Lexicographic Codebook Design for OFDM With Index Modulation

In this paper, we propose a novel codebook design scheme for orthogonal frequency-division multiplexing with index modulation (OFDM-IM) to improve system performance. The optimization process can be implemented efficiently by the lexicographic ordering principle. By applying the proposed codebook de...

Celý popis

Uloženo v:

Podrobná bibliografie
Vydáno v:	IEEE transactions on wireless communications Ročník 17; číslo 12; s. 8373 - 8387
Hlavní autoři:	Shuping Dang, Gaojie Chen, Coon, Justin P.
Médium:	Journal Article
Jazyk:	angličtina
Vydáno:	New York IEEE 01.12.2018 The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Témata:	Bit error rate Complexity Computer simulation diversity gain diversity-rate optimization Error analysis error performance analysis Frequency division multiplexing genetic algorithm Genetic algorithms Modulation OFDM Optimization Orthogonal Frequency Division Multiplexing Orthogonal frequency-division multiplexing with index modulation (OFDM-IM) Subcarriers Wireless communication
ISSN:	1536-1276, 1558-2248
On-line přístup:	Získat plný text
Tagy:	Přidat tag Žádné tagy, Buďte první, kdo vytvoří štítek k tomuto záznamu!

Abstract	In this paper, we propose a novel codebook design scheme for orthogonal frequency-division multiplexing with index modulation (OFDM-IM) to improve system performance. The optimization process can be implemented efficiently by the lexicographic ordering principle. By applying the proposed codebook design, all subcarrier activation patterns with a fixed number of active subcarriers will be explored. Furthermore, as the number of active subcarriers is fixed, the computational complexity for estimation at the receiver is reduced and the zero-active subcarrier dilemma is solved without involving complex higher layer transmission protocols. It is found that the codebook design can potentially provide a tradeoff between diversity and transmission rate. We investigate the diversity mechanism and formulate three diversity-rate optimization problems for the proposed OFDM-IM system. Based on the genetic algorithm, the method of solving these formulated optimization problems is provided and verified to be effective. Then, we analyze the average block error rate and bit error rate of the OFDM-IM systems applying the codebook design. Finally, all analyses are numerically verified by the Monte Carlo simulations. In addition, a series of comparisons are provided, by which the superiority of the codebook design is confirmed.
AbstractList	In this paper, we propose a novel codebook design scheme for orthogonal frequency-division multiplexing with index modulation (OFDM-IM) to improve system performance. The optimization process can be implemented efficiently by the lexicographic ordering principle. By applying the proposed codebook design, all subcarrier activation patterns with a fixed number of active subcarriers will be explored. Furthermore, as the number of active subcarriers is fixed, the computational complexity for estimation at the receiver is reduced and the zero-active subcarrier dilemma is solved without involving complex higher layer transmission protocols. It is found that the codebook design can potentially provide a tradeoff between diversity and transmission rate. We investigate the diversity mechanism and formulate three diversity-rate optimization problems for the proposed OFDM-IM system. Based on the genetic algorithm, the method of solving these formulated optimization problems is provided and verified to be effective. Then, we analyze the average block error rate and bit error rate of the OFDM-IM systems applying the codebook design. Finally, all analyses are numerically verified by the Monte Carlo simulations. In addition, a series of comparisons are provided, by which the superiority of the codebook design is confirmed.
Author	Shuping Dang Gaojie Chen Coon, Justin P.
Author_xml	– sequence: 1 surname: Shuping Dang fullname: Shuping Dang email: shuping.dang@kaust.edu.sa organization: Dept. of Eng. Sci., Univ. of Oxford, Oxford, UK – sequence: 2 surname: Gaojie Chen fullname: Gaojie Chen email: gaojie.chen@leicester.ac.uk organization: Dept. of Eng., Univ. of Leicester, Leicester, UK – sequence: 3 givenname: Justin P. surname: Coon fullname: Coon, Justin P. email: justin.coon@eng.ox.ac.uk organization: Dept. of Eng. Sci., Univ. of Oxford, Oxford, UK
BookMark	eNp9kD1PAkEQhjcGEwHtTWwusT7cj9uPS2zMIUoCocFQbpbdOVjEW9w7Evz3HkIsLKxmiveZefP0UKcKFSB0S_CAEJw_zBfFgGKiBlRJoSi5QF3CuUopzVTnuDOREirFFerV9QZjIgXnXfQ4gYO3YRXNbu1tUgQHyxDekyHUflUlZYjJbDScJgvfrJNx5eCQTIPbb03jQ3WNLkuzreHmPPvobfQ8L17TyexlXDxNUssYa9KstEJhyrEgjuVLmS9NZoW0RIHCTpWGg7DWQNvalYIrZY2RtiTCCMssONZH96e7uxg-91A3ehP2sWpfakp4hhmnOWtT4pSyMdR1hFJb3_z0bKLxW02wPprSrSl9NKXPploQ_wF30X-Y-PUfcndCPAD8xhUnuRQ5-waNQHT7
CODEN	ITWCAX
CitedBy_id	crossref_primary_10_1109_TWC_2019_2902139 crossref_primary_10_1109_TWC_2020_2965524 crossref_primary_10_1109_ACCESS_2021_3103207 crossref_primary_10_1109_JIOT_2019_2914175 crossref_primary_10_1109_ACCESS_2019_2925708 crossref_primary_10_1109_TVT_2019_2942634 crossref_primary_10_1109_TIT_2021_3111036 crossref_primary_10_1109_ACCESS_2020_2982088 crossref_primary_10_1109_LWC_2019_2893258 crossref_primary_10_1109_ACCESS_2019_2903391 crossref_primary_10_1109_LCOMM_2019_2961312 crossref_primary_10_1109_TWC_2024_3511579 crossref_primary_10_1109_ACCESS_2019_2899007 crossref_primary_10_1109_ACCESS_2019_2928033 crossref_primary_10_1109_ACCESS_2019_2960572 crossref_primary_10_1007_s11128_024_04573_w crossref_primary_10_1109_TWC_2021_3054068 crossref_primary_10_1109_TCOMM_2022_3142159 crossref_primary_10_1587_transinf_2020EDL8052 crossref_primary_10_1109_JSTSP_2019_2914531 crossref_primary_10_1109_TWC_2024_3364712 crossref_primary_10_1002_ett_4311 crossref_primary_10_1109_LCOMM_2022_3179990 crossref_primary_10_1109_LWC_2019_2899091
Cites_doi	10.1109/TWC.2017.2702618 10.1109/MWC.2018.1600355 10.1007/BF02680565 10.1109/PIMRC.2009.5449882 10.1109/TSP.2015.2500880 10.1590/S0104-65002001000200009 10.1109/TWC.2017.2787056 10.1109/GLOCOMW.2017.8269167 10.1109/LWC.2015.2423282 10.1109/TCOMM.2003.815053 10.1201/9781315140919 10.1007/978-3-540-68279-0_15 10.1109/TCOMM.2017.2710312 10.1109/ACCESS.2017.2737528 10.1109/MILCOM.2009.5379900 10.1109/COMST.2008.4625806 10.1109/TSP.2013.2279771 10.1109/LCOMM.2010.05.100055 10.1109/COMST.2018.2815642 10.1109/MCOM.2015.7321983 10.1109/ACCESS.2016.2568040 10.1016/j.comnet.2010.05.010 10.1109/ACCESS.2017.2768558 10.1109/ACCESS.2018.2836186 10.4304/jnw.6.7.990-998 10.1109/LCOMM.2016.2608350 10.1109/TCOMM.2018.2816058 10.1109/TWC.2015.2436925 10.1109/LCOMM.2016.2560171 10.1016/j.cam.2004.07.034 10.1109/MCOM.2016.7509396 10.1109/ACCESS.2017.2773658 10.1109/TCOMM.2017.2699182 10.1109/ACCESS.2017.2729599 10.1109/TVT.2016.2549564 10.1109/GLOCOMW.2011.6162549 10.1587/transcom.E93.B.1216 10.1109/ACCESS.2017.2763978
ContentType	Journal Article
Copyright	Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2018
Copyright_xml	– notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2018
DBID	97E ESBDL RIA RIE AAYXX CITATION 7SC 7SP 8FD JQ2 L7M L~C L~D
DOI	10.1109/TWC.2018.2876821
DatabaseName	IEEE All-Society Periodicals Package (ASPP) 2005-present IEEE Open Access Journals IEEE All-Society Periodicals Package (ASPP) 1998-Present IEEE Electronic Library (IEL) CrossRef Computer and Information Systems Abstracts Electronics & Communications Abstracts Technology Research Database ProQuest Computer Science Collection Advanced Technologies Database with Aerospace Computer and Information Systems Abstracts Academic Computer and Information Systems Abstracts Professional
DatabaseTitle	CrossRef Technology Research Database Computer and Information Systems Abstracts – Academic Electronics & Communications Abstracts ProQuest Computer Science Collection Computer and Information Systems Abstracts Advanced Technologies Database with Aerospace Computer and Information Systems Abstracts Professional
DatabaseTitleList	Technology Research Database
Database_xml	– sequence: 1 dbid: RIE name: IEEE Electronic Library (IEL) url: https://ieeexplore.ieee.org/ sourceTypes: Publisher
DeliveryMethod	fulltext_linktorsrc
Discipline	Engineering
EISSN	1558-2248
EndPage	8387
ExternalDocumentID	10_1109_TWC_2018_2876821 8519769
Genre	orig-research
GrantInformation_xml	– fundername: Engineering and Physical Sciences Research Council grantid: EP/N002350/1 funderid: 10.13039/501100000266 – fundername: China Scholarship Council grantid: 201508060323 funderid: 10.13039/501100004543
GroupedDBID	-~X 0R~ 29I 4.4 5GY 5VS 6IK 97E AAJGR AARMG AASAJ AAWTH ABAZT ABQJQ ABVLG ACGFO ACGFS ACIWK AENEX AETIX AGQYO AGSQL AHBIQ AIBXA AKJIK AKQYR ALMA_UNASSIGNED_HOLDINGS ATWAV BEFXN BFFAM BGNUA BKEBE BPEOZ CS3 DU5 EBS EJD ESBDL HZ~ H~9 IES IFIPE IPLJI JAVBF LAI M43 O9- OCL P2P RIA RIE RNS AAYXX CITATION 7SC 7SP 8FD JQ2 L7M L~C L~D RIG
ID	FETCH-LOGICAL-c333t-4fc68025061d39b79ba4c67c18e80d8fa5e6ccae821df6588caa7cf16a6c3ced3
IEDL.DBID	RIE
ISICitedReferencesCount	29
ISICitedReferencesURI	http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=000452623700039&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
ISSN	1536-1276
IngestDate	Fri Jul 25 12:22:22 EDT 2025 Tue Nov 18 20:58:11 EST 2025 Sat Nov 29 06:23:46 EST 2025 Wed Aug 27 02:47:14 EDT 2025
IsDoiOpenAccess	true
IsOpenAccess	true
IsPeerReviewed	true
IsScholarly	true
Issue	12
Language	English
License	https://creativecommons.org/licenses/by/3.0/legalcode
LinkModel	DirectLink
MergedId	FETCHMERGED-LOGICAL-c333t-4fc68025061d39b79ba4c67c18e80d8fa5e6ccae821df6588caa7cf16a6c3ced3
Notes	ObjectType-Article-1 SourceType-Scholarly Journals-1 ObjectType-Feature-2 content type line 14
ORCID	0000-0002-0018-815X 0000-0003-2978-0365 0000-0002-9623-5087
OpenAccessLink	https://ieeexplore.ieee.org/document/8519769
PQID	2154035293
PQPubID	105736
PageCount	15
ParticipantIDs	ieee_primary_8519769 crossref_citationtrail_10_1109_TWC_2018_2876821 crossref_primary_10_1109_TWC_2018_2876821 proquest_journals_2154035293
PublicationCentury	2000
PublicationDate	2018-Dec. 2018-12-00 20181201
PublicationDateYYYYMMDD	2018-12-01
PublicationDate_xml	– month: 12 year: 2018 text: 2018-Dec.
PublicationDecade	2010
PublicationPlace	New York
PublicationPlace_xml	– name: New York
PublicationTitle	IEEE transactions on wireless communications
PublicationTitleAbbrev	TWC
PublicationYear	2018
Publisher	IEEE The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Publisher_xml	– name: IEEE – name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
References	ref13 ref12 ref14 ref11 ref10 ref17 ref16 ref19 ref18 pejanovic-djurisic (ref4) 2012 tse (ref29) 2005 agoston (ref28) 2005 goldberg (ref46) 2006 ref45 ref42 rondeau (ref40) 2009 ref41 ref44 ref43 ba?ar (ref20) 2015; 4 ref49 ref8 ref7 liu (ref2) 2009 ref9 ref3 ref6 ref5 ba?ar (ref15) 2013; 61 ref35 ref37 ref36 ref30 ref33 ref32 david (ref47) 2004 ref1 negnevitsky (ref48) 2005 ref39 ref38 proakis (ref27) 2008 ref24 dang (ref23) 0 ref26 ref25 ref22 ref21 harzheim (ref31) 2006 kocan (ref34) 2010; 93
References_xml	– year: 2005 ident: ref29 publication-title: Fundamentals of Wireless Communication ser Wiley series in telecommunications – ident: ref21 doi: 10.1109/TWC.2017.2702618 – ident: ref12 doi: 10.1109/MWC.2018.1600355 – year: 2005 ident: ref28 publication-title: Computer Graphics and Geometric Modelling Mathematics – year: 2008 ident: ref27 publication-title: Digital Communications – ident: ref44 doi: 10.1007/BF02680565 – ident: ref13 doi: 10.1109/PIMRC.2009.5449882 – ident: ref24 doi: 10.1109/TSP.2015.2500880 – ident: ref30 doi: 10.1590/S0104-65002001000200009 – year: 2009 ident: ref2 publication-title: Cooperative Communications and Networking – ident: ref17 doi: 10.1109/TWC.2017.2787056 – ident: ref18 doi: 10.1109/GLOCOMW.2017.8269167 – volume: 4 start-page: 381 year: 2015 ident: ref20 article-title: OFDM with index modulation using coordinate interleaving publication-title: IEEE Wireless Commun Lett doi: 10.1109/LWC.2015.2423282 – ident: ref32 doi: 10.1109/TCOMM.2003.815053 – ident: ref49 doi: 10.1201/9781315140919 – ident: ref43 doi: 10.1007/978-3-540-68279-0_15 – ident: ref11 doi: 10.1109/TCOMM.2017.2710312 – year: 2006 ident: ref46 publication-title: Genetic Algorithms – ident: ref6 doi: 10.1109/ACCESS.2017.2737528 – ident: ref37 doi: 10.1109/MILCOM.2009.5379900 – year: 2004 ident: ref47 publication-title: Order Statistics Wiley Series in Probability and Statistics – ident: ref38 doi: 10.1109/COMST.2008.4625806 – volume: 61 start-page: 5536 year: 2013 ident: ref15 article-title: Orthogonal frequency division multiplexing with index modulation publication-title: IEEE Trans Signal Process doi: 10.1109/TSP.2013.2279771 – year: 0 ident: ref23 article-title: Outage performance of two-hop OFDM with index modulation and multi-carrier relay selections publication-title: IEEE Wireless Commun Lett – ident: ref33 doi: 10.1109/LCOMM.2010.05.100055 – ident: ref8 doi: 10.1109/COMST.2018.2815642 – ident: ref42 doi: 10.1109/MCOM.2015.7321983 – ident: ref10 doi: 10.1109/ACCESS.2016.2568040 – ident: ref39 doi: 10.1016/j.comnet.2010.05.010 – ident: ref36 doi: 10.1109/ACCESS.2017.2768558 – ident: ref25 doi: 10.1109/ACCESS.2018.2836186 – ident: ref41 doi: 10.4304/jnw.6.7.990-998 – ident: ref16 doi: 10.1109/LCOMM.2016.2608350 – year: 2006 ident: ref31 publication-title: Ordered Sets – ident: ref22 doi: 10.1109/TCOMM.2018.2816058 – ident: ref9 doi: 10.1109/TWC.2015.2436925 – ident: ref35 doi: 10.1109/LCOMM.2016.2560171 – ident: ref45 doi: 10.1016/j.cam.2004.07.034 – year: 2012 ident: ref4 publication-title: OFDM based relay systems for future wireless communications – ident: ref5 doi: 10.1109/MCOM.2016.7509396 – ident: ref26 doi: 10.1109/ACCESS.2017.2773658 – year: 2005 ident: ref48 publication-title: Artificial Intelligence A Guide to Intelligent Systems – ident: ref19 doi: 10.1109/TCOMM.2017.2699182 – year: 2009 ident: ref40 publication-title: Artificial Intelligence in Wireless Communications – ident: ref1 doi: 10.1109/ACCESS.2017.2729599 – ident: ref3 doi: 10.1109/TVT.2016.2549564 – ident: ref14 doi: 10.1109/GLOCOMW.2011.6162549 – volume: 93 start-page: 1216 year: 2010 ident: ref34 article-title: BER performance of OFDM amplify-and-forward relaying system with subcarrier permutation publication-title: IEICE Trans Commun doi: 10.1587/transcom.E93.B.1216 – ident: ref7 doi: 10.1109/ACCESS.2017.2763978
SSID	ssj0017655
Score	2.448606
Snippet	In this paper, we propose a novel codebook design scheme for orthogonal frequency-division multiplexing with index modulation (OFDM-IM) to improve system...
SourceID	proquest crossref ieee
SourceType	Aggregation Database Enrichment Source Index Database Publisher
StartPage	8373
SubjectTerms	Bit error rate Complexity Computer simulation diversity gain diversity-rate optimization Error analysis error performance analysis Frequency division multiplexing genetic algorithm Genetic algorithms Modulation OFDM Optimization Orthogonal Frequency Division Multiplexing Orthogonal frequency-division multiplexing with index modulation (OFDM-IM) Subcarriers Wireless communication
Title	Lexicographic Codebook Design for OFDM With Index Modulation
URI	https://ieeexplore.ieee.org/document/8519769 https://www.proquest.com/docview/2154035293
Volume	17
WOSCitedRecordID	wos000452623700039&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
hasFullText	1
inHoldings	1
isFullTextHit
isPrint
journalDatabaseRights	– providerCode: PRVIEE databaseName: IEEE Electronic Library (IEL) customDbUrl: eissn: 1558-2248 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0017655 issn: 1536-1276 databaseCode: RIE dateStart: 20020101 isFulltext: true titleUrlDefault: https://ieeexplore.ieee.org/ providerName: IEEE
link	http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1LSwMxEB60eNCDryrWFzl4Edx222TzAC_SWhTq41Btb0teiwXpirbizzfJbhdFEbztIVmSb5LNZGfm-wBOiPXhpoxGWOM4IlzpSLLYRJoT0-GS2CSUjz0O2O0tH4_F_RKcVbUw1tqQfGab_jHE8k2u5_5XWYv7KksqlmGZMVbUalURA0aDwqnbwF5XhlUhyVi0hqOuz-HiTXc7oLzT_nYEBU2VHx_icLr0N_43rk1YL71IdFGYfQuW7HQb1r5wC9bhfGA_nJUDIfVEo25uQlwU9ULKBnK-Krrr927QaDJ7QteeMxHd5KYU89qBh_7lsHsVlVIJkcYYzyKSacq9O0PbBgvFhJJEU6bb3PLY8EwmljpbWTd7kzmng2spmc7aVFKNtTV4F2rTfGr3ACVKCcUJSTJliM6o5EoIKbmJM6VMEjegtUAv1SWPuJezeE7DfSIWqcM79XinJd4NOK16vBQcGn-0rXt8q3YltA04XBgoLTfZW-q8FeLpXAXe_73XAaz6dxfZJ4dQm73O7RGs6PfZ5O31OKyfT-LzwrU
linkProvider	IEEE
linkToHtml	http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1LSwMxEB7qA9SDrypWq-bgRXDb3SabTcCLtBbFtnqoj9uS12JBWmmr-PNN0u2iKIK3PSRs8k2ymezMfB_ACTEu3JTRACscBoRJFYgk1IFiRDeYICb25WMPnaTXY09P_K4EZ0UtjDHGJ5-Zmnv0sXw9Um_uV1mduSpLyhdgKSakEc2qtYqYQUK9xqndwk5ZJimCkiGv9x-bLouL1ez9gLJG9O0Q8qoqPz7F_nxpb_xvZJuwnvuR6GJm-C0omeE2rH1hFyzDecd8WDt7SuqBQs2R9pFR1PJJG8h6q-i23eqix8H0GV071kTUHelczmsH7tuX_eZVkIslBApjPA1IpihzDg2NNOYy4VIQRRMVMcNCzTIRG2qtZezsdWbdDqaESFQWUUEVVkbjXVgcjoZmD1AsJZeMkDiTmqiMCiY5F4LpMJNSx2EF6nP0UpUziTtBi5fU3yhCnlq8U4d3muNdgdOix-uMReOPtmWHb9Euh7YC1bmB0nybTVLrrxBH6Mrx_u-9jmHlqt_tpJ3r3s0BrLr3zHJRqrA4Hb-ZQ1hW79PBZHzk19InLzDF_A
openUrl	ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Lexicographic+Codebook+Design+for+OFDM+With+Index+Modulation&rft.jtitle=IEEE+transactions+on+wireless+communications&rft.au=Dang%2C+Shuping&rft.au=Chen%2C+Gaojie&rft.au=Coon%2C+Justin+P&rft.date=2018-12-01&rft.pub=The+Institute+of+Electrical+and+Electronics+Engineers%2C+Inc.+%28IEEE%29&rft.issn=1536-1276&rft.eissn=1558-2248&rft.volume=17&rft.issue=12&rft.spage=8373&rft_id=info:doi/10.1109%2FTWC.2018.2876821&rft.externalDBID=NO_FULL_TEXT
thumbnail_l	http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=1536-1276&client=summon
thumbnail_m	http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=1536-1276&client=summon
thumbnail_s	http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=1536-1276&client=summon