Sustainable Technology Analysis Using Data Envelopment Analysis and State Space Models
To find sustainable technology in various areas, we propose an analytical methodology based on data envelopment analysis (DEA) and the state space model (SSM). DEA is an analytical method used to compare the efficiencies and performances of several items. In DEA, for sustainable technology analysis,...
Uloženo v:
| Vydáno v: | Sustainability Ročník 11; číslo 13; s. 3597 |
|---|---|
| Hlavní autoři: | , , |
| Médium: | Journal Article |
| Jazyk: | angličtina |
| Vydáno: |
Basel
MDPI AG
01.07.2019
|
| Témata: | |
| ISSN: | 2071-1050, 2071-1050 |
| On-line přístup: | Získat plný text |
| Tagy: |
Přidat tag
Žádné tagy, Buďte první, kdo vytvoří štítek k tomuto záznamu!
|
| Abstract | To find sustainable technology in various areas, we propose an analytical methodology based on data envelopment analysis (DEA) and the state space model (SSM). DEA is an analytical method used to compare the efficiencies and performances of several items. In DEA, for sustainable technology analysis, the items of DEA can be the technological keywords or international patent classification (IPC) codes in patent documents. In this paper, the proposed method is used to find the relative performance of different patent keywords using comparison and evaluation. We apply this methodology to compare the technological efficiencies between patent keywords for sustainable technology analysis. We apply the additive model and directional distance function of DEA to develop the proposed methodology for building the technological structure of target technology. In addition, we forecast the future trend of target technology using the SSM and find the area of sustainable technology by its result. The SSM is well suited for time series forecasting on technology analysis. We extract the IPC codes from patent documents for the SSM. In our research, we combine the results of DEA and the SSM to find the area of technological sustainability. To illustrate the validity and performance of our research, we conduct a case study using the patent documents used and registered by Apple. |
|---|---|
| AbstractList | To find sustainable technology in various areas, we propose an analytical methodology based on data envelopment analysis (DEA) and the state space model (SSM). DEA is an analytical method used to compare the efficiencies and performances of several items. In DEA, for sustainable technology analysis, the items of DEA can be the technological keywords or international patent classification (IPC) codes in patent documents. In this paper, the proposed method is used to find the relative performance of different patent keywords using comparison and evaluation. We apply this methodology to compare the technological efficiencies between patent keywords for sustainable technology analysis. We apply the additive model and directional distance function of DEA to develop the proposed methodology for building the technological structure of target technology. In addition, we forecast the future trend of target technology using the SSM and find the area of sustainable technology by its result. The SSM is well suited for time series forecasting on technology analysis. We extract the IPC codes from patent documents for the SSM. In our research, we combine the results of DEA and the SSM to find the area of technological sustainability. To illustrate the validity and performance of our research, we conduct a case study using the patent documents used and registered by Apple. |
| Author | Sun, Bainwen Kim, Jong-Min Jun, Sunghae |
| Author_xml | – sequence: 1 givenname: Jong-Min surname: Kim fullname: Kim, Jong-Min – sequence: 2 givenname: Bainwen surname: Sun fullname: Sun, Bainwen – sequence: 3 givenname: Sunghae orcidid: 0000-0003-1961-0055 surname: Jun fullname: Jun, Sunghae |
| BookMark | eNptkE1Lw0AQhhdRsNZe_AUL3oTqfnSz2WOp9QMqHtp6DbPJpKakuzG7EfrvjVSoiHN5B-aZ4Z33gpw675CQK85upTTsLnSccymV0SdkIJjmY84UO_3Vn5NRCFvWl5Tc8GRA3pZdiFA5sDXSFebvztd-s6dTB_U-VIGuQ-U29B4i0Ln7xNo3O3TxOAdX0GWEiHTZQI70xRdYh0tyVkIdcPSjQ7J-mK9mT-PF6-PzbLoY58KoOC5VkqYa0UwKYVmiTQlao0jVBKU1woLlqGQhUBuba17kVikOYEuBqNJEyyG5PtxtWv_RYYjZ1ndt7y1kQkkpOJ_0OiQ3BypvfQgtllnTVjto9xln2Xd02TG6HmZ_4Lzq_6u8iy1U9X8rXyiectI |
| CitedBy_id | crossref_primary_10_3390_su122410501 crossref_primary_10_3390_su11184945 crossref_primary_10_3390_su13147917 crossref_primary_10_3390_su16020695 crossref_primary_10_1007_s11135_025_02114_w crossref_primary_10_3390_su13179942 crossref_primary_10_3390_su12020505 |
| Cites_doi | 10.3390/su71013126 10.1016/0304-4068(92)90035-6 10.1016/0377-2217(78)90138-8 10.1007/BF00158473 10.1006/jeth.1994.1004 10.20944/preprints201808.0218.v1 10.3390/su10072278 10.1016/0304-4076(85)90133-2 10.1002/9781118047989 10.1093/acprof:oso/9780195183528.001.0001 10.3390/su8090901 10.3390/su9112025 10.18637/jss.v041.i01 10.3390/su9071142 10.3390/su10010115 10.3390/su8070688 10.1007/BF00941466 10.18637/jss.v041.i04 10.1016/S0377-2217(03)00174-7 10.1080/00207729208949248 10.1023/A:1013519902012 10.1007/BF00159732 10.1016/j.aei.2015.10.001 10.1006/jema.1997.0146 10.3390/su71215844 10.1108/IMDS-01-2013-0032 |
| ContentType | Journal Article |
| Copyright | 2019 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/). Notwithstanding the ProQuest Terms and Conditions, you may use this content in accordance with the terms of the License. |
| Copyright_xml | – notice: 2019 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/). Notwithstanding the ProQuest Terms and Conditions, you may use this content in accordance with the terms of the License. |
| DBID | AAYXX CITATION 4U- ABUWG AFKRA AZQEC BENPR CCPQU DWQXO PHGZM PHGZT PIMPY PKEHL PQEST PQQKQ PQUKI PRINS |
| DOI | 10.3390/su11133597 |
| DatabaseName | CrossRef University Readers ProQuest Central (Alumni) ProQuest Central UK/Ireland ProQuest Central Essentials - QC ProQuest Central ProQuest One ProQuest Central Korea ProQuest Databases ProQuest One Academic (New) Publicly Available Content Database ProQuest One Academic Middle East (New) ProQuest One Academic Eastern Edition (DO NOT USE) ProQuest One Academic (retired) ProQuest One Academic UKI Edition ProQuest Central China |
| DatabaseTitle | CrossRef Publicly Available Content Database University Readers ProQuest One Academic Middle East (New) ProQuest Central Essentials ProQuest One Academic Eastern Edition ProQuest Central (Alumni Edition) ProQuest One Community College ProQuest Central China ProQuest Central ProQuest One Academic UKI Edition ProQuest Central Korea ProQuest Central (New) ProQuest One Academic ProQuest One Academic (New) |
| DatabaseTitleList | Publicly Available Content Database CrossRef |
| Database_xml | – sequence: 1 dbid: PIMPY name: Publicly Available Content Database url: http://search.proquest.com/publiccontent sourceTypes: Aggregation Database |
| DeliveryMethod | fulltext_linktorsrc |
| Discipline | Economics Environmental Sciences |
| EISSN | 2071-1050 |
| ExternalDocumentID | 10_3390_su11133597 |
| GroupedDBID | 29Q 2WC 4P2 5VS 7XC 8FE 8FH A8Z AAHBH AAYXX ACHQT ADBBV ADMLS AENEX AFFHD AFKRA AFMMW ALMA_UNASSIGNED_HOLDINGS BCNDV BENPR CCPQU CITATION E3Z ECGQY ESTFP FRS GX1 KQ8 ML. MODMG M~E OK1 P2P PHGZM PHGZT PIMPY PROAC TR2 4U- ABUWG AZQEC DWQXO PKEHL PQEST PQQKQ PQUKI PRINS |
| ID | FETCH-LOGICAL-c295t-f56887ee94d2b0679fa77e2854e3b92bab1e53d2e79bc71dcb551aabf2ee58673 |
| IEDL.DBID | BENPR |
| ISICitedReferencesCount | 3 |
| ISICitedReferencesURI | http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=000477051900099&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D |
| ISSN | 2071-1050 |
| IngestDate | Mon Jun 30 07:29:47 EDT 2025 Sat Nov 29 07:18:05 EST 2025 Tue Nov 18 22:31:38 EST 2025 |
| IsDoiOpenAccess | true |
| IsOpenAccess | true |
| IsPeerReviewed | true |
| IsScholarly | true |
| Issue | 13 |
| Language | English |
| LinkModel | DirectLink |
| MergedId | FETCHMERGED-LOGICAL-c295t-f56887ee94d2b0679fa77e2854e3b92bab1e53d2e79bc71dcb551aabf2ee58673 |
| Notes | ObjectType-Article-1 SourceType-Scholarly Journals-1 ObjectType-Feature-2 content type line 14 |
| ORCID | 0000-0003-1961-0055 |
| OpenAccessLink | https://www.proquest.com/docview/2533211425?pq-origsite=%requestingapplication% |
| PQID | 2533211425 |
| PQPubID | 2032327 |
| ParticipantIDs | proquest_journals_2533211425 crossref_primary_10_3390_su11133597 crossref_citationtrail_10_3390_su11133597 |
| PublicationCentury | 2000 |
| PublicationDate | 2019-07-01 |
| PublicationDateYYYYMMDD | 2019-07-01 |
| PublicationDate_xml | – month: 07 year: 2019 text: 2019-07-01 day: 01 |
| PublicationDecade | 2010 |
| PublicationPlace | Basel |
| PublicationPlace_xml | – name: Basel |
| PublicationTitle | Sustainability |
| PublicationYear | 2019 |
| Publisher | MDPI AG |
| Publisher_xml | – name: MDPI AG |
| References | Chames (ref_24) 1985; 30 Kim (ref_3) 2015; 29 Luenberger (ref_29) 1992; 21 Banker (ref_19) 2004; 154 ref_14 ref_36 ref_35 ref_12 ref_34 ref_11 ref_10 ref_32 Park (ref_5) 2015; 7 Jun (ref_17) 2013; 113 ref_18 Chames (ref_25) 1991; 2 ref_39 ref_16 ref_38 ref_15 Luenberger (ref_31) 1994; 62 ref_37 Kim (ref_13) 2015; 7 Chames (ref_8) 1978; 2 ref_23 ref_22 ref_21 ref_20 ref_1 Luenberger (ref_30) 1992; 75 ref_2 Chames (ref_26) 1992; 23 Chames (ref_27) 1996; 7 ref_28 Forsund (ref_9) 2002; 17 Chung (ref_33) 1997; 51 ref_4 ref_7 ref_6 |
| References_xml | – volume: 7 start-page: 13126 year: 2015 ident: ref_5 article-title: A network analysis model for selecting sustainable technology publication-title: Sustainability doi: 10.3390/su71013126 – ident: ref_32 – volume: 21 start-page: 461 year: 1992 ident: ref_29 article-title: Benefit Functions and Duality publication-title: J. Math. Econ. doi: 10.1016/0304-4068(92)90035-6 – ident: ref_34 – ident: ref_11 – volume: 2 start-page: 429 year: 1978 ident: ref_8 article-title: Measuring the efficiency of decision making units publication-title: Eur. J. Oper. Res. doi: 10.1016/0377-2217(78)90138-8 – volume: 7 start-page: 5 year: 1996 ident: ref_27 article-title: Sensitivity and stability of efficiency classifications in data envelopment analysis publication-title: J. Prod. Anal. doi: 10.1007/BF00158473 – volume: 62 start-page: 70 year: 1994 ident: ref_31 article-title: Dual Pareto Efficiency publication-title: J. Econ. Theory doi: 10.1006/jeth.1994.1004 – ident: ref_39 – ident: ref_2 doi: 10.20944/preprints201808.0218.v1 – ident: ref_4 doi: 10.3390/su10072278 – volume: 30 start-page: 91 year: 1985 ident: ref_24 article-title: Foundations of Data Envelopment Analysis for Pareto-Koopmans efficient empirical production functions publication-title: J. Econom. doi: 10.1016/0304-4076(85)90133-2 – ident: ref_1 doi: 10.1002/9781118047989 – ident: ref_28 doi: 10.1093/acprof:oso/9780195183528.001.0001 – ident: ref_18 – ident: ref_35 – ident: ref_23 – ident: ref_21 – ident: ref_7 doi: 10.3390/su8090901 – ident: ref_6 – ident: ref_16 doi: 10.3390/su9112025 – ident: ref_36 doi: 10.18637/jss.v041.i01 – ident: ref_15 doi: 10.3390/su9071142 – ident: ref_14 doi: 10.3390/su10010115 – ident: ref_12 doi: 10.3390/su8070688 – volume: 75 start-page: 221 year: 1992 ident: ref_30 article-title: New Optimality Principles for Economic Efficiency and Equilibrium publication-title: J. Optim. Theory Appl. doi: 10.1007/BF00941466 – ident: ref_37 doi: 10.18637/jss.v041.i04 – ident: ref_10 – volume: 154 start-page: 345 year: 2004 ident: ref_19 article-title: Returns to Scale in different DEA models publication-title: Eur. J. Oper. Res. doi: 10.1016/S0377-2217(03)00174-7 – volume: 23 start-page: 789 year: 1992 ident: ref_26 article-title: Sensitivity of efficiency classifications in the additive model of data envelopment analysis publication-title: Int. J. Syst. Sci. doi: 10.1080/00207729208949248 – volume: 17 start-page: 23 year: 2002 ident: ref_9 article-title: On the origins of data envelopment analysis publication-title: J. Product. Anal. doi: 10.1023/A:1013519902012 – volume: 2 start-page: 197 year: 1991 ident: ref_25 article-title: A structure for classifying and characterizing efficiency and inefficiency in Data Envelopment Analysis publication-title: J. Prod. Anal. doi: 10.1007/BF00159732 – volume: 29 start-page: 918 year: 2015 ident: ref_3 article-title: Graphical causal inference and copula regression model for Apple keywords by text mining publication-title: Adv. Eng. Inf. doi: 10.1016/j.aei.2015.10.001 – ident: ref_38 – volume: 51 start-page: 229 year: 1997 ident: ref_33 article-title: Productivity and Undesirable Outputs: A Directional Distance Function Approach publication-title: J. Environ. Manag. doi: 10.1006/jema.1997.0146 – ident: ref_22 – volume: 7 start-page: 16720 year: 2015 ident: ref_13 article-title: A Novel Forecasting Methodology for Sustainable Management of Defense Technology publication-title: Sustainability doi: 10.3390/su71215844 – ident: ref_20 – volume: 113 start-page: 890 year: 2013 ident: ref_17 article-title: Examining Technological Innovation of Apple Using Patent Analysis publication-title: Ind. Manag. Data Syst. doi: 10.1108/IMDS-01-2013-0032 |
| SSID | ssj0000331916 |
| Score | 2.218777 |
| Snippet | To find sustainable technology in various areas, we propose an analytical methodology based on data envelopment analysis (DEA) and the state space model (SSM).... |
| SourceID | proquest crossref |
| SourceType | Aggregation Database Enrichment Source Index Database |
| StartPage | 3597 |
| SubjectTerms | Case studies Data analysis Data envelopment analysis Decision making Efficiency Forecasting Innovations Inventors Keywords Linear programming Methods R&D Research & development Sustainability Time series |
| Title | Sustainable Technology Analysis Using Data Envelopment Analysis and State Space Models |
| URI | https://www.proquest.com/docview/2533211425 |
| Volume | 11 |
| WOSCitedRecordID | wos000477051900099&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D |
| hasFullText | 1 |
| inHoldings | 1 |
| isFullTextHit | |
| isPrint | |
| journalDatabaseRights | – providerCode: PRVHPJ databaseName: ROAD: Directory of Open Access Scholarly Resources (ISSN International Center) customDbUrl: eissn: 2071-1050 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0000331916 issn: 2071-1050 databaseCode: M~E dateStart: 20090101 isFulltext: true titleUrlDefault: https://road.issn.org providerName: ISSN International Centre – providerCode: PRVPQU databaseName: ProQuest Central Database Suite (ProQuest) customDbUrl: eissn: 2071-1050 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0000331916 issn: 2071-1050 databaseCode: BENPR dateStart: 20090301 isFulltext: true titleUrlDefault: https://www.proquest.com/central providerName: ProQuest – providerCode: PRVPQU databaseName: Publicly Available Content Database customDbUrl: eissn: 2071-1050 dateEnd: 99991231 omitProxy: false ssIdentifier: ssj0000331916 issn: 2071-1050 databaseCode: PIMPY dateStart: 20090301 isFulltext: true titleUrlDefault: http://search.proquest.com/publiccontent providerName: ProQuest |
| link | http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwpV1LS8NAEB5sK-jFR7VYrWVBLx6CTbbbJCfx0aJgS7Aq9RSymykIJa1N9ehvdzbdNArixduGHULIzM5-OzvzDcCpok2wxZVneTSwCN-iJXmWCSA7Psq4jTLjmb13BwNvNPIDE3BLTVpl7hMzRx1PlY6RnzuESxxd-CkuZm-W7hqlb1dNC40SVDRTGdl55ao7CB5WUZYWJxOzO0teUk7ne9Kvbq7OhWZ5-r4T_XTE2e7S2_7vd-3AlsGV7HJpCLuwhkkVNvKy47QKtW5R0kaCZk2ne_A8LGqoWBFpZzldCcuyCthNtIgYvSNPMSrmoyRmGWZlQzqAI9Pt1SbpPjz1uo_Xt5bptmApxxcLayw65HAQ_XbsSB1eGkeui7rAErn0HRlJGwWPHXR9qVw7VpLAVhTJsYMovI7La1BOpgkeALO5p8g5EJLweFtEZCc2coFjGjsCFa_DWf7nQ2WoyHVHjElIRxKtpbDQUh1OVrKzJQHHr1KNXDuhWYRpWKjm8O_pI9gkHOQvs3AbUF7M3_EY1tXH4jWdN41NNaHU_-zSU3DXD16-AOa32pE |
| linkProvider | ProQuest |
| linkToHtml | http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMw1V1LSwMxEB5qFfTiW6xWDagHD4vdpOnuHkTEKhZrKfhAT2uSnYIgbe1WxT_lb3SyD1dBvHnwFsgQ2M2XmS-TeQDsGDKCNWF8x6eBQ_wWHS2SSADdCFBHddRJndm21-n4t7dBtwTveS6MDavMdWKiqKOBsT7yfU68hNvET3k4fHJs1yj7upq30EhhcY5vr3Rliw9aTdrfXc5PT66Oz5ysq4BjeCDHTk826GAhBvWIa-tG6SnPQ5tIiEIHXCvtohQRRy_QxnMjo4lUKKV7HFH6DU_QuhMwWbdgL8Nkt3XRvfv06tQEQdptpHVQhQhqhCfbzF1IW1Xqq-X7rvgTa3Y699_-wzzMZryZHaVAX4AS9hdhOk-rjhdh5aRI2SPBTGfFS3BzWeSIseIlgeXlWFgSNcGaaqwYrZGHUBXzqh-xhJOzy6EyyGz7uMd4Ga7_5HtXoNwf9HEVmCt8Q8qPmJIv6lLROXBRSOzRmEs0ogJ7-U6HJiu1bjt-PIZ05bKoCAtUVGD7U3aYFhj5UaqaoyHMlEwcFlBY-316C6bPri7aYbvVOV-HGeJ8QRpxXIXyePSMGzBlXsYP8WgzwzOD-7-GzgernTaT |
| linkToPdf | http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMw1V1LSwMxEB5qFfXiW3xUDagHD4vdpOnuHkTEWixqKfhAT2uSnQVBanWr4l_z1znZh6sg3jx4C2QI7OabmS_JPAC2DDnBujC-49PAIX6LjhZpJIBuBqijBuq0zuyp1-3619dBrwLvRS6MDassbGJqqKMHY-_IdznxEm4TP-VunIdF9Frt_cGjYztI2ZfWop1GBpETfHul41uy12nRXm9z3j66ODx28g4DjuGBHDqxbJKSIQaNiGt7pRIrz0ObVIhCB1wr7aIUEUcv0MZzI6OJYCilY44o_aYnaN0RGCVK3uBVGO11zno3nzc8dUHwdptZTVQhgjphyzZ2F9JWmPrqBb87gdSztaf_8z-ZgamcT7ODTAFmoYL9OZgo0q2TOVg8KlP5SDC3Zck8XJ2XuWOsfGFgRZkWlkZTsJYaKkZrFKFV5bzqRyzl6ux8oAwy21buPlmAyz_53kWo9h_6uATMFb4ho0gMyhcNqUg_XBQSYxpziUYsw06x66HJS7DbTiD3IR3FLELCEiHLsPkpO8gKj_woVSuQEebGJwlLWKz8Pr0B44SX8LTTPVmFSaKCQRaIXIPq8OkZ12DMvAzvkqf1HNoMbv8aOR-GnD9T |
| openUrl | ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=Sustainable+Technology+Analysis+Using+Data+Envelopment+Analysis+and+State+Space+Models&rft.jtitle=Sustainability&rft.au=Kim%2C+Jong-Min&rft.au=Sun%2C+Bainwen&rft.au=Jun%2C+Sunghae&rft.date=2019-07-01&rft.issn=2071-1050&rft.eissn=2071-1050&rft.volume=11&rft.issue=13&rft.spage=3597&rft_id=info:doi/10.3390%2Fsu11133597&rft.externalDBID=n%2Fa&rft.externalDocID=10_3390_su11133597 |
| thumbnail_l | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=2071-1050&client=summon |
| thumbnail_m | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=2071-1050&client=summon |
| thumbnail_s | http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=2071-1050&client=summon |