Understanding the relationship between rural morphology and photovoltaic (PV) potential in traditional and non-traditional building clusters using shapley additive exPlanations (SHAP) values

Rural areas have a large quantity of rooftops and facades appropriate for installing PV panels. However, the unclear impact of rural morphology on PV potential hinders their effective utilization. To address this challenge, this study examined 300 clusters of traditional and non-traditional rural bu...

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Vydáno v:Applied energy Ročník 380; s. 125091
Hlavní autoři: Liu, Jiang, Peng, Changhai, Zhang, Junxue
Médium: Journal Article
Jazyk:angličtina
Vydáno: Elsevier Ltd 15.02.2025
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ISSN:0306-2619
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Abstract Rural areas have a large quantity of rooftops and facades appropriate for installing PV panels. However, the unclear impact of rural morphology on PV potential hinders their effective utilization. To address this challenge, this study examined 300 clusters of traditional and non-traditional rural buildings in Nanjing. 17 morphological indicators were identified, representing plot shape, built density, building form, and terrain variation. The annual PV power generation and Levelized cost of electricity (LCOE) were simulated. Using an explainable machine learning framework (XGBoost algorithm combined with SHAP values), we explored the relationship between rural building morphology and PV potential. The results revealed that mean building height (BH) and floor area ratio (FAR) are key factors for PV power generation, while only BH is crucial for LCOE. As BH and FAR increase, PV generation declines, while LCOE rises. Particularly, BH has a stronger influence on technical potential in traditional clusters, whereas FAR plays a comparable role in non-traditional ones. Using these indicators, rural clusters can be categorized into three typologies for technical potential: low BH-low FAR, high BH-low FAR, and high BH-high FAR, and two for economic potential: low BH and high BH, with mean values being 176.1, 134, 121.5 kWh/m2/y, and 0.5, 0.53 CHY/kWh, respectively. A demonstration conducted outside Nanjing showed that our findings can be applied to the broader Yangtze River Delta region with a maximum error of less than 15 %. This study provides insights to inform rural PV policy-making and system planning, which are essential for China's low-carbon energy transition. •Rural morphology is comprehensively evaluated using 3D building models and DEM.•PV potential disparity is examined for traditional and non-traditional building clusters.•SHAP values show that BH and FAR are the most influential indicators.•When FAR below 0.32, BH exerts a significant interference on its effect explanation.•Representative rural typologies are summarized to guide PV deployment.
AbstractList Rural areas have a large quantity of rooftops and facades appropriate for installing PV panels. However, the unclear impact of rural morphology on PV potential hinders their effective utilization. To address this challenge, this study examined 300 clusters of traditional and non-traditional rural buildings in Nanjing. 17 morphological indicators were identified, representing plot shape, built density, building form, and terrain variation. The annual PV power generation and Levelized cost of electricity (LCOE) were simulated. Using an explainable machine learning framework (XGBoost algorithm combined with SHAP values), we explored the relationship between rural building morphology and PV potential. The results revealed that mean building height (BH) and floor area ratio (FAR) are key factors for PV power generation, while only BH is crucial for LCOE. As BH and FAR increase, PV generation declines, while LCOE rises. Particularly, BH has a stronger influence on technical potential in traditional clusters, whereas FAR plays a comparable role in non-traditional ones. Using these indicators, rural clusters can be categorized into three typologies for technical potential: low BH-low FAR, high BH-low FAR, and high BH-high FAR, and two for economic potential: low BH and high BH, with mean values being 176.1, 134, 121.5 kWh/m2/y, and 0.5, 0.53 CHY/kWh, respectively. A demonstration conducted outside Nanjing showed that our findings can be applied to the broader Yangtze River Delta region with a maximum error of less than 15 %. This study provides insights to inform rural PV policy-making and system planning, which are essential for China's low-carbon energy transition. •Rural morphology is comprehensively evaluated using 3D building models and DEM.•PV potential disparity is examined for traditional and non-traditional building clusters.•SHAP values show that BH and FAR are the most influential indicators.•When FAR below 0.32, BH exerts a significant interference on its effect explanation.•Representative rural typologies are summarized to guide PV deployment.
ArticleNumber 125091
Author Zhang, Junxue
Liu, Jiang
Peng, Changhai
Author_xml – sequence: 1
  givenname: Jiang
  surname: Liu
  fullname: Liu, Jiang
  organization: School of Architecture, Southeast University, Nanjing 210096, China
– sequence: 2
  givenname: Changhai
  surname: Peng
  fullname: Peng, Changhai
  email: pengchanghai@seu.edu.cn
  organization: School of Architecture, Southeast University, Nanjing 210096, China
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  givenname: Junxue
  surname: Zhang
  fullname: Zhang, Junxue
  organization: School of Civil Engineering and Architecture, Jiangsu University of Science and Technology, Zhenjiang 212100, China
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Keywords SHAP value
Rural morphology
XGBoost algorithm
PV potential
Impact analysis
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Snippet Rural areas have a large quantity of rooftops and facades appropriate for installing PV panels. However, the unclear impact of rural morphology on PV potential...
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SubjectTerms Impact analysis
PV potential
Rural morphology
SHAP value
XGBoost algorithm
Title Understanding the relationship between rural morphology and photovoltaic (PV) potential in traditional and non-traditional building clusters using shapley additive exPlanations (SHAP) values
URI https://dx.doi.org/10.1016/j.apenergy.2024.125091
Volume 380
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