THE MONITOR-"CLIENT" RELATIONSHIP

Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporatio...

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Veröffentlicht in:Virginia law review Jg. 100; H. 3; S. 523 - 585
1. Verfasser: Root, Veronica
Format: Journal Article
Sprache:Englisch
Veröffentlicht: Charlottesville VIRGINIA LAW REVIEW ASSOCIATION 01.05.2014
The Virginia Law Review Association
Schlagworte:
Antitrust
Attorney client privilege
Attorneys
BUSINESS
Business structures
Client relationships
Compliance
Compliance certificates
Corporate regulation
Corporations
CORPORATIONS LAW
Corrupt practices
Government regulation
Law and legislation
Law schools
Legal research
Recommendations
SECURITIES AND EXCHANGE
Securities fraud
State laws
Work product doctrine
UNITED STATES
United States > US
Virginia
ISSN:0042-6601
Online-Zugang:Volltext
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Abstract Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporation has engaged in wrongdoing or violated federal law, it often enters into an agreement with the corporation requiring the corporation to retain a corporate compliance monitor. Despite its name, a monitor is often not charged with "monitoring compliance." Instead, a monitor, oftentimes a lawyer but sometimes an accountant or other highly skilled professional, is retained to investigate the compliance failure that resulted in the legal or regulatory violation, assess the cause of the compliance failure, and analyze the company's unique business structures against the legal and regulatory requirements. This allows a monitor to provide an individualized set of recommendations for the corporation to implement.
AbstractList Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal law-compliance monitors are a constant in today's society. When a federal or state governmental entity determines that a corporation has engaged in wrongdoing or violated federal law, it often enters into an agreement with the corporation requiring the corporation to retain a corporate compliance monitor. Despite its name, a monitor is often not charged with "monitoring compliance." Instead, a monitor, oftentimes a lawyer but sometimes an accountant or other highly skilled professional, is retained to investigate the compliance failure that resulted in the legal or regulatory violation, assess the cause of the compliance failure, and analyze the company's unique business structures against the legal and regulatory requirements. This allows a monitor to provide an individualized set of recommendations for the corporation to implement.
Author Root, Veronica
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Notes 2019-10-25T16:26:45+11:00
VIRGINIA LAW REVIEW, Vol. 100, No. 3, May 2014, 523-585
VIRGINIA LAW REVIEW, Vol. 100, No. 3, May 2014: 523-585
Informit, Melbourne (Vic)
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Snippet Corporate compliance monitors are everywhere. From Foreign Corrupt Practices Act ("FCPA") violations to securities fraud to general violations of federal...
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SubjectTerms Antitrust
Attorney client privilege
Attorneys
BUSINESS
Business structures
Client relationships
Compliance
Compliance certificates
Corporate regulation
Corporations
CORPORATIONS LAW
Corrupt practices
Government regulation
Law and legislation
Law schools
Legal research
Recommendations
SECURITIES AND EXCHANGE
Securities fraud
State laws
Work product doctrine
Title THE MONITOR-"CLIENT" RELATIONSHIP
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Volume 100
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