Global (Alumni Edition)
ProQuest Central (Alumni) (purchase pre-March 2016)
ABI/INFORM Collection (Alumni Edition)
ProQuest Central (Alumni)
ProQuest Central UK/Ireland
ProQuest Central
Business Premium Collection (Proquest)
ProQuest One Community College
ProQuest Central Korea
Business Premium Collection (Alumni)
ABI/INFORM Global (Corporate)
ProQuest Business Collection (Alumni Edition)
ProQuest Business Collection
ABI/INFORM Professional Advanced
ABI/INFORM Global
ProQuest Central Premium
ProQuest One Academic (New)
ProQuest One Academic Middle East (New)
ProQuest One Business (OCUL)
ProQuest One Business (Alumni)
ProQuest One Academic Eastern Edition (DO NOT USE)
ProQuest One Academic (retired)
ProQuest One Academic UKI Edition
ProQuest Central China
ProQuest Central Basic
DatabaseTitle ABI/INFORM Global (Corporate)
ProQuest Business Collection (Alumni Edition)
ProQuest One Business
ProQuest One Academic Middle East (New)
ProQuest Central (Alumni Edition)
ProQuest One Community College
ProQuest Central China
ABI/INFORM Complete
ProQuest Central
ABI/INFORM Professional Advanced
ProQuest Central Korea
ProQuest Central (New)
ABI/INFORM Complete (Alumni Edition)
Business Premium Collection
ABI/INFORM Global
ABI/INFORM Global (Alumni Edition)
ProQuest Central Basic
ProQuest One Academic Eastern Edition
ProQuest Business Collection
ProQuest One Academic UKI Edition
ProQuest One Business (Alumni)
ProQuest One Academic
ProQuest Central (Alumni)
Business Premium Collection (Alumni)
ProQuest One Academic (New)
DatabaseTitleList
Database_xml – sequence: 1
  dbid: BENPR
  name: ProQuest Central
  url: https://www.proquest.com/central
  sourceTypes: Aggregation Database
DeliveryMethod fulltext_linktorsrc
Discipline Law
Business
EndPage 585
ExternalDocumentID 10.3316/agispt.20191025019054
24362667
Genre Journal Article
Articles
GeographicLocations UNITED STATES
United States--US
Virginia
GeographicLocations_xml – name: UNITED STATES
– name: United States--US
– name: Virginia
GroupedDBID .4L
.CB
0ZK
123
2-G
29Q
2QL
5.J
6DY
7WY
8FL
8G5
8OO
8V8
96U
AAAZS
AACLI
AAFWJ
ABACO
ABAWQ
ABBHK
ABFRF
ABLWH
ABUWG
ABVAB
ABXSQ
ACBMB
ACHJO
ACHQT
ACMJI
ACNCT
ADCHZ
ADEPB
ADEYR
ADMHG
ADNFJ
ADULT
ADUOI
AEFWE
AEGXH
AEGZQ
AEUPB
AFACB
AFAZI
AFKRA
AFXCU
AGQRV
AHEHV
AHQJS
AKVCP
AL2
ALMA_UNASSIGNED_HOLDINGS
ASUFR
AZQEC
BENPR
BEZIV
BHRNT
CCPQU
CS3
DU5
DWQXO
EBU
EKAWT
F5P
F8P
FM.
FRNLG
FRS
GCQ
GENNL
GNUQQ
GUQSH
HCSNT
HISYW
HLR
HOCAJ
IPB
IPSME
JAAYA
JAV
JBMMH
JBZCM
JENOY
JHFFW
JKQEH
JLEZI
JLXEF
JPL
JST
K1G
LBL
LGEZI
LMKDQ
LOTEE
LU7
LXB
LXHRH
LXL
LXN
LXO
M0C
M2O
MVM
NADUK
NXXTH
OK1
P2P
PADUT
PHGZM
PHGZT
PQBIZ
PQBZA
Q.-
QF4
QN5
QN7
RHO
RWL
RXW
SA0
TAA
TAC
TAE
TAF
TAI
TH9
TQQ
TQW
TWJ
UFL
ULE
UNMZH
UXK
UXR
VKN
W2G
WE1
X6Y
XFL
XPM
ZRR
ZY4
ZYG
~8M
~X8
~ZZ
PUEGO
XRM
3V.
7XB
8FK
AFFHD
K60
K6~
L.-
PKEHL
PQEST
PQQKQ
PQUKI
PRINS
Q9U
ID FETCH-LOGICAL-j339t-e4a82ffef3655b8a6c6cf8cc35d7a35af25e84b8c2d2e2738d615b2de7ed48c63
IEDL.DBID BENPR
ISICitedReferencesCount 31
ISICitedReferencesURI http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=000335875100002&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
ISSN 0042-6601
IngestDate Sun Nov 09 06:23:25 EST 2025
Wed Sep 24 03:21:27 EDT 2025
Wed Sep 24 03:26:30 EDT 2025
Thu Jun 19 15:09:03 EDT 2025
IsPeerReviewed true
IsScholarly true
Issue 3
Language English
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-j339t-e4a82ffef3655b8a6c6cf8cc35d7a35af25e84b8c2d2e2738d615b2de7ed48c63
Notes 2019-10-25T16:26:45+11:00
VIRGINIA LAW REVIEW, Vol. 100, No. 3, May 2014, 523-585
VIRGINIA LAW REVIEW, Vol. 100, No. 3, May 2014: 523-585
Informit, Melbourne (Vic)
ObjectType-Article-1
SourceType-Scholarly Journals-1
ObjectType-Feature-2
content type line 14
PQID 2621653468
PQPubID 5327632
PageCount 63
ParticipantIDs rmit_agispt_search_informit_org_doi_10_3316_agispt_20191025019054
jstor_primary_24362667
proquest_journals_2621653468
rmit_agispt_https_data_informit_org_doi_10_3316_agispt_20191025019054
PublicationCentury 2000
PublicationDate 2014-05-01
PublicationDateYYYYMMDD 2014-05-01
PublicationDate_xml – month: 05
  year: 2014
  text: 2014-05-01
  day: 01
PublicationDecade 2010
PublicationPlace Charlottesville
PublicationPlace_xml – name: Charlottesville
PublicationTitle Virginia law review
PublicationYear 2014
Publisher VIRGINIA LAW REVIEW ASSOCIATION
The Virginia Law Review Association
Publisher_xml – name: VIRGINIA LAW REVIEW ASSOCIATION
– name: The Virginia Law Review Association
SSID ssj0007845
Score 2.1565676
Snippet Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal...
SourceID proquest
rmit
jstor
SourceType Aggregation Database
Publisher
StartPage 523
SubjectTerms Antitrust
Attorney client privilege
Attorneys
BUSINESS
Business structures
Client relationships
Compliance
Compliance certificates
Corporate regulation
Corporations
CORPORATIONS LAW
Corrupt practices
Government regulation
Law and legislation
Law schools
Legal research
Recommendations
SECURITIES AND EXCHANGE
Securities fraud
State laws
Work product doctrine
Title THE MONITOR-"CLIENT" RELATIONSHIP
URI https://www.jstor.org/stable/24362667
https://search.informit.org/documentSummary;res=agispt;dn=20191025019054
http://search.informit.org/doi/10.3316/agispt.20191025019054
https://www.proquest.com/docview/2621653468
Volume 100
WOSCitedRecordID wos000335875100002&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
journalDatabaseRights – providerCode: PRVPQU
  databaseName: ABI/INFORM Collection
  issn: 0042-6601
  databaseCode: 7WY
  dateStart: 20110101
  customDbUrl:
  isFulltext: true
  dateEnd: 20211231
  titleUrlDefault: https://www.proquest.com/abicomplete
  omitProxy: false
  ssIdentifier: ssj0007845
  providerName: ProQuest
– providerCode: PRVPQU
  databaseName: ABI/INFORM Collection
  issn: 0042-6601
  databaseCode: 7WY
  dateStart: 20040301
  customDbUrl:
  isFulltext: true
  dateEnd: 99991231
  titleUrlDefault: https://www.proquest.com/abicomplete
  omitProxy: false
  ssIdentifier: ssj0007845
  providerName: ProQuest
– providerCode: PRVPQU
  databaseName: ABI/INFORM Global
  issn: 0042-6601
  databaseCode: M0C
  dateStart: 20040301
  customDbUrl:
  isFulltext: true
  dateEnd: 99991231
  titleUrlDefault: https://search.proquest.com/abiglobal
  omitProxy: false
  ssIdentifier: ssj0007845
  providerName: ProQuest
– providerCode: PRVPQU
  databaseName: ABI/INFORM Global
  issn: 0042-6601
  databaseCode: M0C
  dateStart: 20110101
  customDbUrl:
  isFulltext: true
  dateEnd: 20211231
  titleUrlDefault: https://search.proquest.com/abiglobal
  omitProxy: false
  ssIdentifier: ssj0007845
  providerName: ProQuest
– providerCode: PRVPQU
  databaseName: ProQuest Central
  issn: 0042-6601
  databaseCode: BENPR
  dateStart: 20040301
  customDbUrl:
  isFulltext: true
  dateEnd: 99991231
  titleUrlDefault: https://www.proquest.com/central
  omitProxy: false
  ssIdentifier: ssj0007845
  providerName: ProQuest
– providerCode: PRVPQU
  databaseName: ProQuest Central
  issn: 0042-6601
  databaseCode: BENPR
  dateStart: 20110101
  customDbUrl:
  isFulltext: true
  dateEnd: 20211231
  titleUrlDefault: https://www.proquest.com/central
  omitProxy: false
  ssIdentifier: ssj0007845
  providerName: ProQuest
– providerCode: PRVPQU
  databaseName: Research Library
  issn: 0042-6601
  databaseCode: M2O
  dateStart: 20110101
  customDbUrl:
  isFulltext: true
  dateEnd: 20211231
  titleUrlDefault: https://search.proquest.com/pqrl
  omitProxy: false
  ssIdentifier: ssj0007845
  providerName: ProQuest
link http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwpV3LSgMxFL3Y6sKNb7FapQtdBjt5TWYltVRcaBVRrKuQySS1Im3tVN32Q_Tn-iUmM1MfG0HcBEJCCJeTe0-S-wDY587qK2eJkUODRZSyOlIqYShQEbPO4KoAx1mxibDdFp1OdFk8uKWFW-VMJ2aKOhlo_0Z-iDkOOCOUi6PhE_JVo_zvalFCowTzPlMZLcP8cat9efWpi0NB2SwIhXNf-SX3OvzBJ7-FzmdW5WT5v_tZgaWCT9YaOQBWYc7016B0pl7X4cBBoJaf2RGaTt6ajz72cTp5r316wN33hhtwc9K6bp6ioioCeiAkGiNDlcDWGks4Y7FQXHNthdaEJaEiTFnMjKCx0DjBxgfeJI60xDgxoUmo0JxsQrk_6JstqOnYBsrf8biybkjHTEQ0wvXIhpRaHlRgM5OWHOaZLySmPnsNDytQnQlFFphP5ZdEKtDyIpWq20uH4yxyKJXe41Xm2WDd0GDUlU5pS3cHISTgs6mOjjj-4miZ4ymMVqDxfZ387P9xje3ft7oDi24-zVwY61Uoj0fPZhcW9Mu4l472oBTe3u0VoHK983rTt_jiA1mn2dA
linkProvider ProQuest
linkToHtml http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMw1V1LT9wwEB7xkuBSykvdAm0OcLTY-BXnUCG0gEAsKw4gcTOOY9Otqt1ls4B644fAX-iP4pd0nGx4XJB64MDZzsjRjOebSeabAdiQiPoGkZigNXjCuWgSY3JBYpMKj4BrYpqVwyaSTkedn6cnE_C35sKEssraJ5aOOu_b8I18i0oaS8G4VNuDKxKmRoW_q_UIjcosjtyfW0zZih-Hu6jfTUr3905bB2Q8VYD8YiwdEceNot47z6QQmTLSSuuVtUzkiWHCeCqc4pmyNKcuEFdyBP2M5i5xOVdWMpQ7CdOc43UIpYLN1pPnTxQXNeVFyjBnpqpxfBW9viDqlxi2P__R3v4zfBpHy9FOZd4LMOF6izDZNrdLsIkGHlUeaUge7-5bvwOz8_HuIXqq7_vZHSzD2bucbwWmev2e-wKRzXxsQgYrjcclmwmV8pQ2U59w7mXcgJVSO3pQ9fXQlIfePDJpwFqtBD2-0YV-1kAD9oIKtbnsFoNRyYsqdKjn1VWvW1zqDy81QpLGDIuxWNZbMdjC6AyDTozCBG_Azks5lRL_U8bXt4_6HWYPTo_bun3YOVqFOXyWV8WaazA1Gl67dZixN6NuMfxWGnIEF-9tO_8AsbQ1Vw
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=THE+MONITOR-%22CLIENT%22+RELATIONSHIP&rft.jtitle=Virginia+law+review&rft.au=Root%2C+Veronica&rft.date=2014-05-01&rft.pub=VIRGINIA+LAW+REVIEW+ASSOCIATION&rft.issn=0042-6601&rft.volume=100&rft.issue=3&rft.spage=523&rft.epage=585&rft.externalDocID=24362667
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=0042-6601&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=0042-6601&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=0042-6601&client=summon