Hydropower preventive maintenance scheduling in a deregulated market: A multi-stage stochastic programming approach

•Multi-stage risk-neutral maintenance model for hydropower stations.•Multi-stage risk-averse maintenance model using conditional value at risk.•Uncertainties of inflow and market price are considered.•Stochastic dual dynamic integer programming are tailored to solve the model. Hydropower preventive...

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Veröffentlicht in:Electric power systems research Jg. 221; S. 109379
Hauptverfasser: Li, Zhuangzhuang, Yang, Ping, Yang, Yi, Lu, Guanpeng, Tang, Yufeng
Format: Journal Article
Sprache:Englisch
Veröffentlicht: Elsevier B.V 01.08.2023
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ISSN:0378-7796
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Abstract •Multi-stage risk-neutral maintenance model for hydropower stations.•Multi-stage risk-averse maintenance model using conditional value at risk.•Uncertainties of inflow and market price are considered.•Stochastic dual dynamic integer programming are tailored to solve the model. Hydropower preventive maintenance scheduling ensures the economical and reliable operation of the plant, which is a significant and complex optimization task. The hydropower producer will schedule maintenance to pursue maximum profit in a deregulated market. The electricity price and natural inflow uncertainties have significant economic impacts and must be considered. However, the existing maintenance scheduling models were two-stage models in which the maintenance schedule for the entire planning horizon was determined before the realization of the uncertainty. This paper presents a multi-stage risk-neutral preventive maintenance scheduling model for a price-taking hydropower producer in a deregulated market. The maintenance decisions are sequentially made with the information of electricity price and inflow uncertainties being revealed gradually. To hedge against the profit risk caused by the uncertainties, a multi-stage risk-averse maintenance scheduling model is proposed based on the multi-stage Conditional Value at Risk. We reformulate the proposed multi-stage models as multi-stage mixed-integer stochastic linear programming problems and apply the Stochastic Dual Dynamic integer Programming (SDDIP) algorithm to solve them. Finally, the utility of the proposed model is verified using the data of a cascade hydropower system in Southwest China. The results show that: (1) the proposed multi-stage maintenance model outperforms two-stage model in terms of higher expected revenue (+4.95% on average) and lower risk (-10.8% on average) under both in-sample and out-of-sample scenarios. The improvements of the multi-stage model decreases with an increase in risk aversion level. (2) The risk-averse model balances the expected profit and risk according to risk preferences. More risk-averse policies lead to lower expected profits and lower risks. (3) Despite longer running time of the multi-stage model (+35% on average) than the two-stage model, it is computationally tractable by SDDIP algorithm.
AbstractList •Multi-stage risk-neutral maintenance model for hydropower stations.•Multi-stage risk-averse maintenance model using conditional value at risk.•Uncertainties of inflow and market price are considered.•Stochastic dual dynamic integer programming are tailored to solve the model. Hydropower preventive maintenance scheduling ensures the economical and reliable operation of the plant, which is a significant and complex optimization task. The hydropower producer will schedule maintenance to pursue maximum profit in a deregulated market. The electricity price and natural inflow uncertainties have significant economic impacts and must be considered. However, the existing maintenance scheduling models were two-stage models in which the maintenance schedule for the entire planning horizon was determined before the realization of the uncertainty. This paper presents a multi-stage risk-neutral preventive maintenance scheduling model for a price-taking hydropower producer in a deregulated market. The maintenance decisions are sequentially made with the information of electricity price and inflow uncertainties being revealed gradually. To hedge against the profit risk caused by the uncertainties, a multi-stage risk-averse maintenance scheduling model is proposed based on the multi-stage Conditional Value at Risk. We reformulate the proposed multi-stage models as multi-stage mixed-integer stochastic linear programming problems and apply the Stochastic Dual Dynamic integer Programming (SDDIP) algorithm to solve them. Finally, the utility of the proposed model is verified using the data of a cascade hydropower system in Southwest China. The results show that: (1) the proposed multi-stage maintenance model outperforms two-stage model in terms of higher expected revenue (+4.95% on average) and lower risk (-10.8% on average) under both in-sample and out-of-sample scenarios. The improvements of the multi-stage model decreases with an increase in risk aversion level. (2) The risk-averse model balances the expected profit and risk according to risk preferences. More risk-averse policies lead to lower expected profits and lower risks. (3) Despite longer running time of the multi-stage model (+35% on average) than the two-stage model, it is computationally tractable by SDDIP algorithm.
ArticleNumber 109379
Author Yang, Ping
Tang, Yufeng
Lu, Guanpeng
Li, Zhuangzhuang
Yang, Yi
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ISSN 0378-7796
IngestDate Sat Nov 29 07:16:56 EST 2025
Tue Nov 18 21:04:27 EST 2025
Sun Apr 06 06:53:48 EDT 2025
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Keywords Multi-stage stochastic programming
Hydropower plants
Stochastic dual dynamic integer programming
Maintenance scheduling
Conditional value at risk
Language English
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Snippet •Multi-stage risk-neutral maintenance model for hydropower stations.•Multi-stage risk-averse maintenance model using conditional value at risk.•Uncertainties...
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StartPage 109379
SubjectTerms Conditional value at risk
Hydropower plants
Maintenance scheduling
Multi-stage stochastic programming
Stochastic dual dynamic integer programming
Title Hydropower preventive maintenance scheduling in a deregulated market: A multi-stage stochastic programming approach
URI https://dx.doi.org/10.1016/j.epsr.2023.109379
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