Ethics of AI in Education: Towards a Community-Wide Framework

While Artificial Intelligence in Education (AIED) research has at its core the desire to support student learning, experience from other AI domains suggest that such ethical intentions are not by themselves sufficient. There is also the need to consider explicitly issues such as fairness, accountabi...

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Vydáno v:International journal of artificial intelligence in education Ročník 32; číslo 3; s. 504 - 526
Hlavní autoři: Holmes, Wayne, Porayska-Pomsta, Kaska, Holstein, Ken, Sutherland, Emma, Baker, Toby, Shum, Simon Buckingham, Santos, Olga C., Rodrigo, Mercedes T., Cukurova, Mutlu, Bittencourt, Ig Ibert, Koedinger, Kenneth R.
Médium: Journal Article
Jazyk:angličtina
Vydáno: New York Springer New York 01.09.2022
Springer
Springer Nature B.V
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ISSN:1560-4292, 1560-4306
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Abstract While Artificial Intelligence in Education (AIED) research has at its core the desire to support student learning, experience from other AI domains suggest that such ethical intentions are not by themselves sufficient. There is also the need to consider explicitly issues such as fairness, accountability, transparency, bias, autonomy, agency, and inclusion. At a more general level, there is also a need to differentiate between doing ethical things and doing things ethically , to understand and to make pedagogical choices that are ethical, and to account for the ever-present possibility of unintended consequences. However, addressing these and related questions is far from trivial. As a first step towards addressing this critical gap, we invited 60 of the AIED community’s leading researchers to respond to a survey of questions about ethics and the application of AI in educational contexts. In this paper, we first introduce issues around the ethics of AI in education. Next, we summarise the contributions of the 17 respondents, and discuss the complex issues that they raised. Specific outcomes include the recognition that most AIED researchers are not trained to tackle the emerging ethical questions. A well-designed framework for engaging with ethics of AIED that combined a multidisciplinary approach and a set of robust guidelines seems vital in this context.
AbstractList While Artificial Intelligence in Education (AIED) research has at its core the desire to support student learning, experience from other AI domains suggest that such ethical intentions are not by themselves sufficient. There is also the need to consider explicitly issues such as fairness, accountability, transparency, bias, autonomy, agency, and inclusion. At a more general level, there is also a need to differentiate between "doing ethical things" and "doing things ethically," to understand and to make pedagogical choices that are ethical, and to account for the ever-present possibility of unintended consequences. However, addressing these and related questions is far from trivial. As a first step towards addressing this critical gap, we invited 60 of the AIED community's leading researchers to respond to a survey of questions about ethics and the application of AI in educational contexts. In this paper, we first introduce issues around the ethics of AI in education. Next, we summarise the contributions of the 17 respondents, and discuss the complex issues that they raised. Specific outcomes include the recognition that most AIED researchers are not trained to tackle the emerging ethical questions. A well-designed framework for engaging with ethics of AIED that combined a multidisciplinary approach and a set of robust guidelines seems vital in this context.
While Artificial Intelligence in Education (AIED) research has at its core the desire to support student learning, experience from other AI domains suggest that such ethical intentions are not by themselves sufficient. There is also the need to consider explicitly issues such as fairness, accountability, transparency, bias, autonomy, agency, and inclusion. At a more general level, there is also a need to differentiate between doing ethical things and doing things ethically , to understand and to make pedagogical choices that are ethical, and to account for the ever-present possibility of unintended consequences. However, addressing these and related questions is far from trivial. As a first step towards addressing this critical gap, we invited 60 of the AIED community’s leading researchers to respond to a survey of questions about ethics and the application of AI in educational contexts. In this paper, we first introduce issues around the ethics of AI in education. Next, we summarise the contributions of the 17 respondents, and discuss the complex issues that they raised. Specific outcomes include the recognition that most AIED researchers are not trained to tackle the emerging ethical questions. A well-designed framework for engaging with ethics of AIED that combined a multidisciplinary approach and a set of robust guidelines seems vital in this context.
Author Porayska-Pomsta, Kaska
Santos, Olga C.
Holmes, Wayne
Cukurova, Mutlu
Sutherland, Emma
Koedinger, Kenneth R.
Shum, Simon Buckingham
Holstein, Ken
Rodrigo, Mercedes T.
Bittencourt, Ig Ibert
Baker, Toby
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  orcidid: 0000-0002-8352-1594
  surname: Holmes
  fullname: Holmes, Wayne
  email: wayne.holmes@ucl.ac.uk
  organization: UCL Knowledge Lab, UCL
– sequence: 2
  givenname: Kaska
  orcidid: 0000-0002-9433-4022
  surname: Porayska-Pomsta
  fullname: Porayska-Pomsta, Kaska
  organization: UCL Knowledge Lab, UCL
– sequence: 3
  givenname: Ken
  surname: Holstein
  fullname: Holstein, Ken
  organization: Carnegie Mellon University
– sequence: 4
  givenname: Emma
  surname: Sutherland
  fullname: Sutherland, Emma
  organization: Nesta
– sequence: 5
  givenname: Toby
  surname: Baker
  fullname: Baker, Toby
  organization: Nesta
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  givenname: Simon Buckingham
  orcidid: 0000-0002-6334-7429
  surname: Shum
  fullname: Shum, Simon Buckingham
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  givenname: Olga C.
  orcidid: 0000-0002-9281-4209
  surname: Santos
  fullname: Santos, Olga C.
  organization: UNED
– sequence: 8
  givenname: Mercedes T.
  orcidid: 0000-0001-7881-7756
  surname: Rodrigo
  fullname: Rodrigo, Mercedes T.
  organization: Ateneo de Manila University
– sequence: 9
  givenname: Mutlu
  orcidid: 0000-0001-5843-4854
  surname: Cukurova
  fullname: Cukurova, Mutlu
  organization: UCL Knowledge Lab, UCL
– sequence: 10
  givenname: Ig Ibert
  orcidid: 0000-0001-5676-2280
  surname: Bittencourt
  fullname: Bittencourt, Ig Ibert
  organization: Federal University of Alagoas
– sequence: 11
  givenname: Kenneth R.
  surname: Koedinger
  fullname: Koedinger, Kenneth R.
  organization: Carnegie Mellon University
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Artificial intelligence in education
Fairness
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FriedmanBKahnPHJrHuman agency and responsible computing: Implications for computer system designJournal of Systems and Software199217171410.1016/0164-1212(92)90075-U
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MacfarlaneBTeaching with integrity: The Ethics of higher education practice2003AbingdonRoutledge
Sacharidis, D., Mukamakuza, C. P., & Werthner, H. (2020). Fairness and diversity in social-based recommender systems. Adjunct Publication of the 28th ACM Conference on User Modeling, Adaptation and Personalization, 83–88. https://doi.org/10.1145/3386392.3397603.
AndersonBSimpsonMEthical issues in online educationOpen Learning: The Journal of Open, Distance and e-Learning200722212913810.1080/02680510701306673
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UNESCOArtificial intelligence in education: Challenges and opportunities for sustainable development2019
Murtarelli, G., Gregory, A., & Romenti, S. (2020). A conversation-based perspective for shaping ethical human–machine interactions: The particular challenge of chatbots. Journal of Business Research, S0148296320305944. https://doi.org/10.1016/j.jbusres.2020.09.018.
GearhartDLack of Ethics for eLearning: Two sides of the ethical coinInternational Journal of Technoethics201234334010.4018/jte.2012100103
Zapata-RiveraJ-DGreerJEInteracting with inspectable bayesian student modelsInternational Journal of Artificial Intelligence in Education2004142127163
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TarranBWhat can we learn from the Facebook—Cambridge Analytica scandal?Significance20181534510.1111/j.1740-9713.2018.01139.x
WhittakerMCrawfordKDobbeRFriedGKaziunasEMathurVMyersWestSRichardsonRSchultzJSchwartzOAI now report 20182018AI Now InstituteNew York University
WEF. (2020). Chatbots RESET. A Framework for Governing Responsible Use of Conversational AI in Healthcare. World Economic Forum. http://www3.weforum.org/docs/WEF_Governance_of_Chatbots_in_Healthcare_2020.pdf
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Labarthe, H., Luengo, V., & Bouchet, F. (2018). Analyzing the relationships between learning analytics, educational data mining and AI for education. In Guin, N. & Kumar, A. (Eds.), ITS 2018 Workshop Proceedings (pp. 63–71).
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References_xml – reference: DeepMind Ethics & Society. (2017). https://deepmind.com/about/ethics-and-society
– reference: Aristotle. (2009). The Nicomachean Ethics n/e. Brown, L. (ed.) Ross, D. (Trans.) (Revised edition). OUP Oxford.
– reference: GearhartDLack of Ethics for eLearning: Two sides of the ethical coinInternational Journal of Technoethics201234334010.4018/jte.2012100103
– reference: JobinAIencaMVayenaEArtificial intelligence: The global landscape of ethics guidelinesNature Machine Intelligence20191938939910.1038/s42256-019-0088-2
– reference: Zapata-RiveraJ-DGreerJEInteracting with inspectable bayesian student modelsInternational Journal of Artificial Intelligence in Education2004142127163
– reference: Buckingham ShumSFergusonRMartinez-MaldonadoRHuman-Centred learning analyticsJournal of Learning Analytics2019621910.18608/jla.2019.62.1
– reference: Deshpande, K. V., Pan, S., & Foulds, J. R. (2020). Mitigating demographic Bias in AI-based resume filtering. Adjunct Publication of the 28th ACM Conference on User Modeling, Adaptation and Personalization, 268–275. https://doi.org/10.1145/3386392.3399569.
– reference: SchreckJSecurity and Privacy in User Modeling2003NetherlandsSpringer10.1007/978-94-017-0377-21034.68033
– reference: The Institute for Ethical AI & Machine Learning. (2018). https://ethical.institute
– reference: AnwarMGreerJFacilitating trust in privacy-preserving E-learning environmentsIEEE Transactions on Learning Technologies201251627310.1109/TLT.2011.23
– reference: Conati, C., Porayska-Pomsta, K., & Mavrikis, M. (2018). AI in education needs interpretable machine learning: Lessons from open learner Modelling. ArXiv:1807.00154 [Cs]. http://arxiv.org/abs/1807.00154
– reference: AikenRMEpsteinRGEthical guidelines for AI in education: Starting a conversationInternational Journal of Artificial Intelligence in Education200011163176
– reference: Holmes, W., Bektik, D., Whitelock, D., & Woolf, B. P. (2018). Ethics in AIED: Who Cares? In C. P. Rosé, R. Martínez-Maldonado, H. U. Hoppe, R. Luckin, M. Mavrikis, K. Porayska-Pomsta, B. McLaren, & B. du Boulay (Eds.), Artificial Intelligence in Education (Vol. 10948, pp. 551–553). Cham, Switzerland: Springer International Publishing AG. https://doi.org/10.1007/978-3-319-93846-2.
– reference: Reich, J., & Ito, M. (2017). From good intentions to real outcomes: Equity by design in learning technologies. Digital Media and Learning Research Hub.
– reference: Université de Montréal. (2018). Declaration of Montréal for a responsible development of AI. Université de Montréal. https://www.montrealdeclaration-responsibleai.com
– reference: MacfarlaneBTeaching with integrity: The Ethics of higher education practice2003AbingdonRoutledge
– reference: UNESCOArtificial intelligence in education: Challenges and opportunities for sustainable development2019
– reference: WinfieldAFTJirotkaMEthical governance is essential to building trust in robotics and artificial intelligence systemsPhilosophical Transactions of the Royal Society A201837621332018008510.1098/rsta.2018.0085
– reference: SharkeyAJShould we welcome robot teachers?Ethics and Information Technology201641828329710.1007/s10676-016-9387-z
– reference: Mobasher, B., Kleanthous, S., Ekstrand, M., Berendt, B., Otterbacher, J., & Shulner Tal, A. (2020). FairUMAP 2020: The 3rd Workshop on Fairness in User Modeling, Adaptation and Personalization. Proceedings of the 28th ACM Conference on User Modeling, Adaptation and Personalization, 404–405. https://doi.org/10.1145/3340631.3398671.
– reference: Holmes, W., Bektik, D., Di Gennaro, M., Woolf, B. P., & Luckin, R. (2019a). Ethics in AIED: Who cares? In S. Isotani, E. Millán, A. Ogan, P. Hastings, & R. Luckin (Eds.), Artificial Intelligence in Education (Vol. 11625, pp. 424–425). Cham, Switzerland: Springer International Publishing AG. https://doi.org/10.1007/978-3-030-23204-7.
– reference: Schelenz, L., Segal, A., & Gal, K. (2020). Best practices for transparency in machine generated personalization. Adjunct Publication of the 28th ACM Conference on User Modeling, Adaptation and Personalization, 23–28. https://doi.org/10.1145/3386392.3397593.
– reference: BullSKayJSMILI☺: A framework for interfaces to learning data in open learner models, learning analytics and related fieldsInternational Journal of Artificial Intelligence in Education201626129333110.1007/s40593-015-0090-8
– reference: Potgieter, I. (2020). Privacy concerns in educational data mining and learning analytics. The International Review of Information Ethics, 28. https://informationethics.ca/index.php/irie/article/view/384
– reference: World Economic Forum. (2019). Generation AI. May 2019 Workshop Report.http://www3.weforum.org/docs/WEF_Generation_AI_%20May_2019_Workshop_Report.pdf
– reference: Labarthe, H., Luengo, V., & Bouchet, F. (2018). Analyzing the relationships between learning analytics, educational data mining and AI for education. In Guin, N. & Kumar, A. (Eds.), ITS 2018 Workshop Proceedings (pp. 63–71).
– reference: AndersonBSimpsonMEthical issues in online educationOpen Learning: The Journal of Open, Distance and e-Learning200722212913810.1080/02680510701306673
– reference: Sacharidis, D., Mukamakuza, C. P., & Werthner, H. (2020). Fairness and diversity in social-based recommender systems. Adjunct Publication of the 28th ACM Conference on User Modeling, Adaptation and Personalization, 83–88. https://doi.org/10.1145/3386392.3397603.
– reference: SladeSPrinslooPLearning analytics ethical issues and dilemmasAmerican Behavioral Scientist201357101510152910.1177/0002764213479366
– reference: TarranBWhat can we learn from the Facebook—Cambridge Analytica scandal?Significance20181534510.1111/j.1740-9713.2018.01139.x
– reference: Ada Lovelace Institute. (2019). https://www.adalovelaceinstitute.org
– reference: Holmes, W., Bialik, M., & Fadel, C. (2019b). Artificial intelligence in education. Promises and Implications for Teaching and Learning. Center for Curriculum Redesign.
– reference: Lewthwaite, S. (2014). Web accessibility standards and disability: Developing critical perspectives on accessibility. Disability and Rehabilitation, 36(16), 1375–1383. https://doi.org/10.3109/09638288.2014.938178
– reference: WEF. (2020). Chatbots RESET. A Framework for Governing Responsible Use of Conversational AI in Healthcare. World Economic Forum. http://www3.weforum.org/docs/WEF_Governance_of_Chatbots_in_Healthcare_2020.pdf
– reference: Ferguson, R., Brasher, A., Clow, D., Cooper, A., Hillaire, G., Mittelmeier, J., Rienties, B., Ullmann, T., & Vuorikari, R. (2016). Research evidence on the use of learning analytics: Implications for education policy. http://oro.open.ac.uk/48173/
– reference: Murtarelli, G., Gregory, A., & Romenti, S. (2020). A conversation-based perspective for shaping ethical human–machine interactions: The particular challenge of chatbots. Journal of Business Research, S0148296320305944. https://doi.org/10.1016/j.jbusres.2020.09.018.
– reference: Porayska-PomstaKRajendranGKnoxJWangYGallagherMAccountability in human and artificial intelligence decision-making as the basis for diversity and educational inclusionArtificial Intelligence and Inclusive Education: Speculative Futures and Emerging Practices2019SingaporeSpringer395910.1007/978-981-13-8161-4_3
– reference: BoddingtonPTowards a code of ethics for artificial intelligence research2017BerlinSpringer10.1007/978-3-319-60648-4
– reference: AI Now Institute. (2017). https://ainowinstitute.org
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SubjectTerms Artificial Intelligence
Check Lists
Community Relations
Computer Science
Computers and Education
Consent
Education
Educational objectives
Educational Research
Educational Technology
Ethics
Guidelines
Informed Consent
Learning analytics
Legal Responsibility
Privacy
Questions
Researchers
Stakeholders
Sustainable Development
Teachers
Teaching Methods
Technology Uses in Education
The FATE of AIED
User Interfaces and Human Computer Interaction
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