Linear Precoder Optimization for MIMO Systems with Joint Power Constraints

This paper considers linear precoder optimization problems for multiple-input multiple-output (MIMO) systems. In addition to the conventionally used sum-power constraint, maximum eigenvalue constraint on the precoding matrix is also considered so as to account for power limitations imposed on each a...

Celý popis

Uložené v:
Podrobná bibliografia
Vydané v:IEEE transactions on communications Ročník 60; číslo 8; s. 2240 - 2254
Hlavní autori: Dai, Jisheng, Chang, Chunqi, Xu, Weichao, Ye, Zhongfu
Médium: Journal Article
Jazyk:English
Vydavateľské údaje: New York, NY IEEE 01.08.2012
Institute of Electrical and Electronics Engineers
Predmet:
ISSN:0090-6778
On-line prístup:Získať plný text
Tagy: Pridať tag
Žiadne tagy, Buďte prvý, kto otaguje tento záznam!
Abstract This paper considers linear precoder optimization problems for multiple-input multiple-output (MIMO) systems. In addition to the conventionally used sum-power constraint, maximum eigenvalue constraint on the precoding matrix is also considered so as to account for power limitations imposed on each antenna by the linearity of its own power amplifier in practical implementations. A framework employing directional derivative is developed to obtain optimal precoder designs for different criteria including maximizing the information rate and minimizing the sum of mean-square error (MSE). It turns out that power allocations in such situations are piecewise linear in sum-power space. The piecewise linear property allows us to generate the entire path of solution through finding out a finite number of breakpoints. A Homotopy-type algorithm is then proposed to obtain the solution for an arbitrary sum-power constraint. The number of breakpoints to be determined in our exact piecewise linear solution is in fact only about two times of the number of transmit antennas, so that our method is super fast and outperforms existing approximate solutions in the literature in both effectiveness and efficiency. Simulated experiments are performed to verify our theoretical analysis.
AbstractList This paper considers linear precoder optimization problems for multiple-input multiple-output (MIMO) systems. In addition to the conventionally used sum-power constraint, maximum eigenvalue constraint on the precoding matrix is also considered so as to account for power limitations imposed on each antenna by the linearity of its own power amplifier in practical implementations. A framework employing directional derivative is developed to obtain optimal precoder designs for different criteria including maximizing the information rate and minimizing the sum of mean-square error (MSE). It turns out that power allocations in such situations are piecewise linear in sum-power space. The piecewise linear property allows us to generate the entire path of solution through finding out a finite number of breakpoints. A Homotopy-type algorithm is then proposed to obtain the solution for an arbitrary sum-power constraint. The number of breakpoints to be determined in our exact piecewise linear solution is in fact only about two times of the number of transmit antennas, so that our method is super fast and outperforms existing approximate solutions in the literature in both effectiveness and efficiency. Simulated experiments are performed to verify our theoretical analysis.
Author Xu, Weichao
Chang, Chunqi
Ye, Zhongfu
Dai, Jisheng
Author_xml – sequence: 1
  givenname: Jisheng
  surname: Dai
  fullname: Dai, Jisheng
  organization: School of Electrical and Information Engineering, Jiangsu University, Zhenjiang, 212013, China
– sequence: 2
  givenname: Chunqi
  surname: Chang
  fullname: Chang, Chunqi
  organization: Department of Electrical and Electronic Engineering, Department of Linguistics, and the State Key Lab of Brain and Cognitive Sciences, The University of Hong Kong, Pokfulam Road, Hong Kong
– sequence: 3
  givenname: Weichao
  surname: Xu
  fullname: Xu, Weichao
  organization: Department of Automatic Control, Faculty of Automation, Guangdong University of Technology, Guangzhou, 510006, China
– sequence: 4
  givenname: Zhongfu
  surname: Ye
  fullname: Ye, Zhongfu
  organization: Department of Electronic Engineering and Information Science, University of Science and Technology of China, Hefei, Anhui, 230027, China
BackLink http://pascal-francis.inist.fr/vibad/index.php?action=getRecordDetail&idt=26264197$$DView record in Pascal Francis
BookMark eNqNkE9rAjEQxXOwULX9BL3k0uPaTLImu5dCWfpHcVmh9rzEmNAU3UgSEPvpG93ioade5sHjzRvmN0KDznUaIQxkAkDKh1XV1PWEEqATwgGSJJuQcoCGaZKMC1Fco1EIX8nNCWNDNF_YTkuPl14rt9EeN_tod_ZbRus6bJzH9axu8PsxRL0L-GDjJ54720W8dIcUr1wXopfJCDfoysht0Le_OkYfL8-r6i1bNK-z6mmRKUbKmCldTBkTbF2sNUjGjDBqSiQlWmgDsC7yTa6nkhNVlmUuhZCGbDgYEAUDLoGN0X3fu5dBya3xslM2tHtvd9IfW8opz6EUKVf0OeVdCF6bSwRIe-LVnnm1J15tz6vteaXVxz-rysYzktOv2_8U3PUFVmt9ucspJRQo-wGlG35A
CODEN IECMBT
CitedBy_id crossref_primary_10_1109_TSP_2020_3037513
crossref_primary_10_1109_WCL_2013_112313_130749
crossref_primary_10_1109_TSP_2015_2425800
crossref_primary_10_1186_1687_6180_2014_113
crossref_primary_10_1109_JSYST_2014_2337885
crossref_primary_10_1145_3352487
crossref_primary_10_1109_TNNLS_2013_2262180
crossref_primary_10_1016_j_dsp_2017_07_003
crossref_primary_10_1109_JPROC_2018_2848363
crossref_primary_10_1109_LWC_2015_2416183
crossref_primary_10_1109_TSP_2020_2973488
crossref_primary_10_1049_iet_spr_2013_0338
crossref_primary_10_1109_TSP_2020_3037495
crossref_primary_10_1109_TVT_2016_2557658
Cites_doi 10.1109/78.995062
10.1214/009053604000000067
10.1109/TSP.2003.815393
10.1109/26.339844
10.1109/TCOM.1976.1093255
10.1109/26.662641
10.1109/LCOMM.2004.837647
10.1214/009053606000001370
10.1109/49.730453
10.1109/TSP.2005.855398
10.1109/TSP.2007.894399
10.1109/TNN.2009.2039000
10.1561/0100000018
10.1515/9781400873173
10.1111/j.2517-6161.1973.tb00944.x
10.1109/TCOMM.2009.07.070162
10.1109/78.771047
10.1109/TCOMM.2009.0901.060462
10.1109/TNN.2008.2002077
10.1002/ett.4460100604
10.1109/TSP.2005.859241
10.1109/TIT.2007.896866
10.1109/TSP.2003.815387
10.1109/TSP.2010.2062178
10.1002/bltj.2015
10.1109/JSAC.2010.101205
10.1016/j.sigpro.2011.11.020
10.1109/TSP.2006.890905
10.1023/A:1008889222784
10.1109/18.661517
10.1109/26.974266
10.1049/iet-com.2008.0181
ContentType Journal Article
Copyright 2015 INIST-CNRS
Copyright_xml – notice: 2015 INIST-CNRS
DBID 97E
RIA
RIE
AAYXX
CITATION
IQODW
DOI 10.1109/TCOMM.2012.061112.110009
DatabaseName IEEE Xplore (IEEE)
IEEE All-Society Periodicals Package (ASPP) 1998–Present
IEEE Electronic Library (IEL)
CrossRef
Pascal-Francis
DatabaseTitle CrossRef
DatabaseTitleList
Database_xml – sequence: 1
  dbid: RIE
  name: IEEE Electronic Library (IEL)
  url: https://ieeexplore.ieee.org/
  sourceTypes: Publisher
DeliveryMethod fulltext_linktorsrc
Discipline Engineering
Applied Sciences
EndPage 2254
ExternalDocumentID 26264197
10_1109_TCOMM_2012_061112_110009
6220212
Genre orig-research
GroupedDBID -~X
.DC
0R~
29I
3EH
4.4
5GY
5VS
6IK
85S
97E
AAJGR
AARMG
AASAJ
AAWTH
ABAZT
ABFSI
ABQJQ
ABVLG
ACGFO
ACGFS
ACIWK
ACKIV
ACNCT
AENEX
AETIX
AGQYO
AGSQL
AHBIQ
AI.
AIBXA
AKJIK
AKQYR
ALLEH
ALMA_UNASSIGNED_HOLDINGS
ASUFR
ATWAV
BEFXN
BFFAM
BGNUA
BKEBE
BPEOZ
CS3
DU5
E.L
EBS
EJD
HZ~
H~9
IAAWW
IBMZZ
ICLAB
IES
IFIPE
IFJZH
IPLJI
JAVBF
LAI
M43
MS~
O9-
OCL
P2P
RIA
RIE
RNS
TAE
TN5
VH1
ZCA
ZCG
AAYXX
CITATION
IQODW
RIG
ID FETCH-LOGICAL-c309t-ce853373b8be1a33f7fc50a20e7ef11b84d4e5a60c9994a77af0d61f178316a13
IEDL.DBID RIE
ISICitedReferencesCount 15
ISICitedReferencesURI http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=000309203600022&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
ISSN 0090-6778
IngestDate Mon Jul 21 09:14:43 EDT 2025
Tue Nov 18 22:24:34 EST 2025
Sat Nov 29 01:41:31 EST 2025
Wed Aug 27 02:49:09 EDT 2025
IsPeerReviewed true
IsScholarly true
Issue 8
Keywords Performance evaluation
Multiple-input multiple-output (MIMO)
Information rate
Eigenvalue
piecewise linear method
Power allocation
minimum mean-square error (MMSE)
Implementation
Optimization
Optimal design
Mean square error
Coding
Gaussian broadcast channel
directional derivative
Pretreatment
MIMO system
Breakpoint
Coding circuit
water-filling principle
Algorithm
Information transmission
Exact solution
Transmitting antenna
Homotopy
Linearity
Power amplifier
Approximate solution
Piecewise linearization
Language English
License https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html
CC BY 4.0
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-c309t-ce853373b8be1a33f7fc50a20e7ef11b84d4e5a60c9994a77af0d61f178316a13
PageCount 15
ParticipantIDs pascalfrancis_primary_26264197
ieee_primary_6220212
crossref_primary_10_1109_TCOMM_2012_061112_110009
crossref_citationtrail_10_1109_TCOMM_2012_061112_110009
PublicationCentury 2000
PublicationDate 2012-08-01
PublicationDateYYYYMMDD 2012-08-01
PublicationDate_xml – month: 08
  year: 2012
  text: 2012-08-01
  day: 01
PublicationDecade 2010
PublicationPlace New York, NY
PublicationPlace_xml – name: New York, NY
PublicationTitle IEEE transactions on communications
PublicationTitleAbbrev TCOMM
PublicationYear 2012
Publisher IEEE
Institute of Electrical and Electronics Engineers
Publisher_xml – name: IEEE
– name: Institute of Electrical and Electronics Engineers
References ref12
ref15
ref14
dai (ref19) 2011; 20
ref30
ref33
ref11
donoho (ref29) 0
ref2
ref1
ref17
ref18
lee (ref16) 1976; 24
rockafellar (ref36) 1970
whittle (ref37) 1973; 35
dai (ref27) 0
palomar (ref21) 2007
ong (ref32) 2010; 21
dai (ref13) 2009; 57
ref24
ref23
sampath (ref10) 2001; 49
ref26
schumacher (ref35) 2001
ref25
ref20
ref22
hastie (ref31) 2004; 5
ref28
efron (ref34) 2004; 32
ref8
ref7
ref9
ref4
ref3
ref6
ref5
References_xml – ident: ref26
  doi: 10.1109/78.995062
– volume: 32
  start-page: 407
  year: 2004
  ident: ref34
  article-title: Least angle regression
  publication-title: Annals Statistics
  doi: 10.1214/009053604000000067
– ident: ref9
  doi: 10.1109/TSP.2003.815393
– ident: ref2
  doi: 10.1109/26.339844
– volume: 24
  start-page: 1283
  year: 1976
  ident: ref16
  article-title: Optimal linear coding for vector channels
  publication-title: IEEE Trans Commun
  doi: 10.1109/TCOM.1976.1093255
– ident: ref3
  doi: 10.1109/26.662641
– ident: ref22
  doi: 10.1109/LCOMM.2004.837647
– ident: ref28
  doi: 10.1214/009053606000001370
– year: 0
  ident: ref29
  article-title: Fast solution of 11-norm minimization problems when the solution maybe sparse, preprint.
– ident: ref6
  doi: 10.1109/49.730453
– ident: ref11
  doi: 10.1109/TSP.2005.855398
– start-page: 1
  year: 2001
  ident: ref35
  article-title: MIMO channel characterization
  publication-title: Deliverable D2 V1 1 of IST-1999-11 729 METRA project
– ident: ref14
  doi: 10.1109/TSP.2007.894399
– volume: 21
  start-page: 451
  year: 2010
  ident: ref32
  article-title: An improved algorithm for the solution of the regularization path of support vector machine
  publication-title: IEEE Trans Neural Netw
  doi: 10.1109/TNN.2009.2039000
– year: 2007
  ident: ref21
  article-title: MIMO Transceiver Design via Majorization Theory
  doi: 10.1561/0100000018
– year: 1970
  ident: ref36
  article-title: Convex Analysis.
  doi: 10.1515/9781400873173
– volume: 35
  start-page: 123
  year: 1973
  ident: ref37
  article-title: Some general points in the theory of optimal experimental design
  publication-title: Journal Royal Statistical Society B
  doi: 10.1111/j.2517-6161.1973.tb00944.x
– volume: 57
  start-page: 1939
  year: 2009
  ident: ref13
  article-title: An efficient greedy scheduler for zero-forcing dirty-paper coding
  publication-title: IEEE Trans Commun
  doi: 10.1109/TCOMM.2009.07.070162
– volume: 5
  start-page: 1391
  year: 2004
  ident: ref31
  article-title: The entire regularization path for the support vector machine
  publication-title: J Machine Learning Research
– ident: ref8
  doi: 10.1109/78.771047
– ident: ref24
  doi: 10.1109/TCOMM.2009.0901.060462
– ident: ref30
  doi: 10.1109/TNN.2008.2002077
– ident: ref1
  doi: 10.1002/ett.4460100604
– ident: ref15
  doi: 10.1109/TSP.2005.859241
– start-page: 836
  year: 0
  ident: ref27
  article-title: Optimal design for linear MIMO transceivers with lp-norm power constraint
  publication-title: Proc 2008 IEEE Int Conf Commun Syst
– ident: ref12
  doi: 10.1109/TIT.2007.896866
– ident: ref20
  doi: 10.1109/TSP.2003.815387
– ident: ref18
  doi: 10.1109/TSP.2010.2062178
– ident: ref5
  doi: 10.1002/bltj.2015
– ident: ref25
  doi: 10.1109/JSAC.2010.101205
– ident: ref33
  doi: 10.1016/j.sigpro.2011.11.020
– volume: 20
  start-page: 58
  year: 2011
  ident: ref19
  article-title: Linear MIMO transceivers design with weighted MMSE criterion
  publication-title: Chinese J Electron
– ident: ref23
  doi: 10.1109/TSP.2006.890905
– ident: ref4
  doi: 10.1023/A:1008889222784
– ident: ref7
  doi: 10.1109/18.661517
– volume: 49
  start-page: 2198
  year: 2001
  ident: ref10
  article-title: Generalized linear precoder and decoder design for MIMO channels using the weighted MMSE criterion
  publication-title: IEEE Trans Commun
  doi: 10.1109/26.974266
– ident: ref17
  doi: 10.1049/iet-com.2008.0181
SSID ssj0004033
Score 2.157757
Snippet This paper considers linear precoder optimization problems for multiple-input multiple-output (MIMO) systems. In addition to the conventionally used sum-power...
SourceID pascalfrancis
crossref
ieee
SourceType Index Database
Enrichment Source
Publisher
StartPage 2240
SubjectTerms Antennas
Applied sciences
Coding, codes
directional derivative
Eigenvalues and eigenfunctions
Exact sciences and technology
Gaussian broadcast channel
homotopy
Information rates
Information, signal and communications theory
Joints
MIMO
minimum mean-square error (MMSE)
Multiple-input multiple-output (MIMO)
Optimization
piecewise linear method
Radiocommunications
Resource management
Signal and communications theory
Symmetric matrices
Systems, networks and services of telecommunications
Telecommunications
Telecommunications and information theory
Transmission and modulation (techniques and equipments)
water-filling principle
Title Linear Precoder Optimization for MIMO Systems with Joint Power Constraints
URI https://ieeexplore.ieee.org/document/6220212
Volume 60
WOSCitedRecordID wos000309203600022&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
journalDatabaseRights – providerCode: PRVIEE
  databaseName: IEEE Electronic Library (IEL)
  issn: 0090-6778
  databaseCode: RIE
  dateStart: 19720101
  customDbUrl:
  isFulltext: true
  dateEnd: 99991231
  titleUrlDefault: https://ieeexplore.ieee.org/
  omitProxy: false
  ssIdentifier: ssj0004033
  providerName: IEEE
link http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV3PT8IwFH4B4kEP_kIj_iA9eHTQrtu6HQ2RKMmAAybclnZrExIFA8O_375tTEw86G3Z1qx5r9l7r_3e9wHcU5kxpbzAscE-crzAhI7yM9-RHA85PYWneYXYhBiPw_k8mjbgoe6F0VoX4DPdw8viLD9bpVvcKusHrouM5E1oChGUvVrfPZCUV4yTCGcX4Q61Q6P-bDCJY0RxuT0bvWyCgbcpQhD3QlGhrYLISLmxxjGlqsVeqBme_G-Sp3BcpZTksVwDZ9DQy3M42iMabMPIlpx2SZMp1r-ZXpOJ_VO8Vy2YxOatJH6JJ6SiLye4OUtGq8UyJ1NUUSMo61mISeSbC3gdPs0Gz06louCknEa5g7qknAuuQqWZ5NwIk_pUulQLbRhToZd52pcBTW2u6EkhpKFZwAwTIWeBZPwSWsvVUl8BUSxAOpcolDaoZ9wok0qfce0q7hnj0g6InUGTtKIYx8m9JUWpQaOkcEWCrkhKVySlKzrA6pEfJc3GH8a00fr1-5XhO9D94cP6uWtrN49F4vr3cTdwiN8owX230MrXW30HB-lnvtisu8Vi-wL-xs3q
linkProvider IEEE
linkToHtml http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV3JTsMwEB2xScCBrSDKUnzgSKgdJ3FyRIiKpWl7KBK3yE5sqRKkqA18P54kDUXiALcoiRVrxsrM2G_eA7ikMmNKeYFjg33keIEJHeVnviM5HnJ6Ck_zSrEJMRiELy_RaAWuml4YrXUJPtPXeFme5WfT9AO3yrqB6yIj-Sqso3JW3a313QVJec05iYB2ES5wOzTqjm-HcYw4Lvfaxi-bYuBtiiDEpWBUqqsgNlLOrXlMpWuxFGx6u_-b5h7s1EklualWwT6s6PwAtpeoBlvwaItOu6jJCCvgTM_I0P4r3uomTGIzVxI_xENSE5gT3J4lj9NJXpAR6qgRFPYs5SSK-SE89-7Gt_dOraPgpJxGhYPKpJwLrkKlmeTcCJP6VLpUC20YU6GXedqXAU1ttuhJIaShWcAMEyFngWT8CNbyaa6PgSgWIKFLFEob1jNulEmlz7h2FfeMcWkbxMKgSVqTjOPkXpOy2KBRUroiQVcklSuSyhVtYM3I94po4w9jWmj95v3a8G3o_PBh89y11ZvHInHy-7gL2Lwfx_2k_zB4OoUt_F4F9TuDtWL2oc9hI_0sJvNZp1x4X-XD0TM
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Linear+Precoder+Optimization+for+MIMO+Systems+with+Joint+Power+Constraints&rft.jtitle=IEEE+transactions+on+communications&rft.au=JISHENG+DAI&rft.au=CHUNQI+CHANG&rft.au=WEICHAO+XU&rft.au=ZHONGFU+YE&rft.date=2012-08-01&rft.pub=Institute+of+Electrical+and+Electronics+Engineers&rft.issn=0090-6778&rft.volume=60&rft.issue=8&rft.spage=2240&rft.epage=2254&rft_id=info:doi/10.1109%2FTCOMM.2012.061112.110009&rft.externalDBID=n%2Fa&rft.externalDocID=26264197
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=0090-6778&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=0090-6778&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=0090-6778&client=summon