An external stability audit framework to test the validity of personality prediction in AI hiring
Automated hiring systems are among the fastest-developing of all high-stakes AI systems. Among these are algorithmic personality tests that use insights from psychometric testing, and promise to surface personality traits indicative of future success based on job seekers’ resumes or social media pro...
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| Vydáno v: | Data mining and knowledge discovery Ročník 36; číslo 6; s. 2153 - 2193 |
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| Hlavní autoři: | , , , , , , , |
| Médium: | Journal Article |
| Jazyk: | angličtina |
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New York
Springer US
01.11.2022
Springer Nature B.V |
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| ISSN: | 1384-5810, 1573-756X |
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| Abstract | Automated hiring systems are among the fastest-developing of all high-stakes AI systems. Among these are algorithmic personality tests that use insights from psychometric testing, and promise to surface personality traits indicative of future success based on job seekers’ resumes or social media profiles. We interrogate the validity of such systems using stability of the outputs they produce, noting that reliability is a necessary, but not a sufficient, condition for validity. Crucially, rather than challenging or affirming the assumptions made in psychometric testing — that personality is a meaningful and measurable construct, and that personality traits are indicative of future success on the job — we frame our audit methodology around testing the underlying assumptions made by the vendors of the algorithmic personality tests themselves. Our main contribution is the development of a socio-technical framework for auditing the stability of algorithmic systems. This contribution is supplemented with an open-source software library that implements the technical components of the audit, and can be used to conduct similar stability audits of algorithmic systems. We instantiate our framework with the audit of two real-world personality prediction systems, namely, Humantic AI and Crystal. The application of our audit framework demonstrates that both these systems show substantial instability with respect to key facets of measurement, and hence cannot be considered valid testing instruments. |
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| AbstractList | Automated hiring systems are among the fastest-developing of all high-stakes AI systems. Among these are algorithmic personality tests that use insights from psychometric testing, and promise to surface personality traits indicative of future success based on job seekers’ resumes or social media profiles. We interrogate the validity of such systems using stability of the outputs they produce, noting that reliability is a necessary, but not a sufficient, condition for validity. Crucially, rather than challenging or affirming the assumptions made in psychometric testing — that personality is a meaningful and measurable construct, and that personality traits are indicative of future success on the job — we frame our audit methodology around testing the underlying assumptions made by the vendors of the algorithmic personality tests themselves. Our main contribution is the development of a socio-technical framework for auditing the stability of algorithmic systems. This contribution is supplemented with an open-source software library that implements the technical components of the audit, and can be used to conduct similar stability audits of algorithmic systems. We instantiate our framework with the audit of two real-world personality prediction systems, namely, Humantic AI and Crystal. The application of our audit framework demonstrates that both these systems show substantial instability with respect to key facets of measurement, and hence cannot be considered valid testing instruments. Automated hiring systems are among the fastest-developing of all high-stakes AI systems. Among these are algorithmic personality tests that use insights from psychometric testing, and promise to surface personality traits indicative of future success based on job seekers' resumes or social media profiles. We interrogate the validity of such systems using stability of the outputs they produce, noting that reliability is a necessary, but not a sufficient, condition for validity. Crucially, rather than challenging or affirming the assumptions made in psychometric testing - that personality is a meaningful and measurable construct, and that personality traits are indicative of future success on the job - we frame our audit methodology around testing the underlying assumptions made by the vendors of the algorithmic personality tests themselves. Our main contribution is the development of a socio-technical framework for auditing the stability of algorithmic systems. This contribution is supplemented with an open-source software library that implements the technical components of the audit, and can be used to conduct similar stability audits of algorithmic systems. We instantiate our framework with the audit of two real-world personality prediction systems, namely, Humantic AI and Crystal. The application of our audit framework demonstrates that both these systems show substantial instability with respect to key facets of measurement, and hence cannot be considered valid testing instruments.Automated hiring systems are among the fastest-developing of all high-stakes AI systems. Among these are algorithmic personality tests that use insights from psychometric testing, and promise to surface personality traits indicative of future success based on job seekers' resumes or social media profiles. We interrogate the validity of such systems using stability of the outputs they produce, noting that reliability is a necessary, but not a sufficient, condition for validity. Crucially, rather than challenging or affirming the assumptions made in psychometric testing - that personality is a meaningful and measurable construct, and that personality traits are indicative of future success on the job - we frame our audit methodology around testing the underlying assumptions made by the vendors of the algorithmic personality tests themselves. Our main contribution is the development of a socio-technical framework for auditing the stability of algorithmic systems. This contribution is supplemented with an open-source software library that implements the technical components of the audit, and can be used to conduct similar stability audits of algorithmic systems. We instantiate our framework with the audit of two real-world personality prediction systems, namely, Humantic AI and Crystal. The application of our audit framework demonstrates that both these systems show substantial instability with respect to key facets of measurement, and hence cannot be considered valid testing instruments. |
| Author | Markey, Kelsey Sloane, Mona Schellmann, Hilke Rhea, Alene K. D’Arinzo, Lauren Arif Khan, Falaah Squires, Paul Stoyanovich, Julia |
| Author_xml | – sequence: 1 givenname: Alene K. orcidid: 0000-0001-5284-2064 surname: Rhea fullname: Rhea, Alene K. organization: Center for Data Science, New York University, Center for Responsible AI, Tandon School of Engineering, New York University – sequence: 2 givenname: Kelsey orcidid: 0000-0003-1151-2952 surname: Markey fullname: Markey, Kelsey organization: Center for Data Science, New York University, Center for Responsible AI, Tandon School of Engineering, New York University – sequence: 3 givenname: Lauren orcidid: 0000-0001-6452-9032 surname: D’Arinzo fullname: D’Arinzo, Lauren organization: Center for Data Science, New York University, Center for Responsible AI, Tandon School of Engineering, New York University, The MITRE Corporation – sequence: 4 givenname: Hilke surname: Schellmann fullname: Schellmann, Hilke organization: Arthur L. Carter Journalism Institute, New York University – sequence: 5 givenname: Mona orcidid: 0000-0003-1049-2267 surname: Sloane fullname: Sloane, Mona organization: Center for Responsible AI, Tandon School of Engineering, New York University – sequence: 6 givenname: Paul surname: Squires fullname: Squires, Paul organization: Department of Psychology, Arts & Science, New York University – sequence: 7 givenname: Falaah orcidid: 0000-0002-4678-5929 surname: Arif Khan fullname: Arif Khan, Falaah organization: Center for Data Science, New York University, Center for Responsible AI, Tandon School of Engineering, New York University – sequence: 8 givenname: Julia orcidid: 0000-0002-1587-0450 surname: Stoyanovich fullname: Stoyanovich, Julia email: stoyanovich@nyu.edu organization: Center for Data Science, New York University, Center for Responsible AI, Tandon School of Engineering, New York University, Computer Science & Engineering, Tandon School of Engineering |
| BackLink | https://www.ncbi.nlm.nih.gov/pubmed/36161238$$D View this record in MEDLINE/PubMed |
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| ContentType | Journal Article |
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| Keywords | Hiring Validity Personality Stability Reliability Algorithm Audit |
| Language | English |
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| SubjectTerms | Algorithms Artificial Intelligence Audits Chemistry and Earth Sciences Computer Science Data Mining and Knowledge Discovery Information Storage and Retrieval Personality Personality tests Personality traits Physics Psychological tests Quantitative psychology Reliability aspects Special Issue on Bias and Fairness Stability Statistics for Engineering Validity |
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| Title | An external stability audit framework to test the validity of personality prediction in AI hiring |
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