Artificial Intelligence Based Hierarchical Clustering of Patient Types and Intervention Categories in Adult Spinal Deformity Surgery: Towards a New Classification Scheme that Predicts Quality and Value

Retrospective review of prospectively-collected, multicenter adult spinal deformity (ASD) databases. To apply artificial intelligence (AI)-based hierarchical clustering as a step toward a classification scheme that optimizes overall quality, value, and safety for ASD surgery. Prior ASD classificatio...

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Vydané v:Spine (Philadelphia, Pa. 1976) Ročník 44; číslo 13; s. 915
Hlavní autori: Ames, Christopher P, Smith, Justin S, Pellisé, Ferran, Kelly, Michael, Alanay, Ahmet, Acaroğlu, Emre, Pérez-Grueso, Francisco Javier Sánchez, Kleinstück, Frank, Obeid, Ibrahim, Vila-Casademunt, Alba, Shaffrey, Jr, Christopher I, Burton, Douglas, Lafage, Virginie, Schwab, Frank, Shaffrey, Sr, Christopher I, Bess, Shay, Serra-Burriel, Miquel
Médium: Journal Article
Jazyk:English
Vydavateľské údaje: United States 01.07.2019
ISSN:1528-1159, 1528-1159
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Abstract Retrospective review of prospectively-collected, multicenter adult spinal deformity (ASD) databases. To apply artificial intelligence (AI)-based hierarchical clustering as a step toward a classification scheme that optimizes overall quality, value, and safety for ASD surgery. Prior ASD classifications have focused on radiographic parameters associated with patient reported outcomes. Recent work suggests there are many other impactful preoperative data points. However, the ability to segregate patient patterns manually based on hundreds of data points is beyond practical application for surgeons. Unsupervised machine-based clustering of patient types alongside surgical options may simplify analysis of ASD patient types, procedures and outcomes. Two prospective cohorts were queried for surgical ASD patients with baseline, 1-year, and 2-year SRS-22/ODI/SF-36v2 data. Two dendrograms were fitted, one with surgical features and one with patient characteristics. Both were built with Ward distances and optimized with the gap method. For each possible n patient cluster by m surgery, normalized 2-year improvement and major complication rates were computed. 570 patients were included. Three optimal patient types were identified: young with coronal plane deformity (YC, n = 195), older with prior spine surgeries (ORev, n = 157), and older without prior spine surgeries (OPrim, n = 218). Osteotomy type, instrumentation and interbody fusion were combined to define 4 surgical clusters. The intersection of patient-based and surgery-based clusters yielded 12 subgroups, with major complication rates ranging from 0% to 51.8% and 2-year normalized improvement ranging from -0.1% for SF36v2 MCS in cluster [1,3] to 100.2% for SRS self-image score in cluster [2,1]). Unsupervised hierarchical clustering can identify data patterns that may augment preoperative decision making through construction of a 2-year risk-benefit grid. In addition to creating a novel AI-based ASD classification, pattern identification may facilitate treatment optimization by educating surgeons on which treatment patterns yield optimal improvement with lowest risk. 4.
AbstractList Retrospective review of prospectively-collected, multicenter adult spinal deformity (ASD) databases.STUDY DESIGNRetrospective review of prospectively-collected, multicenter adult spinal deformity (ASD) databases.To apply artificial intelligence (AI)-based hierarchical clustering as a step toward a classification scheme that optimizes overall quality, value, and safety for ASD surgery.OBJECTIVETo apply artificial intelligence (AI)-based hierarchical clustering as a step toward a classification scheme that optimizes overall quality, value, and safety for ASD surgery.Prior ASD classifications have focused on radiographic parameters associated with patient reported outcomes. Recent work suggests there are many other impactful preoperative data points. However, the ability to segregate patient patterns manually based on hundreds of data points is beyond practical application for surgeons. Unsupervised machine-based clustering of patient types alongside surgical options may simplify analysis of ASD patient types, procedures, and outcomes.SUMMARY OF BACKGROUND DATAPrior ASD classifications have focused on radiographic parameters associated with patient reported outcomes. Recent work suggests there are many other impactful preoperative data points. However, the ability to segregate patient patterns manually based on hundreds of data points is beyond practical application for surgeons. Unsupervised machine-based clustering of patient types alongside surgical options may simplify analysis of ASD patient types, procedures, and outcomes.Two prospective cohorts were queried for surgical ASD patients with baseline, 1-year, and 2-year SRS-22/Oswestry Disability Index/SF-36v2 data. Two dendrograms were fitted, one with surgical features and one with patient characteristics. Both were built with Ward distances and optimized with the gap method. For each possible n patient cluster by m surgery, normalized 2-year improvement and major complication rates were computed.METHODSTwo prospective cohorts were queried for surgical ASD patients with baseline, 1-year, and 2-year SRS-22/Oswestry Disability Index/SF-36v2 data. Two dendrograms were fitted, one with surgical features and one with patient characteristics. Both were built with Ward distances and optimized with the gap method. For each possible n patient cluster by m surgery, normalized 2-year improvement and major complication rates were computed.Five hundred-seventy patients were included. Three optimal patient types were identified: young with coronal plane deformity (YC, n = 195), older with prior spine surgeries (ORev, n = 157), and older without prior spine surgeries (OPrim, n = 218). Osteotomy type, instrumentation and interbody fusion were combined to define four surgical clusters. The intersection of patient-based and surgery-based clusters yielded 12 subgroups, with major complication rates ranging from 0% to 51.8% and 2-year normalized improvement ranging from -0.1% for SF36v2 MCS in cluster [1,3] to 100.2% for SRS self-image score in cluster [2,1].RESULTSFive hundred-seventy patients were included. Three optimal patient types were identified: young with coronal plane deformity (YC, n = 195), older with prior spine surgeries (ORev, n = 157), and older without prior spine surgeries (OPrim, n = 218). Osteotomy type, instrumentation and interbody fusion were combined to define four surgical clusters. The intersection of patient-based and surgery-based clusters yielded 12 subgroups, with major complication rates ranging from 0% to 51.8% and 2-year normalized improvement ranging from -0.1% for SF36v2 MCS in cluster [1,3] to 100.2% for SRS self-image score in cluster [2,1].Unsupervised hierarchical clustering can identify data patterns that may augment preoperative decision-making through construction of a 2-year risk-benefit grid. In addition to creating a novel AI-based ASD classification, pattern identification may facilitate treatment optimization by educating surgeons on which treatment patterns yield optimal improvement with lowest risk.CONCLUSIONUnsupervised hierarchical clustering can identify data patterns that may augment preoperative decision-making through construction of a 2-year risk-benefit grid. In addition to creating a novel AI-based ASD classification, pattern identification may facilitate treatment optimization by educating surgeons on which treatment patterns yield optimal improvement with lowest risk.4.LEVEL OF EVIDENCE4.
Retrospective review of prospectively-collected, multicenter adult spinal deformity (ASD) databases. To apply artificial intelligence (AI)-based hierarchical clustering as a step toward a classification scheme that optimizes overall quality, value, and safety for ASD surgery. Prior ASD classifications have focused on radiographic parameters associated with patient reported outcomes. Recent work suggests there are many other impactful preoperative data points. However, the ability to segregate patient patterns manually based on hundreds of data points is beyond practical application for surgeons. Unsupervised machine-based clustering of patient types alongside surgical options may simplify analysis of ASD patient types, procedures and outcomes. Two prospective cohorts were queried for surgical ASD patients with baseline, 1-year, and 2-year SRS-22/ODI/SF-36v2 data. Two dendrograms were fitted, one with surgical features and one with patient characteristics. Both were built with Ward distances and optimized with the gap method. For each possible n patient cluster by m surgery, normalized 2-year improvement and major complication rates were computed. 570 patients were included. Three optimal patient types were identified: young with coronal plane deformity (YC, n = 195), older with prior spine surgeries (ORev, n = 157), and older without prior spine surgeries (OPrim, n = 218). Osteotomy type, instrumentation and interbody fusion were combined to define 4 surgical clusters. The intersection of patient-based and surgery-based clusters yielded 12 subgroups, with major complication rates ranging from 0% to 51.8% and 2-year normalized improvement ranging from -0.1% for SF36v2 MCS in cluster [1,3] to 100.2% for SRS self-image score in cluster [2,1]). Unsupervised hierarchical clustering can identify data patterns that may augment preoperative decision making through construction of a 2-year risk-benefit grid. In addition to creating a novel AI-based ASD classification, pattern identification may facilitate treatment optimization by educating surgeons on which treatment patterns yield optimal improvement with lowest risk. 4.
Author Pérez-Grueso, Francisco Javier Sánchez
Shaffrey, Jr, Christopher I
Burton, Douglas
Lafage, Virginie
Schwab, Frank
Bess, Shay
Alanay, Ahmet
Kleinstück, Frank
Vila-Casademunt, Alba
Obeid, Ibrahim
Shaffrey, Sr, Christopher I
Ames, Christopher P
Serra-Burriel, Miquel
Pellisé, Ferran
Kelly, Michael
Smith, Justin S
Acaroğlu, Emre
Author_xml – sequence: 1
  givenname: Christopher P
  surname: Ames
  fullname: Ames, Christopher P
  organization: Department of Neurosurgery, University of California San Francisco, San Francisco, CA, USA
– sequence: 2
  givenname: Justin S
  surname: Smith
  fullname: Smith, Justin S
  organization: Department of Neurosurgery, University of Virginia Medical Center, Charlottesville, VA, USA
– sequence: 3
  givenname: Ferran
  surname: Pellisé
  fullname: Pellisé, Ferran
  organization: Spine Surgery Unit, Hospital Vall d'Hebron, Barcelona, Spain
– sequence: 4
  givenname: Michael
  surname: Kelly
  fullname: Kelly, Michael
  organization: Department of Orthopaedic Surgery, Washington University, St Louis, MO, USA
– sequence: 5
  givenname: Ahmet
  surname: Alanay
  fullname: Alanay, Ahmet
  organization: Department of Orthopedics and Traumatology, Acibadem University, Istanbul, Turkey
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  givenname: Emre
  surname: Acaroğlu
  fullname: Acaroğlu, Emre
  organization: Ankara ARTES Spine Center, Ankara, Turkey
– sequence: 7
  givenname: Francisco Javier Sánchez
  surname: Pérez-Grueso
  fullname: Pérez-Grueso, Francisco Javier Sánchez
  organization: Spine Surgery Unit, Hospital Universitario La Paz, Madrid, Spain
– sequence: 8
  givenname: Frank
  surname: Kleinstück
  fullname: Kleinstück, Frank
  organization: Spine Center Division, Department of Orthopedics and Neurosurgery, Schulthess Klinik, Zurich, Switzerland
– sequence: 9
  givenname: Ibrahim
  surname: Obeid
  fullname: Obeid, Ibrahim
  organization: Spine Surgery Unit, Bordeaux University Hospital, Bordeaux, France
– sequence: 10
  givenname: Alba
  surname: Vila-Casademunt
  fullname: Vila-Casademunt, Alba
  organization: Vall d'Hebron Institute of Research (VHIR) Barcelona, Spain
– sequence: 11
  givenname: Christopher I
  surname: Shaffrey, Jr
  fullname: Shaffrey, Jr, Christopher I
  organization: Vall d'Hebron Institute of Research (VHIR) Barcelona, Spain
– sequence: 12
  givenname: Douglas
  surname: Burton
  fullname: Burton, Douglas
  organization: Department of Orthopaedic Surgery, University of Kansas Medical Center, Kansas City, KS, USA
– sequence: 13
  givenname: Virginie
  surname: Lafage
  fullname: Lafage, Virginie
  organization: Department of Orthopaedic Surgery, Hospital for Special Surgery, New York, NY, USA
– sequence: 14
  givenname: Frank
  surname: Schwab
  fullname: Schwab, Frank
  organization: Department of Orthopaedic Surgery, Hospital for Special Surgery, New York, NY, USA
– sequence: 15
  givenname: Christopher I
  surname: Shaffrey, Sr
  fullname: Shaffrey, Sr, Christopher I
  organization: Department of Neurosurgery, University of Virginia Medical Center, Charlottesville, VA, USA
– sequence: 16
  givenname: Shay
  surname: Bess
  fullname: Bess, Shay
  organization: Denver International Spine Center, Presbyterian St. Luke's/Rocky Mountain Hospital for Children, Denver, CO, USA
– sequence: 17
  givenname: Miquel
  surname: Serra-Burriel
  fullname: Serra-Burriel, Miquel
  organization: Center for Research in Health and Economics, Universitat Pompeu Fabra, Barcelona, Spain
BackLink https://www.ncbi.nlm.nih.gov/pubmed/30633115$$D View this record in MEDLINE/PubMed
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Snippet Retrospective review of prospectively-collected, multicenter adult spinal deformity (ASD) databases. To apply artificial intelligence (AI)-based hierarchical...
Retrospective review of prospectively-collected, multicenter adult spinal deformity (ASD) databases.STUDY DESIGNRetrospective review of...
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Title Artificial Intelligence Based Hierarchical Clustering of Patient Types and Intervention Categories in Adult Spinal Deformity Surgery: Towards a New Classification Scheme that Predicts Quality and Value
URI https://www.ncbi.nlm.nih.gov/pubmed/30633115
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