On Generalized Spatial Modulation Aided Millimeter Wave MIMO: Spectral Efficiency Analysis and Hybrid Precoder Design

The concept of generalized spatial modulation (GenSM) aided millimeter wave (mm-wave) multiple-input multiple-output (MIMO) has recently attracted substantial research interest, as it benefits from the large bandwidth of mm-wave MIMO, while maintaining a reduced number of radio frequency (RF) chains...

Celý popis

Uloženo v:
Podrobná bibliografie
Vydáno v:IEEE transactions on wireless communications Ročník 16; číslo 11; s. 7658 - 7671
Hlavní autoři: He, Longzhuang, Wang, Jintao, Song, Jian
Médium: Journal Article
Jazyk:angličtina
Vydáno: IEEE 01.11.2017
Témata:
ISSN:1536-1276
On-line přístup:Získat plný text
Tagy: Přidat tag
Žádné tagy, Buďte první, kdo vytvoří štítek k tomuto záznamu!
Abstract The concept of generalized spatial modulation (GenSM) aided millimeter wave (mm-wave) multiple-input multiple-output (MIMO) has recently attracted substantial research interest, as it benefits from the large bandwidth of mm-wave MIMO, while maintaining a reduced number of radio frequency (RF) chains. However, due to the lack of precoding design, the preceding GenSM-aided mm-wave MIMO schemes suffered from severe performance loss. Inspired by the reduced-RF-chain structure making implementation cost low while maintaining the benefit of GenSM, in this paper, we incorporate the technique of hybrid precoding into GenSM-aided mm-wave MIMO, where a hybrid digital and analog precoding regime is proposed to enhance the system's achievable rate. Moreover, a closed-form expression is proposed to provide an accurate approximation to the spectral efficiency (SE) achieved by the proposed scheme. The proposed expression is further simplified in the region of high signal-to-noise ratio (SNR). By exploiting the proposed SE expressions as low-complexity cost functions, two algorithms, i.e. the gradient ascent algorithm and the high-SNR approximation algorithm, are exploited to optimize the hybrid precoders in terms of SE maximization. Finally, numerical simulations are provided to substantiate the superior SE performance achieved by the proposed scheme over other GenSM-aided mm-wave MIMO schemes as well as the state-of-the-art mm-wave MIMO systems.
AbstractList The concept of generalized spatial modulation (GenSM) aided millimeter wave (mm-wave) multiple-input multiple-output (MIMO) has recently attracted substantial research interest, as it benefits from the large bandwidth of mm-wave MIMO, while maintaining a reduced number of radio frequency (RF) chains. However, due to the lack of precoding design, the preceding GenSM-aided mm-wave MIMO schemes suffered from severe performance loss. Inspired by the reduced-RF-chain structure making implementation cost low while maintaining the benefit of GenSM, in this paper, we incorporate the technique of hybrid precoding into GenSM-aided mm-wave MIMO, where a hybrid digital and analog precoding regime is proposed to enhance the system's achievable rate. Moreover, a closed-form expression is proposed to provide an accurate approximation to the spectral efficiency (SE) achieved by the proposed scheme. The proposed expression is further simplified in the region of high signal-to-noise ratio (SNR). By exploiting the proposed SE expressions as low-complexity cost functions, two algorithms, i.e. the gradient ascent algorithm and the high-SNR approximation algorithm, are exploited to optimize the hybrid precoders in terms of SE maximization. Finally, numerical simulations are provided to substantiate the superior SE performance achieved by the proposed scheme over other GenSM-aided mm-wave MIMO schemes as well as the state-of-the-art mm-wave MIMO systems.
Author Jintao Wang
Jian Song
Longzhuang He
Author_xml – sequence: 1
  givenname: Longzhuang
  surname: He
  fullname: He, Longzhuang
– sequence: 2
  givenname: Jintao
  orcidid: 0000-0002-5245-5379
  surname: Wang
  fullname: Wang, Jintao
– sequence: 3
  givenname: Jian
  surname: Song
  fullname: Song, Jian
BookMark eNp9kMFOwzAMQHMYEhtwR-KSH-hI2iZpuU1jbJNWDYlJO1Zp4qKgLJ2SDml8PRmbOHDgZFv2s-U3QgPXOUDonpIxpaR83Gyn45RQMU4FSwURAzSkLOMJTQW_RqMQPkjscsaG6LB2eA4OvLTmCzR-28veSIurTh9sTDuHJ0bHRmWsNTvoweOt_ARcLav1UxwH1UcWz9rWKANOHfHESXsMJmDpNF4cG280fvWgOh3ZZwjm3d2iq1baAHeXeIM2L7PNdJGs1vPldLJKVMqzPmF5C2VBm4IL2aisLNpYybbRgrdQlEWaNyVNmcy5bmSeApCSKSY0KTRENLtB5LxW-S4ED22992Yn_bGmpD6ZqqOp-mSqvpiKCP-DKNP_eIhvGvsf-HAGDQD83ilIzmkmsm_SknuC
CODEN ITWCAX
CitedBy_id crossref_primary_10_1109_LCOMM_2020_3011284
crossref_primary_10_1109_JSTSP_2019_2919232
crossref_primary_10_1109_TWC_2024_3501337
crossref_primary_10_1007_s10776_020_00484_6
crossref_primary_10_1109_ACCESS_2024_3485135
crossref_primary_10_1109_TCOMM_2019_2957219
crossref_primary_10_1109_TVT_2021_3054398
crossref_primary_10_1109_TWC_2024_3375899
crossref_primary_10_1109_MCOM_001_2000763
crossref_primary_10_1109_TVT_2018_2884049
crossref_primary_10_1109_TVT_2020_3030628
crossref_primary_10_1109_ACCESS_2018_2851076
crossref_primary_10_1109_ACCESS_2020_3027835
crossref_primary_10_1109_LCOMM_2024_3368524
crossref_primary_10_1109_TVT_2022_3217475
crossref_primary_10_1109_TVT_2020_2982700
crossref_primary_10_1186_s13638_019_1545_7
crossref_primary_10_1002_ett_4475
crossref_primary_10_1109_JSAC_2019_2929453
crossref_primary_10_1109_JSAC_2019_2929399
crossref_primary_10_1109_JSYST_2022_3179867
crossref_primary_10_1109_TCOMM_2021_3097138
crossref_primary_10_1109_TCOMM_2018_2833548
crossref_primary_10_1109_LCOMM_2020_3030697
crossref_primary_10_1109_TCOMM_2019_2940990
crossref_primary_10_1109_TVT_2022_3183084
crossref_primary_10_1109_MSP_2024_3444195
crossref_primary_10_1049_iet_com_2018_6201
crossref_primary_10_1049_iet_com_2018_0162
Cites_doi 10.1109/TWC.2016.2601616
10.1109/TCOMM.2013.120213.120850
10.1109/TVT.2016.2555378
10.1109/COMST.2014.2327066
10.1109/LCOMM.2008.080739
10.1109/JPROC.2014.2299397
10.1109/JPROC.2013.2287851
10.1109/JSAC.2016.2549418
10.1109/JPROC.2011.2143650
10.1109/TWC.2009.080910
10.1109/TWC.2014.011714.130846
10.1109/TVT.2014.2370679
10.1109/VTCFall.2015.7390946
10.1109/TWC.2012.030512.111635
10.1109/TCOMM.2014.2387171
10.1109/ISIT.2011.6033868
10.1109/MCOM.2014.6979963
10.1109/LWC.2014.2381671
10.1109/LCOMM.2015.2428240
10.1109/MCOM.2011.5783993
10.1109/TWC.2011.092911.101843
10.1109/TWC.2016.2645201
10.1109/TSP.2012.2188717
10.1109/MCOM.2015.7010533
10.1109/LWC.2015.2409268
10.1109/SURV.2011.092311.00031
10.1109/MVT.2008.915320
10.1109/ACCESS.2013.2260813
ContentType Journal Article
DBID 97E
RIA
RIE
AAYXX
CITATION
DOI 10.1109/TWC.2017.2752707
DatabaseName IEEE Xplore (IEEE)
IEEE All-Society Periodicals Package (ASPP) 1998–Present
IEEE Electronic Library (IEL)
CrossRef
DatabaseTitle CrossRef
DatabaseTitleList
Database_xml – sequence: 1
  dbid: RIE
  name: IEEE Electronic Library (IEL)
  url: https://ieeexplore.ieee.org/
  sourceTypes: Publisher
DeliveryMethod fulltext_linktorsrc
Discipline Engineering
EndPage 7671
ExternalDocumentID 10_1109_TWC_2017_2752707
8046137
Genre orig-research
GrantInformation_xml – fundername: National Natural Science Foundation of China
  grantid: 61471221; 61471219
  funderid: 10.13039/501100001809
GroupedDBID -~X
0R~
29I
4.4
5GY
5VS
6IK
97E
AAJGR
AARMG
AASAJ
AAWTH
ABAZT
ABQJQ
ABVLG
ACGFO
ACGFS
ACIWK
AENEX
AETIX
AGQYO
AGSQL
AHBIQ
AIBXA
AKJIK
AKQYR
ALMA_UNASSIGNED_HOLDINGS
ATWAV
BEFXN
BFFAM
BGNUA
BKEBE
BPEOZ
CS3
DU5
EBS
EJD
HZ~
H~9
IES
IFIPE
IPLJI
JAVBF
LAI
M43
O9-
OCL
P2P
RIA
RIE
RNS
AAYXX
CITATION
ID FETCH-LOGICAL-c263t-54fe981b867abc398f981afbd76fe89824b9125a46dba42ee095c57d08de4fe3
IEDL.DBID RIE
ISICitedReferencesCount 40
ISICitedReferencesURI http://www.webofscience.com/api/gateway?GWVersion=2&SrcApp=Summon&SrcAuth=ProQuest&DestLinkType=CitingArticles&DestApp=WOS_CPL&KeyUT=000415701200049&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
ISSN 1536-1276
IngestDate Sat Nov 29 06:23:44 EST 2025
Tue Nov 18 21:09:04 EST 2025
Wed Aug 27 02:52:40 EDT 2025
IsPeerReviewed true
IsScholarly true
Issue 11
Language English
License https://ieeexplore.ieee.org/Xplorehelp/downloads/license-information/IEEE.html
LinkModel DirectLink
MergedId FETCHMERGED-LOGICAL-c263t-54fe981b867abc398f981afbd76fe89824b9125a46dba42ee095c57d08de4fe3
ORCID 0000-0002-5245-5379
PageCount 14
ParticipantIDs crossref_primary_10_1109_TWC_2017_2752707
crossref_citationtrail_10_1109_TWC_2017_2752707
ieee_primary_8046137
PublicationCentury 2000
PublicationDate 2017-Nov.
2017-11-00
PublicationDateYYYYMMDD 2017-11-01
PublicationDate_xml – month: 11
  year: 2017
  text: 2017-Nov.
PublicationDecade 2010
PublicationTitle IEEE transactions on wireless communications
PublicationTitleAbbrev TWC
PublicationYear 2017
Publisher IEEE
Publisher_xml – name: IEEE
References ref13
he (ref24) 2017
ref12
ref15
ref14
ref31
ref30
ref11
ref32
ref10
cover (ref33) 2006
(ref28) 2004
ref2
ref1
ref16
ref19
ref18
di renzo (ref17) 2014; 102
zhang (ref26) 2004
ref23
ref25
ref20
ref22
ref21
holmes (ref27) 0
ref29
ref8
ref7
ref9
ref4
ref3
ref6
ref5
References_xml – ident: ref15
  doi: 10.1109/TWC.2016.2601616
– year: 2004
  ident: ref28
  publication-title: Digital Video Broadcasting (DVB) Second Generation Framing Structure Channel Coding and Modulation for Broadcasting Interactive Services News Gathering and Other Broadband Satellite Applications
– ident: ref32
  doi: 10.1109/TCOMM.2013.120213.120850
– ident: ref16
  doi: 10.1109/TVT.2016.2555378
– ident: ref18
  doi: 10.1109/COMST.2014.2327066
– ident: ref20
  doi: 10.1109/LCOMM.2008.080739
– year: 2004
  ident: ref26
  publication-title: Matrix Analysis and Applications
– ident: ref3
  doi: 10.1109/JPROC.2014.2299397
– volume: 102
  start-page: 56
  year: 2014
  ident: ref17
  article-title: Spatial modulation for generalized MIMO: Challenges, opportunities, and implementation
  publication-title: Proc IEEE
  doi: 10.1109/JPROC.2013.2287851
– year: 2017
  ident: ref24
  publication-title: Spatial modulation for more spatial multiplexing RF-chain-limited generalized spatial modulation aided mmWave MIMO with hybrid precoding
– ident: ref13
  doi: 10.1109/JSAC.2016.2549418
– ident: ref2
  doi: 10.1109/JPROC.2011.2143650
– ident: ref23
  doi: 10.1109/TWC.2009.080910
– ident: ref10
  doi: 10.1109/TWC.2014.011714.130846
– ident: ref30
  doi: 10.1109/TVT.2014.2370679
– ident: ref8
  doi: 10.1109/VTCFall.2015.7390946
– ident: ref19
  doi: 10.1109/TWC.2012.030512.111635
– ident: ref31
  doi: 10.1109/TCOMM.2014.2387171
– ident: ref29
  doi: 10.1109/ISIT.2011.6033868
– ident: ref7
  doi: 10.1109/MCOM.2014.6979963
– ident: ref14
  doi: 10.1109/LWC.2014.2381671
– year: 2006
  ident: ref33
  publication-title: Elements of Information Theory
– ident: ref21
  doi: 10.1109/LCOMM.2015.2428240
– ident: ref4
  doi: 10.1109/MCOM.2011.5783993
– start-page: 1
  year: 0
  ident: ref27
  article-title: Fast SVD for large scale matrices
– ident: ref6
  doi: 10.1109/TWC.2011.092911.101843
– ident: ref22
  doi: 10.1109/TWC.2016.2645201
– ident: ref25
  doi: 10.1109/TSP.2012.2188717
– ident: ref12
  doi: 10.1109/MCOM.2015.7010533
– ident: ref11
  doi: 10.1109/LWC.2015.2409268
– ident: ref9
  doi: 10.1109/SURV.2011.092311.00031
– ident: ref1
  doi: 10.1109/MVT.2008.915320
– ident: ref5
  doi: 10.1109/ACCESS.2013.2260813
SSID ssj0017655
Score 2.4196017
Snippet The concept of generalized spatial modulation (GenSM) aided millimeter wave (mm-wave) multiple-input multiple-output (MIMO) has recently attracted substantial...
SourceID crossref
ieee
SourceType Enrichment Source
Index Database
Publisher
StartPage 7658
SubjectTerms Algorithm design and analysis
Approximation algorithms
Generalized spatial modulation
hybrid precoding
millimeter wave communications
MIMO
Modulation
Precoding
Radio frequency
Signal to noise ratio
spectral efficiency
Title On Generalized Spatial Modulation Aided Millimeter Wave MIMO: Spectral Efficiency Analysis and Hybrid Precoder Design
URI https://ieeexplore.ieee.org/document/8046137
Volume 16
WOSCitedRecordID wos000415701200049&url=https%3A%2F%2Fcvtisr.summon.serialssolutions.com%2F%23%21%2Fsearch%3Fho%3Df%26include.ft.matches%3Dt%26l%3Dnull%26q%3D
hasFullText 1
inHoldings 1
isFullTextHit
isPrint
journalDatabaseRights – providerCode: PRVIEE
  databaseName: IEEE Electronic Library (IEL)
  issn: 1536-1276
  databaseCode: RIE
  dateStart: 20020101
  customDbUrl:
  isFulltext: true
  dateEnd: 99991231
  titleUrlDefault: https://ieeexplore.ieee.org/
  omitProxy: false
  ssIdentifier: ssj0017655
  providerName: IEEE
link http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1LS8NAEF7a4kEPvqpYX-zBi2DamNduvJXaUg99HArtLWR3ZyGgqdS2oL_enU0MPYjgKa8dCJkJO7sz3_cRchcyEQnQygFzdALNlCNMHDsy0lKakDKrEG7FJth4zBeLeFojDxUWBgBs8xm08dTW8tVSbnCrrMORHdxndVJnLCqwWlXFgEVW4dT8wKgrw6qSpBt3ZvMe9nCxtsdCj6Fw7M4UtKOpYqeUwdH_XuaYHJapI-0Wvj4hNchPycEOoWCTbCY5LYmksy9QFAWHTYDR0VKVMl20mynzACGA2Ru2wtB5ugU6ehlNniiK0ePOB-1bYglEZdIf1hKa5ooOPxHgRae4jFbG9tn2f5yR2aA_6w2dUljBkV7kr50w0BCbfJVHLBXSj7k2V6kWikUaeMy9QMQm8UmDSIk08ABMHiZDplyuwJj656SRL3O4IFSEWE1_TH3BdKDDmCtfu0q7oQJjz3iLdH4-dSJL0nHUvnhN7OLDjRPjnASdk5TOaZH7yuK9INz4Y2wT_VKNK11y-fvtK7KPxgWQ8Jo01qsN3JA9uV1nH6tbG03fHL_I4A
linkProvider IEEE
linkToHtml http://cvtisr.summon.serialssolutions.com/2.0.0/link/0/eLvHCXMwlV1LSwMxEB58gXrwLb7NwYvg2nVfyXortaWibT0U6m3ZJBMo6FZqK-ivN5OuSw8ieNpXJiw7s2QmM_N9ABcxl4lEoz20Ry8yXHvS2rGnEqOUNSkbhQhHNsG7XfH8nD4twFXVC4OIrvgMr-nU5fL1SE1pq6wmCB085IuwHEc27pl1a1U5A544jlP7CxOzDK-Skn5a6w8aVMXFrwMeB5yoY-cWoTlWFbeotDb_9zpbsFE6j6w-0_Y2LGCxA-tzkIK7MO0VrISSHn6hZkQ5bE2MdUa6JOpi9aG2D6gJcPhKxTBskH8g69x3ereM6Ohp74M1HbQE9WWyH9wSlheatT-pxYs9USCtreydqwDZg36r2W-0vZJawVNBEk68ODKYWo9VJDyXKkyFsVe5kZonBkUqgkim1vXJo0TLPAoQrSemYq59odGKhvuwVIwKPAAmY8qn3-Sh5CYycSp0aHxt_FijlefiEGo_nzpTJew4sV-8ZC788NPMKicj5WSlcg7hspJ4m0Fu_DF2l_RSjStVcvT77XNYbfc7j9njfffhGNZoollb4QksTcZTPIUV9TEZvo_PnGV9A7mTzCc
openUrl ctx_ver=Z39.88-2004&ctx_enc=info%3Aofi%2Fenc%3AUTF-8&rfr_id=info%3Asid%2Fsummon.serialssolutions.com&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Ajournal&rft.genre=article&rft.atitle=On+Generalized+Spatial+Modulation+Aided+Millimeter+Wave+MIMO%3A+Spectral+Efficiency+Analysis+and+Hybrid+Precoder+Design&rft.jtitle=IEEE+transactions+on+wireless+communications&rft.au=He%2C+Longzhuang&rft.au=Wang%2C+Jintao&rft.au=Song%2C+Jian&rft.date=2017-11-01&rft.issn=1536-1276&rft.volume=16&rft.issue=11&rft.spage=7658&rft.epage=7671&rft_id=info:doi/10.1109%2FTWC.2017.2752707&rft.externalDBID=n%2Fa&rft.externalDocID=10_1109_TWC_2017_2752707
thumbnail_l http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/lc.gif&issn=1536-1276&client=summon
thumbnail_m http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/mc.gif&issn=1536-1276&client=summon
thumbnail_s http://covers-cdn.summon.serialssolutions.com/index.aspx?isbn=/sc.gif&issn=1536-1276&client=summon