The impact of real-time clinical alerts on the compliance of anesthesia documentation: A retrospective observational study

•Alert notification driven by clinical alert system can improve compliance in anesthesia documentation.•Alert notification improved compliance in anesthesia documentation for all subgroups of patients studied and this observation was sustained 6 months after implementation.•Clinical alert systems ar...

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Published in:Computer methods and programs in biomedicine Vol. 191; p. 105399
Main Authors: Tollinche, Luis E., Shi, Richard, Hannum, Margaret, McCormick, Patrick, Thorne, Alisa, Tan, Kay See, Yang, Gloria, Mehta, Meghana, Yeoh, Cindy
Format: Journal Article
Language:English
Published: Ireland Elsevier B.V 01.07.2020
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ISSN:0169-2607, 1872-7565, 1872-7565
Online Access:Get full text
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Summary:•Alert notification driven by clinical alert system can improve compliance in anesthesia documentation.•Alert notification improved compliance in anesthesia documentation for all subgroups of patients studied and this observation was sustained 6 months after implementation.•Clinical alert systems are a powerful tool to improve process measures in anesthesia including compliance with documentation. Clinical alert systems (CAS) have been used to analyze deviations from hospital standards in the electronic medical record to identify missing documentations and send alerts to the appropriate providers to increase adherence to required elements. To improve compliance, an alert system for documentation of the Immediate Preoperative Assessment (IPOA) was implemented at our institution in August 2018 with the goal of improving documentation compliance rates. We hypothesized that implementation of this alert system would increase the compliance of on-time documentation of the IPOA. An initial data query in our institutional data warehouse was made for all patients who had a completed anesthetic during our study period. This date range corresponded to 6 months before and after August 2nd, 2018, the date when the IPOA alert was implemented and the anesthesiology department. The following analyses were performed: testing the proportion of cases compliant with on-time documentation of the IPOA pre- versus post-implementation for the full cohort and among subsets of interest, testing the time when the IPOA was completed relative to anesthesia end, and testing whether time of day of when surgery occurred had an impact on the time when the IPOA was completed relative to the drapes off/IPOA alert sent time. The proportion of compliance for pre- versus post-implementation was tested by Chi-square test. Through retrospective chart review of electronic patient records, 47,417 cases matched our inclusion criteria of patients that had a completed anesthetic between February 2nd, 2018 to February 2nd, 2019. In total, we excluded 5132 cases. The compliance rate of IPOA completion increased from 76% to 88% (P < 0.001) before and after the alert implementation date. In the initial month following alert implementation, the compliance rate immediately increased to 83% and stayed in the high 80′s for the balance of the study period. In summary, we demonstrate that automated Clinical Alert Systems operating via a single page notification can improve the compliance rate for documentation of key anesthesia events and that this observation is sustained six months after the implementation date. Furthermore, improvement in compliance is highest shorter cases and cases that occur early in the day. This study shows promising results in the use of automatic CAS system alerts to help hospitals meet the Center for Medicare and Medicaid Services (CMS) and The Joint Commission (TJC) standards.
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RS helped with data collection, analysis and interpretation, manuscript writing
PM helped with data collection, data analysis, interpretation of data, manuscript editing
CY helped with project conception, data collection, data analysis and interpretation, manuscript editing
MH helped with data analysis, statistical analysis and interpretation of data, writing of methods, manuscript editing
KST helped with data analysis, statistical analysis and interpretation of data, writing of methods, manuscript editing
LET helped with project conception, data collection, data analysis and interpretation, manuscript editing, submission of manuscript
All authors had substantial contribution to acquisition, analysis or interpretation of data AND participated in drafting or revising it critically AND approve of final version AND agree to be accountable for all aspects of work
AT conception of project, data interpretation, manuscript editing
MM helped with data collection and data analysis
GY helped with data collection, oversight of project, manuscript editing
Author Contributions
ISSN:0169-2607
1872-7565
1872-7565
DOI:10.1016/j.cmpb.2020.105399