Overview of Precoding Techniques for Massive MIMO

Massive multiple-input multiple-output (MIMO) is playing a crucial role in the fifth generation (5G) and beyond 5G (B5G) communication systems. Unfortunately, the complexity of massive MIMO systems is tremendously increased when a large number of antennas and radio frequency chains (RF) are utilized...

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Veröffentlicht in:IEEE access Jg. 9; S. 60764 - 60801
Hauptverfasser: Albreem, Mahmoud A., Habbash, Alaa H. Al, Abu-Hudrouss, Ammar M., Ikki, Salama S.
Format: Journal Article
Sprache:Englisch
Veröffentlicht: Piscataway IEEE 2021
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
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ISSN:2169-3536, 2169-3536
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Abstract Massive multiple-input multiple-output (MIMO) is playing a crucial role in the fifth generation (5G) and beyond 5G (B5G) communication systems. Unfortunately, the complexity of massive MIMO systems is tremendously increased when a large number of antennas and radio frequency chains (RF) are utilized. Therefore, a plethora of research efforts has been conducted to find the optimal precoding algorithm with lowest complexity. The main aim of this paper is to provide insights on such precoding algorithms to a generalist of wireless communications. The added value of this paper is that the classification of massive MIMO precoding algorithms is provided with easily distinguishable classes of precoding solutions. This paper covers linear precoding algorithms starting with precoders based on approximate matrix inversion methods such as the truncated polynomial expansion (TPE), the Neumann series approximation (NSA), the Newton iteration (NI), and the Chebyshev iteration (CI) algorithms. The paper also presents the fixed-point iteration-based linear precoding algorithms such as the Gauss-Seidel (GS) algorithm, the successive over relaxation (SOR) algorithm, the conjugate gradient (CG) algorithm, and the Jacobi iteration (JI) algorithm. In addition, the paper reviews the direct matrix decomposition based linear precoding algorithms such as the QR decomposition and Cholesky decomposition (CD). The non-linear precoders are also presented which include the dirty-paper coding (DPC), Tomlinson-Harashima (TH), vector perturbation (VP), and lattice reduction aided (LR) algorithms. Due to the necessity to deal with a high consuming power by the base station (BS) with a large number of antennas in massive MIMO systems, a special subsection is included to describe the characteristics of the peak-to-average power ratio precoding (PAPR) algorithms such as the constant envelope (CE) algorithm, approximate message passing (AMP), and quantized precoding (QP) algorithms. This paper also reviews the machine learning role in precoding techniques. Although many precoding techniques are essentially proposed for a small-scale MIMO, they have been exploited in massive MIMO networks. Therefore, this paper presents the application of small-scale MIMO precoding techniques for massive MIMO. This paper demonstrates the precoding schemes in promising multiple antenna technologies such as the cell-free massive MIMO (CF-M-MIMO), beamspace massive MIMO, and intelligent reflecting surfaces (IRSs). In-depth discussion on the pros and cons, performance-complexity profile, and implementation solidity is provided. This paper also provides a discussion on the channel estimation and energy efficiency. This paper also presents potential future directions in massive MIMO precoding algorithms.
AbstractList Massive multiple-input multiple-output (MIMO) is playing a crucial role in the fifth generation (5G) and beyond 5G (B5G) communication systems. Unfortunately, the complexity of massive MIMO systems is tremendously increased when a large number of antennas and radio frequency chains (RF) are utilized. Therefore, a plethora of research efforts has been conducted to find the optimal precoding algorithm with lowest complexity. The main aim of this paper is to provide insights on such precoding algorithms to a generalist of wireless communications. The added value of this paper is that the classification of massive MIMO precoding algorithms is provided with easily distinguishable classes of precoding solutions. This paper covers linear precoding algorithms starting with precoders based on approximate matrix inversion methods such as the truncated polynomial expansion (TPE), the Neumann series approximation (NSA), the Newton iteration (NI), and the Chebyshev iteration (CI) algorithms. The paper also presents the fixed-point iteration-based linear precoding algorithms such as the Gauss-Seidel (GS) algorithm, the successive over relaxation (SOR) algorithm, the conjugate gradient (CG) algorithm, and the Jacobi iteration (JI) algorithm. In addition, the paper reviews the direct matrix decomposition based linear precoding algorithms such as the QR decomposition and Cholesky decomposition (CD). The non-linear precoders are also presented which include the dirty-paper coding (DPC), Tomlinson-Harashima (TH), vector perturbation (VP), and lattice reduction aided (LR) algorithms. Due to the necessity to deal with a high consuming power by the base station (BS) with a large number of antennas in massive MIMO systems, a special subsection is included to describe the characteristics of the peak-to-average power ratio precoding (PAPR) algorithms such as the constant envelope (CE) algorithm, approximate message passing (AMP), and quantized precoding (QP) algorithms. This paper also reviews the machine learning role in precoding techniques. Although many precoding techniques are essentially proposed for a small-scale MIMO, they have been exploited in massive MIMO networks. Therefore, this paper presents the application of small-scale MIMO precoding techniques for massive MIMO. This paper demonstrates the precoding schemes in promising multiple antenna technologies such as the cell-free massive MIMO (CF-M-MIMO), beamspace massive MIMO, and intelligent reflecting surfaces (IRSs). In-depth discussion on the pros and cons, performance-complexity profile, and implementation solidity is provided. This paper also provides a discussion on the channel estimation and energy efficiency. This paper also presents potential future directions in massive MIMO precoding algorithms.
Author Habbash, Alaa H. Al
Abu-Hudrouss, Ammar M.
Albreem, Mahmoud A.
Ikki, Salama S.
Author_xml – sequence: 1
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  surname: Albreem
  fullname: Albreem, Mahmoud A.
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  organization: Department of Electronics and Communications Engineering, A'Sharqiyah University, Ibra, Oman
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  givenname: Alaa H. Al
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  surname: Habbash
  fullname: Habbash, Alaa H. Al
  organization: Department of Electronics and Communications Engineering, A'Sharqiyah University, Ibra, Oman
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  givenname: Ammar M.
  orcidid: 0000-0002-0600-0218
  surname: Abu-Hudrouss
  fullname: Abu-Hudrouss, Ammar M.
  organization: Electrical and Smart-System Engineering Department, School of Engineering, Islamic University of Gaza, Gaza, Palestine
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  givenname: Salama S.
  orcidid: 0000-0003-3868-4447
  surname: Ikki
  fullname: Ikki, Salama S.
  organization: Department of Electrical Engineering, Lakehead University, Thunder Bay, ON, Canada
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Snippet Massive multiple-input multiple-output (MIMO) is playing a crucial role in the fifth generation (5G) and beyond 5G (B5G) communication systems. Unfortunately,...
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SubjectTerms Algorithms
Antennas
Approximation
Approximation algorithms
beamspace massive MIMO
CF-M-MIMO
Channel estimation
Chebyshev approximation
Communications systems
Complexity
Decomposition
energy efficiency
IRS
Machine learning
Machine learning algorithms
Massive MIMO
Mathematical analysis
Matrix methods
Message passing
MIMO communication
Peak to average power ratio
Perturbation
Polynomials
Power consumption
Precoding
Radio frequency
Wireless communications
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Title Overview of Precoding Techniques for Massive MIMO
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