THE MONITOR-"CLIENT" RELATIONSHIP

Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporatio...

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Vydáno v:Virginia law review Ročník 100; číslo 3; s. 523 - 585
Hlavní autor: Root, Veronica
Médium: Journal Article
Jazyk:angličtina
Vydáno: Charlottesville VIRGINIA LAW REVIEW ASSOCIATION 01.05.2014
The Virginia Law Review Association
Témata:
Antitrust
Attorney client privilege
Attorneys
BUSINESS
Business structures
Client relationships
Compliance
Compliance certificates
Corporate regulation
Corporations
CORPORATIONS LAW
Corrupt practices
Government regulation
Law and legislation
Law schools
Legal research
Recommendations
SECURITIES AND EXCHANGE
Securities fraud
State laws
Work product doctrine
UNITED STATES
United States > US
Virginia
ISSN:0042-6601
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Popis
Shrnutí:Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporation has engaged in wrongdoing or violated federal law, it often enters into an agreement with the corporation requiring the corporation to retain a corporate compliance monitor. Despite its name, a monitor is often not charged with "monitoring compliance." Instead, a monitor, oftentimes a lawyer but sometimes an accountant or other highly skilled professional, is retained to investigate the compliance failure that resulted in the legal or regulatory violation, assess the cause of the compliance failure, and analyze the company's unique business structures against the legal and regulatory requirements. This allows a monitor to provide an individualized set of recommendations for the corporation to implement.
Bibliografie:2019-10-25T16:26:45+11:00
VIRGINIA LAW REVIEW, Vol. 100, No. 3, May 2014, 523-585
VIRGINIA LAW REVIEW, Vol. 100, No. 3, May 2014: 523-585
Informit, Melbourne (Vic)
ObjectType-Article-1
SourceType-Scholarly Journals-1
ObjectType-Feature-2
content type line 14
ISSN:0042-6601