A Distributed Framework for Knowledge-Driven Root-Cause Analysis on Evolving Alarm Data-An Industrial Case Study
Root-cause Analysis (RCA) of alarms is a well-established research area in automated Production Systems (aPS). Many RCA algorithms have been proposed and successfully evaluated and new ones are being developed. Recently, researchers focus on the incorporation of formalized information about the tech...
Saved in:
| Published in: | IEEE robotics and automation letters Vol. 8; no. 6; pp. 3732 - 3739 |
|---|---|
| Main Authors: | , , , , , , |
| Format: | Journal Article |
| Language: | English |
| Published: |
Piscataway
IEEE
01.06.2023
The Institute of Electrical and Electronics Engineers, Inc. (IEEE) |
| Subjects: | |
| ISSN: | 2377-3766, 2377-3766 |
| Online Access: | Get full text |
| Tags: |
Add Tag
No Tags, Be the first to tag this record!
|
| Abstract | Root-cause Analysis (RCA) of alarms is a well-established research area in automated Production Systems (aPS). Many RCA algorithms have been proposed and successfully evaluated and new ones are being developed. Recently, researchers focus on the incorporation of formalized information about the technical process in the analysis to gather further evidence for common root causes. In industrial applications, alarm data are usually preprocessed to accommodate for use case-specific properties and prepare subsequent analysis steps. Consequently, this letter proposes a generalized RCA framework, for which an arbitrary number of preprocessing, data-driven RCA, and postprocessing algorithms can be selected, to support varying use cases. The framework was successfully evaluated in an industrial case study, using 1.8 million alarms recorded over 450 days from an industrial nonwoven production plant and analyzed using formalized information from process documentation and expert interviews. Seven preprocessing algorithms, one data-driven RCA algorithm, and nine postprocessing algorithms typical for continuous and hybrid technical processes were realized in an otherwise entirely use case-agnostic implementation. |
|---|---|
| AbstractList | Root-cause Analysis (RCA) of alarms is a well-established research area in automated Production Systems (aPS). Many RCA algorithms have been proposed and successfully evaluated and new ones are being developed. Recently, researchers focus on the incorporation of formalized information about the technical process in the analysis to gather further evidence for common root causes. In industrial applications, alarm data are usually preprocessed to accommodate for use case-specific properties and prepare subsequent analysis steps. Consequently, this letter proposes a generalized RCA framework, for which an arbitrary number of preprocessing, data-driven RCA, and postprocessing algorithms can be selected, to support varying use cases. The framework was successfully evaluated in an industrial case study, using 1.8 million alarms recorded over 450 days from an industrial nonwoven production plant and analyzed using formalized information from process documentation and expert interviews. Seven preprocessing algorithms, one data-driven RCA algorithm, and nine postprocessing algorithms typical for continuous and hybrid technical processes were realized in an otherwise entirely use case-agnostic implementation. |
| Author | Fett, Thomas Vogel-Heuser, Birgit Cheng, Fan-Tien Hsieh, Yu-Ming Wilch, Jan Cendelin, Rostislav Mager, Jens |
| Author_xml | – sequence: 1 givenname: Jan orcidid: 0000-0003-0283-2495 surname: Wilch fullname: Wilch, Jan email: jan.wilch@tum.de organization: Institute of Automation and Information Systems, Technical University of Munich, Garching, Germany – sequence: 2 givenname: Birgit orcidid: 0000-0003-2785-8819 surname: Vogel-Heuser fullname: Vogel-Heuser, Birgit email: vogel-heuser@ais.mw.tum.de organization: Institute of Automation and Information Systems, Technical University of Munich, Garching, Germany – sequence: 3 givenname: Jens surname: Mager fullname: Mager, Jens email: jens.mager@reifenhauser.com organization: Reifenhäuser Reicofil GmbH @ Company KG, Troisdorf, Germany – sequence: 4 givenname: Rostislav surname: Cendelin fullname: Cendelin, Rostislav email: rcendelin@blumenbecker.com organization: Reifenhäuser Reicofil GmbH @ Company KG, Troisdorf, Germany – sequence: 5 givenname: Thomas surname: Fett fullname: Fett, Thomas email: thomas.fett@reifenhauser.com organization: Reifenhäuser Reicofil GmbH @ Company KG, Troisdorf, Germany – sequence: 6 givenname: Yu-Ming orcidid: 0000-0002-3037-0104 surname: Hsieh fullname: Hsieh, Yu-Ming email: johnniewalk@imrc.ncku.edu.tw organization: Academy of Innovative Semiconductor and Sustainable Manufacturing, National Cheng Kung University, Tainan, Taiwan – sequence: 7 givenname: Fan-Tien orcidid: 0000-0001-8201-223X surname: Cheng fullname: Cheng, Fan-Tien email: chengft@mail.ncku.edu.tw organization: Institute of Manufacturing Information and Systems, National Cheng Kung University, Tainan, Taiwan |
| BookMark | eNp9kLtrwzAQh0VJoWmavUMHQWenetiWPZokfdBAoY_ZKNI5KHWkVJIT8t_XIR1Kh053HPf97vgu0cA6CwhdUzKhlJR3i9dqwgjjE84EKRg7Q0PGhUi4yPPBr_4CjUNYE0JoxgQvsyHaVnhmQvRm2UXQ-N7LDeyd_8SN8_jZun0LegXJzJsdWPzqXEymsguAKyvbQzABO4vnO9fujF3hqpV-g2cyyqSy-Mnq7hgtWzyVPfIWO324QueNbAOMf-oIfdzP36ePyeLl4WlaLRLFeRqTRiuaLbnOc1GKcilYRnguCwaSc2BK5VJrlQnIoWC8gTRLeaGXICnvh0pRPkK3p9ytd18dhFivXef7p0PNCkoFE2kfOULktKW8C8FDU2-92Uh_qCmpj2rrXm19VFv_qO2R_A-iTJTROBu9NO1_4M0JNADw606_LNKSfwPg64g5 |
| CODEN | IRALC6 |
| CitedBy_id | crossref_primary_10_1016_j_psep_2025_107579 crossref_primary_10_1109_TASE_2025_3543626 crossref_primary_10_1515_auto_2023_0180 crossref_primary_10_1109_LRA_2024_3504319 |
| Cites_doi | 10.1016/j.ifacol.2016.07.269 10.1016/j.conengprac.2019.104140 10.1109/CASE49997.2022.9926551 10.1109/TIE.2018.2795573 10.1109/ACCESS.2021.3128695 10.3182/20140824-6-ZA-1003.01897 10.1007/978-3-662-57805-6_1 10.1016/j.cherd.2022.10.041 10.1016/j.ifacol.2017.08.233 10.1007/978-3-662-57805-6_6 10.1016/j.mechatronics.2015.02.004 10.1109/SSD.2012.6198008 10.1007/s11740-022-01133-y 10.1016/j.jprocont.2011.07.015 10.1109/LRA.2017.2706859 10.1109/TETC.2022.3142816 10.1109/LRA.2019.2917384 10.1016/j.jss.2015.08.026 10.18637/jss.v031.i07 10.1016/j.jprocont.2013.03.010 10.1002/9781119739920.ch6 10.1016/j.ifacol.2018.09.607 10.1016/B978-0-444-64235-6.50176-5 10.3390/e19120663 10.1002/asi.20508 10.1016/j.compchemeng.2016.04.040 10.1016/j.compchemeng.2017.10.010 10.1109/ETFA.2017.8247692 10.23919/ECC51009.2020.9143823 |
| ContentType | Journal Article |
| Copyright | Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2023 |
| Copyright_xml | – notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2023 |
| DBID | 97E ESBDL RIA RIE AAYXX CITATION 7SC 7SP 8FD JQ2 L7M L~C L~D |
| DOI | 10.1109/LRA.2023.3270822 |
| DatabaseName | IEEE All-Society Periodicals Package (ASPP) 2005–Present IEEE Xplore Open Access Journals IEEE All-Society Periodicals Package (ASPP) 1998–Present IEEE/IET Electronic Library (IEL) (UW System Shared) CrossRef Computer and Information Systems Abstracts Electronics & Communications Abstracts Technology Research Database ProQuest Computer Science Collection Advanced Technologies Database with Aerospace Computer and Information Systems Abstracts Academic Computer and Information Systems Abstracts Professional |
| DatabaseTitle | CrossRef Technology Research Database Computer and Information Systems Abstracts – Academic Electronics & Communications Abstracts ProQuest Computer Science Collection Computer and Information Systems Abstracts Advanced Technologies Database with Aerospace Computer and Information Systems Abstracts Professional |
| DatabaseTitleList | Technology Research Database |
| Database_xml | – sequence: 1 dbid: RIE name: IEEE/IET Electronic Library (IEL) (UW System Shared) url: https://ieeexplore.ieee.org/ sourceTypes: Publisher |
| DeliveryMethod | fulltext_linktorsrc |
| Discipline | Engineering |
| EISSN | 2377-3766 |
| EndPage | 3739 |
| ExternalDocumentID | 10_1109_LRA_2023_3270822 10109749 |
| Genre | orig-research |
| GrantInformation_xml | – fundername: German Research Foundation, DFG grantid: VO 937/46-1 |
| GroupedDBID | 0R~ 97E AAJGR AARMG AASAJ AAWTH ABAZT ABQJQ ABVLG ACGFS AGQYO AGSQL AHBIQ AKJIK AKQYR ALMA_UNASSIGNED_HOLDINGS ATWAV BEFXN BFFAM BGNUA BKEBE BPEOZ EBS EJD ESBDL IFIPE IPLJI JAVBF KQ8 M43 M~E O9- OCL RIA RIE AAYXX CITATION 7SC 7SP 8FD JQ2 L7M L~C L~D |
| ID | FETCH-LOGICAL-c334t-fdc15b3d667979b725036a82ea33e2cc6addc57e6e823fe45438dbea1357ecc13 |
| IEDL.DBID | RIE |
| ISICitedReferencesCount | 7 |
| ISICitedReferencesURI | http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=000986588600006&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D |
| ISSN | 2377-3766 |
| IngestDate | Mon Jun 30 03:39:59 EDT 2025 Sat Nov 29 06:03:24 EST 2025 Tue Nov 18 19:37:57 EST 2025 Wed Aug 27 02:33:48 EDT 2025 |
| IsDoiOpenAccess | true |
| IsOpenAccess | true |
| IsPeerReviewed | true |
| IsScholarly | true |
| Issue | 6 |
| Language | English |
| License | https://creativecommons.org/licenses/by/4.0/legalcode |
| LinkModel | DirectLink |
| MergedId | FETCHMERGED-LOGICAL-c334t-fdc15b3d667979b725036a82ea33e2cc6addc57e6e823fe45438dbea1357ecc13 |
| Notes | ObjectType-Article-1 SourceType-Scholarly Journals-1 ObjectType-Feature-2 content type line 14 |
| ORCID | 0000-0001-8201-223X 0000-0002-3037-0104 0000-0003-2785-8819 0000-0003-0283-2495 |
| OpenAccessLink | https://ieeexplore.ieee.org/document/10109749 |
| PQID | 2811727450 |
| PQPubID | 4437225 |
| PageCount | 8 |
| ParticipantIDs | crossref_primary_10_1109_LRA_2023_3270822 crossref_citationtrail_10_1109_LRA_2023_3270822 ieee_primary_10109749 proquest_journals_2811727450 |
| PublicationCentury | 2000 |
| PublicationDate | 2023-06-01 |
| PublicationDateYYYYMMDD | 2023-06-01 |
| PublicationDate_xml | – month: 06 year: 2023 text: 2023-06-01 day: 01 |
| PublicationDecade | 2020 |
| PublicationPlace | Piscataway |
| PublicationPlace_xml | – name: Piscataway |
| PublicationTitle | IEEE robotics and automation letters |
| PublicationTitleAbbrev | LRA |
| PublicationYear | 2023 |
| Publisher | IEEE The Institute of Electrical and Electronics Engineers, Inc. (IEEE) |
| Publisher_xml | – name: IEEE – name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE) |
| References | ref13 ref12 ref34 ref15 ref14 ref31 ref11 ref33 ref10 ref32 ref17 ref16 ref19 ref18 voden?arevi? (ref30) 2015 (ref1) 2013 ref24 ref23 ref26 ref25 ref20 ref22 ref21 ref28 ref27 ref29 ref8 ref7 rothenberg (ref9) 2009 ref4 (ref3) 2016 ref6 ref5 hollender (ref2) 2007; 49 |
| References_xml | – ident: ref19 doi: 10.1016/j.ifacol.2016.07.269 – ident: ref22 doi: 10.1016/j.conengprac.2019.104140 – ident: ref26 doi: 10.1109/CASE49997.2022.9926551 – ident: ref10 doi: 10.1109/TIE.2018.2795573 – ident: ref12 doi: 10.1109/ACCESS.2021.3128695 – volume: 49 start-page: 54 year: 2007 ident: ref2 article-title: Intelligent alarming. Effective alarm management improves safety, fault diagnosis and quality control publication-title: Automatisierungstechnische Praxis Ed – year: 2013 ident: ref1 publication-title: Alarm Systems - A Guide to Design Management and Procurement – ident: ref17 doi: 10.3182/20140824-6-ZA-1003.01897 – ident: ref32 doi: 10.1007/978-3-662-57805-6_1 – ident: ref6 doi: 10.1016/j.cherd.2022.10.041 – ident: ref23 doi: 10.1016/j.ifacol.2017.08.233 – ident: ref18 doi: 10.1007/978-3-662-57805-6_6 – ident: ref7 doi: 10.1016/j.mechatronics.2015.02.004 – ident: ref4 doi: 10.1109/SSD.2012.6198008 – ident: ref24 doi: 10.1007/s11740-022-01133-y – ident: ref33 doi: 10.1016/j.jprocont.2011.07.015 – year: 2009 ident: ref9 publication-title: Alarm Management for Process Control A Best-practice Guide for Design Implementation and Use of Industrial Alarm Systems – ident: ref28 doi: 10.1109/LRA.2017.2706859 – ident: ref25 doi: 10.1109/TETC.2022.3142816 – ident: ref29 doi: 10.1109/LRA.2019.2917384 – ident: ref8 doi: 10.1016/j.jss.2015.08.026 – ident: ref34 doi: 10.18637/jss.v031.i07 – ident: ref5 doi: 10.1016/j.jprocont.2013.03.010 – ident: ref27 doi: 10.1002/9781119739920.ch6 – ident: ref15 doi: 10.1016/j.ifacol.2018.09.607 – ident: ref11 doi: 10.1016/B978-0-444-64235-6.50176-5 – ident: ref16 doi: 10.3390/e19120663 – year: 2016 ident: ref3 publication-title: Management of Alarm Systems for the Process Industries – ident: ref31 doi: 10.1002/asi.20508 – ident: ref21 doi: 10.1016/j.compchemeng.2016.04.040 – ident: ref14 doi: 10.1016/j.compchemeng.2017.10.010 – ident: ref20 doi: 10.1109/ETFA.2017.8247692 – start-page: 1 year: 2015 ident: ref30 article-title: Data analytics for manufacturing systems: Experiences and challenges publication-title: Proc IEEE ETFA – ident: ref13 doi: 10.23919/ECC51009.2020.9143823 |
| SSID | ssj0001527395 |
| Score | 2.2692325 |
| Snippet | Root-cause Analysis (RCA) of alarms is a well-established research area in automated Production Systems (aPS). Many RCA algorithms have been proposed and... |
| SourceID | proquest crossref ieee |
| SourceType | Aggregation Database Enrichment Source Index Database Publisher |
| StartPage | 3732 |
| SubjectTerms | Alarms Algorithms Big Data in robotics and automation Case studies Cloud computing Computer architecture Industrial applications Manuals Manufacturing Preprocessing Process control Production systems Reliability Root cause analysis Software architecture for robotic and automation |
| Title | A Distributed Framework for Knowledge-Driven Root-Cause Analysis on Evolving Alarm Data-An Industrial Case Study |
| URI | https://ieeexplore.ieee.org/document/10109749 https://www.proquest.com/docview/2811727450 |
| Volume | 8 |
| WOSCitedRecordID | wos000986588600006&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D |
| hasFullText | 1 |
| inHoldings | 1 |
| isFullTextHit | |
| isPrint | |
| journalDatabaseRights | – providerCode: PRVIEE databaseName: IEEE/IET Electronic Library (IEL) (UW System Shared) customDbUrl: eissn: 2377-3766 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0001527395 issn: 2377-3766 databaseCode: RIE dateStart: 20160101 isFulltext: true titleUrlDefault: https://ieeexplore.ieee.org/ providerName: IEEE – providerCode: PRVHPJ databaseName: ROAD: Directory of Open Access Scholarly Resources customDbUrl: eissn: 2377-3766 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0001527395 issn: 2377-3766 databaseCode: M~E dateStart: 20160101 isFulltext: true titleUrlDefault: https://road.issn.org providerName: ISSN International Centre |
| link | http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1LS8QwEB5c8aAH3-L6IgcvHrK2TZo0x7IPBB_IouCtZNMpCNrKblfw4m836cNVRMFbKU1b-jUzk8nM9wGc-pqxLMwElTZYpRz9iGopBA1kyj0TautETCU2IW9uoocHdds0q1e9MIhYFZ9hzx1We_lpYeYuVWZnuNsv5aoDHSll3ay1SKg4KjEVtluRnjq_Gsc9pw7eY4F0xObfXE-lpfLDAFdeZbTxz_fZhPUmfCRxjfcWLGG-DWtfSAV34CUmA8eG64SsMCWjtvqK2PCUXLYpNDqYOjtHxkVR0r6ez5C0_CSkyMnQWi2XaiCxXfk-k4EuNY1zshD6IH3r_oirQnzbhfvR8K5_QRtdBWoY4yXNUuOHE5YKYQFSE2mjICZ0FKDFDQNjhLV5JpQoMApYhjzkLEonqH1mTxrjsz1Yzosc94EEkUHhSWUy3_A04gpR25iKKd8-KuK6C-ftJ09MQzrutC-ekmrx4anEgpQ4kJIGpC6cfY54qQk3_rh214Hy5boajy4ctbAmzZScJYFrqbVr8NA7-GXYIay6u9eFYEewXE7neAwr5rV8nE1PoHP9Pjyp_rkPvPbUKg |
| linkProvider | IEEE |
| linkToHtml | http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1LS8QwEB58gXrwueL6zMGLh6xtk6bNsey6rLguIgreSjadgqCt7HYF_71JH7oiCt5KaUjp18xMJjPfB3DmKsZSPxU0MMEq5eiGVAVCUC9IuKN9ZZyILsUmgtEofHyUt3WzetkLg4hl8Rl27GV5lp_kemZTZWaF2_NSLhdh2efcc6t2ra-UiiUTk35zGOnIi-Fd1LH64B3mBZba_JvzKdVUfpjg0q_0N__5RluwUQeQJKoQ34YFzHZgfY5WcBdeI9KzfLhWygoT0m_qr4gJUMl1k0SjvYm1dOQuzwvaVbMpkoahhOQZuTR2yyYbSGT2vi-kpwpFo4x8SX2QrnGAxNYhvrfgoX953x3QWlmBasZ4QdNEu_6YJUIYiOQ4MHEQEyr00CCHntbCWD3tBygw9FiK3OcsTMaoXGZuau2yPVjK8gz3gXihRuEEUqeu5knIJaIyURWTrpkq5KoNF80nj3VNO27VL57jcvvhyNiAFFuQ4hqkNpx_jnitKDf-eLZlQZl7rsKjDUcNrHG9KKexZ5tqzS7cdw5-GXYKq4P7m2E8vBpdH8KanakqCzuCpWIyw2NY0W_F03RyUv55H-aM1kA |
| openUrl | ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=A+Distributed+Framework+for+Knowledge-Driven+Root-Cause+Analysis+on+Evolving+Alarm+Data%E2%80%93An+Industrial+Case+Study&rft.jtitle=IEEE+robotics+and+automation+letters&rft.au=Wilch%2C+Jan&rft.au=Vogel-Heuser%2C+Birgit&rft.au=Mager%2C+Jens&rft.au=Cendel%C3%ADn%2C+Rostislav&rft.date=2023-06-01&rft.issn=2377-3766&rft.eissn=2377-3766&rft.volume=8&rft.issue=6&rft.spage=3732&rft.epage=3739&rft_id=info:doi/10.1109%2FLRA.2023.3270822&rft.externalDBID=n%2Fa&rft.externalDocID=10_1109_LRA_2023_3270822 |
| thumbnail_l | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=2377-3766&client=summon |
| thumbnail_m | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=2377-3766&client=summon |
| thumbnail_s | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=2377-3766&client=summon |