Alternating Optimization Based Hybrid Transceiver Designs for Wideband Millimeter-Wave Massive Multiuser MIMO-OFDM Systems

Hybrid precoding has been considered as a promising technology for millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems, since it can achieve a tradeoff between system performance and hardware complexity. However, the optimal solution is difficult to obtain due to the coupl...

Celý popis

Uloženo v:

Podrobná bibliografie
Vydáno v:	IEEE transactions on wireless communications Ročník 22; číslo 12; s. 1
Hlavní autoři:	Yuan, Minghao, Wang, Hua, Yin, Hao, He, Dongxuan
Médium:	Journal Article
Jazyk:	angličtina
Vydáno:	New York IEEE 01.12.2023 The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Témata:	Algorithms alternating optimization Beamforming Broadband Complexity Convergence Fourier transforms Hybrid systems hybrid transceiver designs Massive MIMO Maximization Millimeter wave communication Millimeter waves millimeter-wave MIMO communication multiuser MIMO OFDM Optimization Orthogonal Frequency Division Multiplexing Precoding Radio frequency Spectral efficiency Transceivers Wideband WMMSE
ISSN:	1536-1276, 1558-2248
On-line přístup:	Získat plný text
Tagy:	Přidat tag Žádné tagy, Buďte první, kdo vytvoří štítek k tomuto záznamu!

Abstract	Hybrid precoding has been considered as a promising technology for millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems, since it can achieve a tradeoff between system performance and hardware complexity. However, the optimal solution is difficult to obtain due to the coupling between analog precoder and digital precoder, as well as the non-convex constant modulus constraint, especially in multiuser scenarios. In this paper, we investigate several hybrid transceiver designs in wideband mmWave massive multiuser MIMO-OFDM systems for maximizing the spectral efficiency. Firstly, we propose two joint designs of hybrid precoder and combiner based on alternating optimization. Specifically, the intractable spectral efficiency maximization problem is reformulated as an equivalent weighted minimum mean square error (WMMSE) problem. To design the analog precoder and combiner with non-convex constant modulus constraint, we develop two efficient algorithms based on majorization minimization (MM) and element-wise block coordinate descent (EBCD) techniques, respectively. Secondly, to reduce the computational complexity, we propose a discrete Fourier transform (DFT) codebook based scheme, which can enhance the beamforming gain and mitigate the inter-beam interference. Thirdly, the convergence and complexity analysis are presented. The proposed two alternating optimization algorithms are guaranteed to converge to locally optimal solutions. Simulation results demonstrate that the proposed hybrid transceiver designs achieve significant performance gains over state-of-the-art schemes.
AbstractList	Hybrid precoding has been considered as a promising technology for millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems, since it can achieve a tradeoff between system performance and hardware complexity. However, the optimal solution is difficult to obtain due to the coupling between analog precoder and digital precoder, as well as the non-convex constant modulus constraint, especially in multiuser scenarios. In this paper, we investigate several hybrid transceiver designs in wideband mmWave massive multiuser MIMO-OFDM systems for maximizing the spectral efficiency. Firstly, we propose two joint designs of hybrid precoder and combiner based on alternating optimization. Specifically, the intractable spectral efficiency maximization problem is reformulated as an equivalent weighted minimum mean square error (WMMSE) problem. To design the analog precoder and combiner with non-convex constant modulus constraint, we develop two efficient algorithms based on majorization minimization (MM) and element-wise block coordinate descent (EBCD) techniques, respectively. Secondly, to reduce the computational complexity, we propose a discrete Fourier transform (DFT) codebook based scheme, which can enhance the beamforming gain and mitigate the inter-beam interference. Thirdly, the convergence and complexity analysis are presented. The proposed two alternating optimization algorithms are guaranteed to converge to locally optimal solutions. Simulation results demonstrate that the proposed hybrid transceiver designs achieve significant performance gains over state-of-the-art schemes.
Author	Yin, Hao Yuan, Minghao He, Dongxuan Wang, Hua
Author_xml	– sequence: 1 givenname: Minghao orcidid: 0000-0002-7984-3195 surname: Yuan fullname: Yuan, Minghao organization: School of Information and Electronics, Beijing Institute of Technology, Beijing, China – sequence: 2 givenname: Hua orcidid: 0000-0002-3660-4290 surname: Wang fullname: Wang, Hua organization: School of Information and Electronics, Beijing Institute of Technology, Beijing, China – sequence: 3 givenname: Hao surname: Yin fullname: Yin, Hao organization: Institute of China Electronic System Engineering Corporation, Beijing, China – sequence: 4 givenname: Dongxuan orcidid: 0000-0002-5429-3318 surname: He fullname: He, Dongxuan organization: School of Information and Electronics, Beijing Institute of Technology, Beijing, China
BookMark	eNp9kLtqwzAUQEVpoc-9QwdBZ6d6WLI9pkkfgZgMTcloZPmqKDh2KimB9OurNBlKh073Cs65oHOJTru-A4RuKRlQSoqH-WI0YITxAWeyIEKeoAsqRJ4wluan-53LhLJMnqNL75eE0EwKcYG-hm0A16lguw88Wwe7sl_x0Xf4UXlo8OuudrbBc6c6r8FuweExePvReWx6hxe2gVp1DS5t29oVxFvJQm0Bl8p7u5-bNtiNj1o5KWfJ7Hlc4redD7Dy1-jMqNbDzXFeoffnp_noNZnOXiaj4TTRrGAhaaDQKjMZASN0Y3Jtap1SrgznzOSQZlQ0BDJNNK2lYjWYjBETOQkiNVLxK3R_uLt2_ecGfKiW_SZ-ufUVKwhlXFCRRUoeKO167x2YStvwUyI4ZduKkmrfuYqdq33n6tg5iuSPuHZ2pdzuP-XuoFgA-IVHmsuCfwM4IY0o
CODEN	ITWCAX
CitedBy_id	crossref_primary_10_3390_s24123713 crossref_primary_10_3390_s23177512 crossref_primary_10_1109_TCOMM_2024_3424342 crossref_primary_10_1038_s41598_024_81082_x crossref_primary_10_3390_s25165050 crossref_primary_10_1002_ett_70234
Cites_doi	10.1109/TWC.2022.3187790 10.1109/TCOMM.2015.2502954 10.1109/TCOMM.2021.3051397 10.1109/TSP.2005.850331 10.1109/TSP.2016.2601299 10.1109/JSTSP.2016.2520912 10.1109/TIT.1983.1056659 10.1109/T-WC.2008.070851 10.1109/MCOM.2016.7402270 10.1109/LCOMM.2020.3034131 10.1109/TSP.2020.3018548 10.1109/TIT.2003.814483 10.1109/TWC.2019.2894120 10.1109/TVT.2018.2880787 10.1109/TSP.2011.2147784 10.1109/MWC.2018.1800140 10.1109/TIT.2005.844082 10.1109/TCOMM.2016.2549517 10.1109/TCOMM.2019.2942911 10.1109/TSP.2019.2926017 10.1109/TWC.2021.3113458 10.1109/TIT.2003.813523 10.1109/JSTSP.2018.2824246 10.1109/JSAC.2021.3087269 10.1109/JSTSP.2016.2523903 10.1109/TSP.2003.821107 10.1109/TWC.2021.3057227 10.1109/TWC.2015.2455980 10.1109/TCOMM.2019.2893632 10.1109/TIT.2003.817421 10.1109/TCOMM.2022.3144986 10.1109/JPROC.2021.3107494 10.1109/JSTSP.2016.2523924 10.1109/OJCOMS.2019.2959595 10.1109/TVT.2021.3076691 10.1109/TSP.2019.2957611 10.1109/TWC.2020.3002719 10.1109/MCOM.001.1900411 10.1109/JSAC.2017.2719924 10.1109/TWC.2014.011714.130846 10.1109/TWC.2019.2936025 10.1109/MCOM.2014.6736761 10.1109/MCOM.2015.7010533 10.1109/TIT.2004.833336 10.1109/JSAC.2014.2328098 10.1109/JSAC.2017.2698958 10.1109/MCOM.2017.1600400 10.1109/TWC.2020.2990766
ContentType	Journal Article
Copyright	Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2023
Copyright_xml	– notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2023
DBID	97E RIA RIE AAYXX CITATION 7SC 7SP 8FD JQ2 L7M L~C L~D
DOI	10.1109/TWC.2023.3269056
DatabaseName	IEEE All-Society Periodicals Package (ASPP) 2005-present IEEE All-Society Periodicals Package (ASPP) 1998-Present IEEE Electronic Library (IEL) CrossRef Computer and Information Systems Abstracts Electronics & Communications Abstracts Technology Research Database ProQuest Computer Science Collection Advanced Technologies Database with Aerospace Computer and Information Systems Abstracts Academic Computer and Information Systems Abstracts Professional
DatabaseTitle	CrossRef Technology Research Database Computer and Information Systems Abstracts – Academic Electronics & Communications Abstracts ProQuest Computer Science Collection Computer and Information Systems Abstracts Advanced Technologies Database with Aerospace Computer and Information Systems Abstracts Professional
DatabaseTitleList	Technology Research Database
Database_xml	– sequence: 1 dbid: RIE name: IEEE/IET Electronic Library (IEL) (UW System Shared) url: https://ieeexplore.ieee.org/ sourceTypes: Publisher
DeliveryMethod	fulltext_linktorsrc
Discipline	Engineering
EISSN	1558-2248
EndPage	1
ExternalDocumentID	10_1109_TWC_2023_3269056 10110369
Genre	orig-research
GrantInformation_xml	– fundername: National Key Research and Development Program of China grantid: 2020YFB1807900
GroupedDBID	-~X 0R~ 29I 4.4 5GY 5VS 6IK 97E AAJGR AARMG AASAJ AAWTH ABAZT ABQJQ ABVLG ACGFO ACGFS ACIWK AENEX AGQYO AGSQL AHBIQ AKJIK AKQYR ALMA_UNASSIGNED_HOLDINGS ATWAV BEFXN BFFAM BGNUA BKEBE BPEOZ CS3 DU5 EBS HZ~ IES IFIPE IPLJI JAVBF LAI M43 O9- OCL P2P RIA RIE RNS AAYXX AETIX AIBXA CITATION EJD H~9 7SC 7SP 8FD JQ2 L7M L~C L~D
ID	FETCH-LOGICAL-c292t-de9ca7f70ef5cdf8cfbc413af332f8e4715d0e7c0c1b6a2bef720ff8c6e54f6a3
IEDL.DBID	RIE
ISICitedReferencesCount	7
ISICitedReferencesURI	http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=001128031700084&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
ISSN	1536-1276
IngestDate	Fri Jul 25 10:47:07 EDT 2025 Tue Nov 18 22:08:26 EST 2025 Sat Nov 29 06:23:57 EST 2025 Wed Aug 27 02:56:30 EDT 2025
IsPeerReviewed	true
IsScholarly	true
Issue	12
Language	English
License	https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html https://doi.org/10.15223/policy-029 https://doi.org/10.15223/policy-037
LinkModel	DirectLink
MergedId	FETCHMERGED-LOGICAL-c292t-de9ca7f70ef5cdf8cfbc413af332f8e4715d0e7c0c1b6a2bef720ff8c6e54f6a3
Notes	ObjectType-Article-1 SourceType-Scholarly Journals-1 ObjectType-Feature-2 content type line 14
ORCID	0000-0002-3660-4290 0000-0002-7984-3195 0000-0002-5429-3318
PQID	2901235157
PQPubID	105736
PageCount	1
ParticipantIDs	crossref_citationtrail_10_1109_TWC_2023_3269056 crossref_primary_10_1109_TWC_2023_3269056 proquest_journals_2901235157 ieee_primary_10110369
PublicationCentury	2000
PublicationDate	2023-12-01
PublicationDateYYYYMMDD	2023-12-01
PublicationDate_xml	– month: 12 year: 2023 text: 2023-12-01 day: 01
PublicationDecade	2020
PublicationPlace	New York
PublicationPlace_xml	– name: New York
PublicationTitle	IEEE transactions on wireless communications
PublicationTitleAbbrev	TWC
PublicationYear	2023
Publisher	IEEE The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Publisher_xml	– name: IEEE – name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
References	ref13 ref35 ref12 ref34 ref15 ref37 ref14 ref36 ref31 ref30 ref11 ref33 ref10 ref32 ref2 ref17 ref39 ref16 ref38 ref19 ref18 ref24 ref46 ref23 ref45 ref26 ref48 Andrews (ref1) 2014; 32 ref25 ref47 ref20 ref42 ref41 ref22 ref44 ref21 ref43 ref28 ref27 ref29 ref8 ref7 ref9 ref4 ref3 ref6 ref5 ref40
References_xml	– ident: ref44 doi: 10.1109/TWC.2022.3187790 – ident: ref16 doi: 10.1109/TCOMM.2015.2502954 – ident: ref38 doi: 10.1109/TCOMM.2021.3051397 – ident: ref34 doi: 10.1109/TSP.2005.850331 – ident: ref35 doi: 10.1109/TSP.2016.2601299 – ident: ref14 doi: 10.1109/JSTSP.2016.2520912 – ident: ref24 doi: 10.1109/TIT.1983.1056659 – ident: ref30 doi: 10.1109/T-WC.2008.070851 – ident: ref6 doi: 10.1109/MCOM.2016.7402270 – ident: ref17 doi: 10.1109/LCOMM.2020.3034131 – ident: ref37 doi: 10.1109/TSP.2020.3018548 – ident: ref26 doi: 10.1109/TIT.2003.814483 – ident: ref42 doi: 10.1109/TWC.2019.2894120 – ident: ref21 doi: 10.1109/TVT.2018.2880787 – ident: ref31 doi: 10.1109/TSP.2011.2147784 – ident: ref8 doi: 10.1109/MWC.2018.1800140 – ident: ref29 doi: 10.1109/TIT.2005.844082 – ident: ref41 doi: 10.1109/TCOMM.2016.2549517 – ident: ref32 doi: 10.1109/TCOMM.2019.2942911 – ident: ref43 doi: 10.1109/TSP.2019.2926017 – ident: ref39 doi: 10.1109/TWC.2021.3113458 – ident: ref25 doi: 10.1109/TIT.2003.813523 – ident: ref23 doi: 10.1109/JSTSP.2018.2824246 – ident: ref33 doi: 10.1109/JSAC.2021.3087269 – ident: ref13 doi: 10.1109/JSTSP.2016.2523903 – ident: ref40 doi: 10.1109/TSP.2003.821107 – ident: ref48 doi: 10.1109/TWC.2021.3057227 – ident: ref15 doi: 10.1109/TWC.2015.2455980 – ident: ref19 doi: 10.1109/TCOMM.2019.2893632 – ident: ref27 doi: 10.1109/TIT.2003.817421 – ident: ref47 doi: 10.1109/TCOMM.2022.3144986 – ident: ref4 doi: 10.1109/JPROC.2021.3107494 – ident: ref7 doi: 10.1109/JSTSP.2016.2523924 – ident: ref12 doi: 10.1109/OJCOMS.2019.2959595 – ident: ref22 doi: 10.1109/TVT.2021.3076691 – ident: ref36 doi: 10.1109/TSP.2019.2957611 – ident: ref20 doi: 10.1109/TWC.2020.3002719 – ident: ref2 doi: 10.1109/MCOM.001.1900411 – ident: ref3 doi: 10.1109/JSAC.2017.2719924 – ident: ref9 doi: 10.1109/TWC.2014.011714.130846 – ident: ref45 doi: 10.1109/TWC.2019.2936025 – ident: ref5 doi: 10.1109/MCOM.2014.6736761 – ident: ref10 doi: 10.1109/MCOM.2015.7010533 – ident: ref28 doi: 10.1109/TIT.2004.833336 – volume: 32 start-page: 1065 issue: 6 year: 2014 ident: ref1 article-title: What will 5G be? publication-title: IEEE J. Sel. Areas Commun. doi: 10.1109/JSAC.2014.2328098 – ident: ref18 doi: 10.1109/JSAC.2017.2698958 – ident: ref11 doi: 10.1109/MCOM.2017.1600400 – ident: ref46 doi: 10.1109/TWC.2020.2990766
SSID	ssj0017655
Score	2.4684246
Snippet	Hybrid precoding has been considered as a promising technology for millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems, since it can...
SourceID	proquest crossref ieee
SourceType	Aggregation Database Enrichment Source Index Database Publisher
StartPage	1
SubjectTerms	Algorithms alternating optimization Beamforming Broadband Complexity Convergence Fourier transforms Hybrid systems hybrid transceiver designs Massive MIMO Maximization Millimeter wave communication Millimeter waves millimeter-wave MIMO communication multiuser MIMO OFDM Optimization Orthogonal Frequency Division Multiplexing Precoding Radio frequency Spectral efficiency Transceivers Wideband WMMSE
Title	Alternating Optimization Based Hybrid Transceiver Designs for Wideband Millimeter-Wave Massive Multiuser MIMO-OFDM Systems
URI	https://ieeexplore.ieee.org/document/10110369 https://www.proquest.com/docview/2901235157
Volume	22
WOSCitedRecordID	wos001128031700084&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
hasFullText	1
inHoldings	1
isFullTextHit
isPrint
journalDatabaseRights	– providerCode: PRVIEE databaseName: IEEE/IET Electronic Library (IEL) (UW System Shared) customDbUrl: eissn: 1558-2248 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0017655 issn: 1536-1276 databaseCode: RIE dateStart: 20020101 isFulltext: true titleUrlDefault: https://ieeexplore.ieee.org/ providerName: IEEE
link	http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV3PT9swFLYAcRiHMTbQyhjygcsOKSau4_jIj1Xl0JZDp3KLYvsZVYIw0YI0_vq957hVpWlInJKDE0X5Yn8vfu97H2MnSBJWGhCZV9RUOwiV2R5AplxZyhIpTBYumk3o0ai8vTU3SawetTAAEIvPoEunMZfvH90zbZXhDEeykoXZZJta61astUoZ6CJanOIMJmMZvcpJCnM6mV52ySa8i7GKEeRVvcZB0VTln5U40kt_950P9ol9THEkP2-B32Mb0HxmO2vdBb-w1_P7tNvX3PExLg0PSXPJL5C6PB_8IbUWj2zlgOoz-FWs55hzjGT5dObB1o3nJBecPVDZTDatX4APMd6e0ZFqEWmTgw-vh-Ns3L8a8tQAfZ_96v-cXA6yZLWQudzki8yDcbUOWkBQzofSBesQpzpImYcSkMGUF6CdcGe2qHMLQeci4LgCVC8UtTxgW81jA18ZD7iCgLJS1bbo2dzWChmwp0kQ640-8x12unz5lUt9yMkO476K_yPCVAhXRXBVCa4O-7G64nfbg-ONsfsEz9q4FpkOO1oCXKVZOq8oh5xLjOj04X8u-8Y-0N3b-pUjtrV4eobvbNu9LGbzp-P4Af4FzlvZhA
linkProvider	IEEE
linkToHtml	http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV3Pb9MwFLZgIAEHfg6tMMAHLhzSuXEcx8exUXViaTkUdbcotp9RpS1Dazdp_PW853hVJQQSp-TgKFG-2N-L3_vex9hHJAkrDYjMK2qqHYTKbAGQKVdVskIKk6WLZhN6Oq3Ozsy3JFaPWhgAiMVnMKTTmMv3l-6atspwhiNZydLcZw9UUeSjXq61SRroMpqc4hwmaxm9yUoKczBfHA3JKHyI0YoR5Fa9xULRVuWPtTgSzPjZfz7ac_Y0RZL8sIf-BbsH3Uv2ZKu_4Cv26_A87fd1P_gMF4eLpLrkn5G8PJ_ckl6LR75yQBUa_DhWdKw4xrJ8sfRg285zEgwuL6hwJlu0N8BrjLiXdKRqRNrm4PVJPctm4-Oapxbou-z7-Mv8aJIls4XM5SZfZx6Ma3XQAoJyPlQuWIdItUHKPFSAHKa8AO2EG9myzS0EnYuA40pQRShb-ZrtdJcd7DEecA0BZaVqbVnY3LYKObDQJIn1Ro_8gB3cvfzGpU7kZIhx3sQ_EmEahKshuJoE14B92lzxs-_C8Y-xuwTP1rgemQHbvwO4SfN01VAWOZcY0-k3f7nsA3s0mdenzenJ9Otb9pju1Fez7LOd9dU1vGMP3c16ubp6Hz_G30Ow3Ms
openUrl	ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Alternating+Optimization+Based+Hybrid+Transceiver+Designs+for+Wideband+Millimeter-Wave+Massive+Multiuser+MIMO-OFDM+Systems&rft.jtitle=IEEE+transactions+on+wireless+communications&rft.au=Yuan%2C+Minghao&rft.au=Wang%2C+Hua&rft.au=Yin%2C+Hao&rft.au=He%2C+Dongxuan&rft.date=2023-12-01&rft.issn=1536-1276&rft.eissn=1558-2248&rft.volume=22&rft.issue=12&rft.spage=9201&rft.epage=9217&rft_id=info:doi/10.1109%2FTWC.2023.3269056&rft.externalDBID=n%2Fa&rft.externalDocID=10_1109_TWC_2023_3269056
thumbnail_l	http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=1536-1276&client=summon
thumbnail_m	http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=1536-1276&client=summon
thumbnail_s	http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=1536-1276&client=summon