An MISOCP-Based Decomposition Approach for the Unit Commitment Problem with AC Power Flows

Unit Commitment (UC) and Optimal Power Flow (OPF) are two fundamental problems in short-term electric power systems planning that are traditionally solved sequentially. The state-of-the-art mostly uses a direct current (DC) approximation of the power flow equations. However, utilizing the DC approac...

Ausführliche Beschreibung

Gespeichert in:
Bibliographische Detailangaben
Veröffentlicht in:IEEE transactions on power systems Jg. 38; H. 4; S. 1 - 12
Hauptverfasser: Tuncer, Deniz, Kocuk, Burak
Format: Journal Article
Sprache:Englisch
Veröffentlicht: New York IEEE 01.07.2023
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Schlagworte:
ISSN:0885-8950, 1558-0679
Online-Zugang:Volltext
Tags: Tag hinzufügen
Keine Tags, Fügen Sie den ersten Tag hinzu!
Abstract Unit Commitment (UC) and Optimal Power Flow (OPF) are two fundamental problems in short-term electric power systems planning that are traditionally solved sequentially. The state-of-the-art mostly uses a direct current (DC) approximation of the power flow equations. However, utilizing the DC approach in the UC-level may lead to infeasible or suboptimal generator commitment schedules for the OPF problem. In this paper, we aim to simultaneously solve the UC Problem with alternating current (AC) power flow equations, which combines the challenging nature of both UC and OPF Problems. Due to the highly nonconvex nature of the AC flow equations, we utilize the mixed-integer second-order cone programming (MISOCP) relaxation of the UC Problem as the basis of our solution approach. The MISOCP relaxation is utilized for finding both a lower bound and a candidate generator commitment schedule. Once this schedule is obtained, we solve a multi-period OPF problem to obtain feasible solutions for the UC problem with AC power flows. For smaller instances, we develop two different algorithms that exploit the recent advances in the OPF literature and obtain high-quality feasible solutions with provably small optimality gaps. For solving larger instances, we develop a Lagrangian decomposition based approach that yields promising results.
AbstractList Unit Commitment (UC) and Optimal Power Flow (OPF) are two fundamental problems in short-term electric power systems planning that are traditionally solved sequentially. The state-of-the-art mostly uses a direct current (DC) approximation of the power flow equations. However, utilizing the DC approach in the UC-level may lead to infeasible or suboptimal generator commitment schedules for the OPF problem. In this paper, we aim to simultaneously solve the UC Problem with alternating current (AC) power flow equations, which combines the challenging nature of both UC and OPF Problems. Due to the highly nonconvex nature of the AC flow equations, we utilize the mixed-integer second-order cone programming (MISOCP) relaxation of the UC Problem as the basis of our solution approach. The MISOCP relaxation is utilized for finding both a lower bound and a candidate generator commitment schedule. Once this schedule is obtained, we solve a multi-period OPF problem to obtain feasible solutions for the UC problem with AC power flows. For smaller instances, we develop two different algorithms that exploit the recent advances in the OPF literature and obtain high-quality feasible solutions with provably small optimality gaps. For solving larger instances, we develop a Lagrangian decomposition based approach that yields promising results.
Author Tuncer, Deniz
Kocuk, Burak
Author_xml – sequence: 1
  givenname: Deniz
  orcidid: 0000-0003-0176-4937
  surname: Tuncer
  fullname: Tuncer, Deniz
  organization: Faculty of Engineering and Natural Sciences, Sabancı University, Istanbul, Turkey
– sequence: 2
  givenname: Burak
  orcidid: 0000-0002-4218-1116
  surname: Kocuk
  fullname: Kocuk, Burak
  organization: Faculty of Engineering and Natural Sciences, Sabancı University, Istanbul, Turkey
BookMark eNp9kLFu2zAQhokiBeq4fYF2IZBZ7okS6ePoKklrwEWMJkGBLgJFnWAGluiQDIy-feTYyJAh0w33f_cfvnN2NviBGPuawyzPQX-_W__9czsTIMSsEKDyQn1gk1xKzEDN9RmbAKLMUEv4xM5jfAAANS4m7N9i4L-XtzfVOvthIrX8kqzvdz665PzAF7td8MZueOcDTxvi94NLvPJ971JPQ-Lr4Jst9Xzv0oYvKr72ewr8euv38TP72JltpC-nOWX311d31a9sdfNzWS1WmRVapkxLoRpCq0ts5q3BBjWU0lhVtkqZElVrJUmDBaHI225uBei2a8y8EFRYhcWUXRzvjq8-PlFM9YN_CsNYWQsUCFAqyMeUOKZs8DEG6updcL0J_-sc6oPD-sVhfXBYnxyOEL6BrEvmYCYF47bvo9-OqCOi1y6NiCB18Qwxe4Cv
CODEN ITPSEG
CitedBy_id crossref_primary_10_1007_s11081_024_09891_7
crossref_primary_10_1109_TPWRS_2024_3445655
crossref_primary_10_1109_TSTE_2024_3426337
crossref_primary_10_1109_TPWRS_2023_3340674
crossref_primary_10_1109_TPWRS_2024_3400405
Cites_doi 10.1287/mnsc.7.4.379
10.1109/TPWRS.2007.901751
10.1016/S0309-1708(96)00061-9
10.1016/j.epsr.2021.107125
10.1023/A:1013601906224
10.1109/TPWRS.2013.2274577
10.1109/TPWRS.2015.2411391
10.1287/opre.2016.1489
10.1007/BF01580223
10.1109/TPWRS.2012.2222938
10.1109/TPWRS.2006.879234
10.1049/iet-gtd:20070516
10.1016/j.epsr.2020.106965
10.1109/TPWRS.2015.2511010
10.1109/TPWRS.2006.876672
10.1016/j.ijepes.2007.12.003
10.1016/j.energy.2017.06.072
10.1287/opre.25.3.387
10.1109/TPWRS.2011.2162008
10.1007/s10107-005-0593-4
10.1109/59.780914
10.1109/59.485989
10.1007/s12667-012-0056-y
10.1007/s10107-004-0559-y
10.1109/TPWRS.2009.2021235
10.1109/TPAS.1973.293590
10.1109/TPWRS.2006.873407
10.1287/ijoc.2014.0594
10.1109/59.852121
10.1109/TPWRS.2016.2616385
10.23919/PSCC.2018.8442590
10.1109/TPWRS.2015.2402640
10.1109/59.780924
10.1109/TPWRS.2018.2876127
10.1109/59.780919
10.1109/TPWRS.2008.2004744
10.1109/TPWRS.2011.2160974
10.1109/59.589644
ContentType Journal Article
Copyright Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2023
Copyright_xml – notice: Copyright The Institute of Electrical and Electronics Engineers, Inc. (IEEE) 2023
DBID 97E
RIA
RIE
AAYXX
CITATION
7SP
7TB
8FD
FR3
KR7
L7M
DOI 10.1109/TPWRS.2022.3206136
DatabaseName IEEE All-Society Periodicals Package (ASPP) 2005–Present
IEEE All-Society Periodicals Package (ASPP) 1998–Present
IEEE/IET Electronic Library (IEL) (UW System Shared)
CrossRef
Electronics & Communications Abstracts
Mechanical & Transportation Engineering Abstracts
Technology Research Database
Engineering Research Database
Civil Engineering Abstracts
Advanced Technologies Database with Aerospace
DatabaseTitle CrossRef
Civil Engineering Abstracts
Engineering Research Database
Technology Research Database
Mechanical & Transportation Engineering Abstracts
Advanced Technologies Database with Aerospace
Electronics & Communications Abstracts
DatabaseTitleList
Civil Engineering Abstracts
Database_xml – sequence: 1
  dbid: RIE
  name: IEEE Electronic Library (IEL)
  url: https://ieeexplore.ieee.org/
  sourceTypes: Publisher
DeliveryMethod fulltext_linktorsrc
Discipline Engineering
EISSN 1558-0679
EndPage 12
ExternalDocumentID 10_1109_TPWRS_2022_3206136
9888059
Genre orig-research
GroupedDBID -~X
.DC
0R~
29I
3EH
4.4
5GY
5VS
6IK
85S
97E
AAJGR
AASAJ
AAWTH
ABFSI
ABQJQ
ABVLG
ACGFO
ACGFS
ACIWK
ACKIV
AENEX
AETIX
AGQYO
AGSQL
AHBIQ
AI.
AIBXA
AKJIK
AKQYR
ALLEH
ALMA_UNASSIGNED_HOLDINGS
ASUFR
ATWAV
BEFXN
BFFAM
BGNUA
BKEBE
BPEOZ
CS3
DU5
E.L
EBS
EJD
HZ~
H~9
ICLAB
IFIPE
IFJZH
IPLJI
JAVBF
LAI
M43
MS~
O9-
OCL
P2P
RIA
RIE
RNS
TAE
TN5
VH1
VJK
AAYXX
CITATION
7SP
7TB
8FD
AARMG
ABAZT
FR3
KR7
L7M
ID FETCH-LOGICAL-c295t-9526be8c948b7da8b89045ac64d66a486dc5e5a83e821df7c209dfba732e3c683
IEDL.DBID RIE
ISICitedReferencesCount 9
ISICitedReferencesURI http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=001017406700032&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
ISSN 0885-8950
IngestDate Fri Jul 25 19:01:30 EDT 2025
Tue Nov 18 21:27:22 EST 2025
Sat Nov 29 02:52:29 EST 2025
Tue Nov 25 14:44:26 EST 2025
IsPeerReviewed true
IsScholarly true
Issue 4
Language English
License https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html
https://doi.org/10.15223/policy-029
https://doi.org/10.15223/policy-037
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-c295t-9526be8c948b7da8b89045ac64d66a486dc5e5a83e821df7c209dfba732e3c683
Notes ObjectType-Article-1
SourceType-Scholarly Journals-1
ObjectType-Feature-2
content type line 14
ORCID 0000-0003-0176-4937
0000-0002-4218-1116
PQID 2828004601
PQPubID 85441
PageCount 12
ParticipantIDs crossref_citationtrail_10_1109_TPWRS_2022_3206136
ieee_primary_9888059
crossref_primary_10_1109_TPWRS_2022_3206136
proquest_journals_2828004601
PublicationCentury 2000
PublicationDate 2023-07-01
PublicationDateYYYYMMDD 2023-07-01
PublicationDate_xml – month: 07
  year: 2023
  text: 2023-07-01
  day: 01
PublicationDecade 2020
PublicationPlace New York
PublicationPlace_xml – name: New York
PublicationTitle IEEE transactions on power systems
PublicationTitleAbbrev TPWRS
PublicationYear 2023
Publisher IEEE
The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
Publisher_xml – name: IEEE
– name: The Institute of Electrical and Electronics Engineers, Inc. (IEEE)
References ref13
ref35
ref12
ref34
ref15
ref37
ref14
tuncer (ref42) 2021
ref31
ref30
ref11
ref33
ref10
ref32
ref2
ref1
ref17
ref16
ref19
demirovic (ref18) 0
coffrin (ref38) 2014
antonio (ref25) 2009; 24
ref46
ref23
ref45
(ref39) 2021
ref26
ref20
ref22
ref44
ref21
ref28
ref27
soofi (ref41) 2020
ref29
ref8
ref7
ref4
ref3
(ref36) 2021
bienstock (ref9) 2014
ref6
ref5
morales-españa (ref24) 0; 28
ref40
babaeinejadsarookolaee (ref43) 2019
References_xml – ident: ref10
  doi: 10.1287/mnsc.7.4.379
– ident: ref29
  doi: 10.1109/TPWRS.2007.901751
– ident: ref30
  doi: 10.1016/S0309-1708(96)00061-9
– year: 2020
  ident: ref41
  article-title: Demand variation impact on tightness of convex relaxation approaches for the ACOPF problem
– start-page: 699
  year: 0
  ident: ref18
  article-title: Hot start and warm start in lp based interior point method and it's application to multiperiod optimal power flows
  publication-title: Proc IEEE PES Power Syst Conf Expo
– ident: ref27
  doi: 10.1016/j.epsr.2021.107125
– year: 2019
  ident: ref43
  article-title: The power grid library for benchmarking AC optimal power flow algorithms
– ident: ref22
  doi: 10.1023/A:1013601906224
– ident: ref5
  doi: 10.1109/TPWRS.2013.2274577
– ident: ref14
  doi: 10.1109/TPWRS.2015.2411391
– year: 2021
  ident: ref42
  article-title: Misocp-based solution approaches to the unit commitment problem with AC power flows
– ident: ref16
  doi: 10.1287/opre.2016.1489
– year: 2021
  ident: ref36
– ident: ref37
  doi: 10.1007/BF01580223
– volume: 28
  start-page: 1288
  year: 0
  ident: ref24
  article-title: Tight and compact MILP formulation of start-up and shut-down ramping in unit commitment
  publication-title: IEEE Trans Power Syst
  doi: 10.1109/TPWRS.2012.2222938
– ident: ref15
  doi: 10.1109/TPWRS.2006.879234
– ident: ref11
  doi: 10.1049/iet-gtd:20070516
– ident: ref32
  doi: 10.1016/j.epsr.2020.106965
– ident: ref33
  doi: 10.1109/TPWRS.2015.2511010
– ident: ref23
  doi: 10.1109/TPWRS.2006.876672
– ident: ref12
  doi: 10.1016/j.ijepes.2007.12.003
– ident: ref31
  doi: 10.1016/j.energy.2017.06.072
– ident: ref20
  doi: 10.1287/opre.25.3.387
– ident: ref26
  doi: 10.1109/TPWRS.2011.2162008
– ident: ref21
  doi: 10.1007/s10107-005-0593-4
– ident: ref46
  doi: 10.1109/59.780914
– ident: ref45
  doi: 10.1109/59.485989
– ident: ref1
  doi: 10.1007/s12667-012-0056-y
– ident: ref40
  doi: 10.1007/s10107-004-0559-y
– ident: ref8
  doi: 10.1109/TPWRS.2009.2021235
– ident: ref2
  doi: 10.1109/TPAS.1973.293590
– ident: ref28
  doi: 10.1109/TPWRS.2006.873407
– ident: ref7
  doi: 10.1287/ijoc.2014.0594
– ident: ref17
  doi: 10.1109/59.852121
– ident: ref44
  doi: 10.1109/TPWRS.2016.2616385
– ident: ref19
  doi: 10.23919/PSCC.2018.8442590
– ident: ref6
  doi: 10.1109/TPWRS.2015.2402640
– ident: ref35
  doi: 10.1109/59.780924
– ident: ref34
  doi: 10.1109/TPWRS.2018.2876127
– ident: ref4
  doi: 10.1109/59.780919
– volume: 24
  start-page: 105
  year: 2009
  ident: ref25
  article-title: Tighter approximated MILP formulations for unit commitment problems
  publication-title: IEEE Trans Power Syst
  doi: 10.1109/TPWRS.2008.2004744
– year: 2014
  ident: ref9
  article-title: On linear relaxations of OPF problems
– year: 2021
  ident: ref39
  article-title: Gurobi optimizer reference manual
– ident: ref13
  doi: 10.1109/TPWRS.2011.2160974
– year: 2014
  ident: ref38
  article-title: NESTA, the NICTA energy system test case archive
– ident: ref3
  doi: 10.1109/59.589644
SSID ssj0006679
Score 2.5082505
Snippet Unit Commitment (UC) and Optimal Power Flow (OPF) are two fundamental problems in short-term electric power systems planning that are traditionally solved...
SourceID proquest
crossref
ieee
SourceType Aggregation Database
Enrichment Source
Index Database
Publisher
StartPage 1
SubjectTerms Algorithms
Alternating current
Decomposition
Direct current
Electric power systems
Flow equations
Generators
Load flow
Lower bounds
Mathematical analysis
Mathematical models
Mixed integer
mixedinteger programming
Newton method
nonlinear programming
optimal power flow
Optimization
Power flow
Programming
Reactive power
Schedules
second-order cone programming
Systems planning
Unit commitment
Title An MISOCP-Based Decomposition Approach for the Unit Commitment Problem with AC Power Flows
URI https://ieeexplore.ieee.org/document/9888059
https://www.proquest.com/docview/2828004601
Volume 38
WOSCitedRecordID wos001017406700032&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
journalDatabaseRights – providerCode: PRVIEE
  databaseName: IEEE Electronic Library (IEL)
  customDbUrl:
  eissn: 1558-0679
  dateEnd: 99991231
  omitProxy: false
  ssIdentifier: ssj0006679
  issn: 0885-8950
  databaseCode: RIE
  dateStart: 19860101
  isFulltext: true
  titleUrlDefault: https://ieeexplore.ieee.org/
  providerName: IEEE
link http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1LS8QwEB5UPOjBt7i-yMGbRtOmzeO4ri4KPopvvJQ2mYIgu-Ku-vdN0u6iKIK3HhIo-Zp836Qz8wHsVCgq7oiUSmUYTYw2tLRMURs57kMtKhZqq-7O5MWFenjQ2QTsjWthEDEkn-G-fwz_8m3fvPmrsgPtwjUnByZhUkpR12qNT10h6r56SqVU6ZSNCmSYPrjJ7q-uXSgYx_s89vwlvpFQcFX5cRQHfunO_-_NFmCu0ZGkXQO_CBPYW4LZL90Fl-Gx3SPnp9eXnYweOq6y5Ah9AnmTpUXaTTdx4mQrcTKQePlJfMHIU8g8J1ntNUP8VS1pd0jmDdVI97n_MViB2-7xTeeENlYK1MQ6HVKdxqJEZXSiSmkLVSrttFxhRGKFKBIlrEkxLRRHFUe2kiZm2lZlIXmM3AjFV2Gq1-_hGhAZWWVQVpKZJOHcN0iTaSqLhJcckbEWRKO1zU3TZ9zbXTznId5gOg945B6PvMGjBbvjOS91l40_Ry97BMYjm8VvweYIwrzZiIPcR5ShQDZa_33WBsx4B_k6A3cTpoavb7gF0-Z9-DR43Q7f2Cfn_cz6
linkProvider IEEE
linkToHtml http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1NbxMxEB2VggQc-CqItAV84AZuvf72MaRErUjDigaouKx27VmpUpWgJoW_j-3dREUgJG57sKWV39rvjXdmHsDrFnUrIpFSYz2j0jtPm8AsDUXkPnS6Zbm26svETKf2_NyVW_B2UwuDiDn5DA_SY_6XHxb-Ol2VHboYrkU5cAtuKyk566q1Nueu1l1nPWsVtU6xdYkMc4ez8uunsxgMcn4geGIw_RsNZV-VPw7jzDDjh__3bo_gQa8kybCD_jFs4fwJ3L_RX3AHvg3n5PTk7OOopO8iWwVyhCmFvM_TIsO-nziJwpVEIUiSACWpZOQi556TsnObIemylgxHpEyWamR8ufi5fAqfx-9no2PamylQz51aUae4btB6J21jQm0b66Kaq72WQetaWh28QlVbgZYXoTWeMxfapjaCo_DaimewPV_M8TkQUwTr0bSGeSmFSC3SjFKmlqIRiIwNoFivbeX7TuPJ8OKyyhEHc1XGo0p4VD0eA3izmfO967Pxz9E7CYHNyH7xB7C_hrDqt-KySjFlLpEtdv8-6xXcPZ6dTqrJyfTDHtxLfvJdPu4-bK-urvEF3PE_VhfLq5f5e_sFvLLQQQ
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=An+MISOCP-Based+Decomposition+Approach+for+the+Unit+Commitment+Problem+with+AC+Power+Flows&rft.jtitle=IEEE+transactions+on+power+systems&rft.au=Tuncer%2C+Deniz&rft.au=Kocuk%2C+Burak&rft.date=2023-07-01&rft.pub=IEEE&rft.issn=0885-8950&rft.spage=1&rft.epage=12&rft_id=info:doi/10.1109%2FTPWRS.2022.3206136&rft.externalDocID=9888059
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=0885-8950&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=0885-8950&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=0885-8950&client=summon